X0201

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000028686 
Series ID Record:2
Series ID
S000019849 
Series ID Record:3
Series ID
S000060079 
Series ID Record:4
Series ID
S000028708 
Series ID Record:5
Series ID
S000028701 
Series ID Record:6
Series ID
S000028707 
Series ID Record:7
Series ID
S000028697 
Series ID Record:8
Series ID
S000028698 
Series ID Record:9
Series ID
S000028692 
Series ID Record:10
Series ID
S000028695 
Series ID Record:11
Series ID
S000028696 
Series ID Record:12
Series ID
S000028700 
Series ID Record:13
Series ID
S000028691 
Series ID Record:14
Series ID
S000028687 
Series ID Record:15
Series ID
S000028683 
Series ID Record:16
Series ID
S000019839 
Series ID Record:17
Series ID
S000019845 
Series ID Record:18
Series ID
S000028702 
Series ID Record:19
Series ID
S000028703 
Series ID Record:20
Series ID
S000028704 
Series ID Record:21
Series ID
S000040393 
Series ID Record:22
Series ID
S000019856 
Series ID Record:23
Series ID
S000019838 
Series ID Record:24
Series ID
S000019843 
Series ID Record:25
Series ID
S000019860 
Series ID Record:26
Series ID
S000019842 
Series ID Record:27
Series ID
S000019841 
Series ID Record:28
Series ID
S000019852 
Series ID Record:29
Series ID
S000019857 
Series ID Record:30
Series ID
S000019851 
Series ID Record:31
Series ID
S000019848 
Series ID Record:32
Series ID
S000019858 
Series ID Record:33
Series ID
S000019846 
Series ID Record:34
Series ID
S000019853 
Series ID Record:35
Series ID
S000019850 
Series ID Record:36
Series ID
S000019840 
Series ID Record:37
Series ID
S000036785 
Series ID Record:38
Series ID
S000036677 
Series ID Record:39
Series ID
S000019855 
Series ID Record:40
Series ID
S000028699 
Series ID Record:41
Series ID
S000028688 
Series ID Record:42
Series ID
S000028684 
Series ID Record:43
Series ID
S000028690 
Series ID Record:44
Series ID
S000028689 
Series ID Record:45
Series ID
S000028685 
Series ID Record:46
Series ID
S000019844 
Series ID Record:47
Series ID
S000028694 
Series ID Record:48
Series ID
S000019847 
Series ID Record:49
Series ID
S000019859 
Series ID Record:50
Series ID
S000031384 
Series ID Record:51
Series ID
S000028705 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2018-12-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
Columbia Funds Variable Series Trust II 
b. Investment Company Act file number ( e.g., 811-)
811-22127 
c. CIK
0001413032 
d. LEI
54930017CSZ4UCL7G406 

Item B.2. Address and telephone number of Registrant.

a. Street 1
225 Franklin St 
Street 2
 
b. City
Boston 
c. State, if applicable
MASSACHUSETTS  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
02110 
f. Telephone number (including country code if foreign)
18003456611 
g. Public Website, if any
columbiathreadneedleus.com/investor/ 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
Columbia Funds Variable Series Trust II 
b. Street 1
225 Franklin Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
BlackRock Financial Management, Inc. 
b. Street 1
55 East 52nd Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10055 
g. Telephone number (including country code if foreign)
212-810-5300 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
BlackRock International Limited 
b. Street 1
Exchange Place One 
Street 2
1 Semple Street 
c. City
Edinburgh 
d. State, if applicable
 
e. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
f. Zip code and zip code extension, or foreign postal code
EH3 8BL 
g. Telephone number (including country code if foreign)
44 131 472 7200 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
BMO Asset Management Corp. 
b. Street 1
115 South LaSalle Street 
Street 2
11th Floor 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60603 
g. Telephone number (including country code if foreign)
312-461-7699 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
CenterSquare Investment Management LLC 
b. Street 1
630 W Germantown Pike 
Street 2
Suite 300 
c. City
Plymouth Meeting 
d. State, if applicable
PENNSYLVANIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
19462 
g. Telephone number (including country code if foreign)
610-834-9500 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 6
a. Name of person (e.g., a custodian of records)
Columbia Wanger Asset Management, LLC 
b. Street 1
227 West Monroe Street 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
312-634-9200 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 7
a. Name of person (e.g., a custodian of records)
Davis Selected Advisers, L.P. 
b. Street 1
3601 East Brittania Drive 
Street 2
 
c. City
Tucson 
d. State, if applicable
ARIZONA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
85706 
g. Telephone number (including country code if foreign)
800-279-2279 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 8
a. Name of person (e.g., a custodian of records)
Dimensional Fund Advisors, L.P. 
b. Street 1
6300 Bee Cave Road 
Street 2
Building One 
c. City
Austin 
d. State, if applicable
TEXAS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
78746 
g. Telephone number (including country code if foreign)
512-306-7400 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 9
a. Name of person (e.g., a custodian of records)
Donald Smith & Co., Inc. 
b. Street 1
152 West 57th Street 
Street 2
22nd Floor 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10019 
g. Telephone number (including country code if foreign)
212-284-0990 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 10
a. Name of person (e.g., a custodian of records)
Eaton Vance Management 
b. Street 1
Two International Place 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
617-482-8260 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 11
a. Name of person (e.g., a custodian of records)
Columbia Management Investment Advisers, LLC 
b. Street 1
225 Franklin Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 12
a. Name of person (e.g., a custodian of records)
FIAM LLC (d/b/a Pyramis Global Advisors, LLC) 
b. Street 1
900 Salem Strett 
Street 2
 
c. City
Smithfield 
d. State, if applicable
RHODE ISLAND  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02917 
g. Telephone number (including country code if foreign)
617-563-7000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 13
a. Name of person (e.g., a custodian of records)
Goldman Sachs Asset Management, L.P. 
b. Street 1
200 West Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10282 
g. Telephone number (including country code if foreign)
212-902-1000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 14
a. Name of person (e.g., a custodian of records)
Holland Capital Management LLC 
b. Street 1
303 W. Madison Street 
Street 2
Suite 700 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
000-000-0000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 15
a. Name of person (e.g., a custodian of records)
Invesco Advisers, Inc. 
b. Street 1
1555 Peachtree Street, N.E. 
Street 2
 
c. City
Atlanta 
d. State, if applicable
GEORGIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
30309 
g. Telephone number (including country code if foreign)
404-892-0896 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 16
a. Name of person (e.g., a custodian of records)
J.P. Morgan Investment Management Inc. 
b. Street 1
270 Park Avenue 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10017 
g. Telephone number (including country code if foreign)
800-343-1113 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 17
a. Name of person (e.g., a custodian of records)
Jacobs Levy Equity Management, Inc. 
b. Street 1
100 Campus Drive 
Street 2
2nd Floor West 
c. City
Florham Park 
d. State, if applicable
NEW JERSEY  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
07932 
g. Telephone number (including country code if foreign)
973-410-9222 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 18
a. Name of person (e.g., a custodian of records)
Jennison Associates LLC 
b. Street 1
466 Lexington Avenue 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10017 
g. Telephone number (including country code if foreign)
212-421-1000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 19
a. Name of person (e.g., a custodian of records)
Kennedy Capital Management, Inc. 
b. Street 1
10829 Olive Boulevard 
Street 2
 
c. City
St. Louis 
d. State, if applicable
MISSOURI  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
63141 
g. Telephone number (including country code if foreign)
314-432-0400 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 20
a. Name of person (e.g., a custodian of records)
The London Company of Virginia, LLC 
b. Street 1
1800 Bayberry Court 
Street 2
Suite 301 
c. City
Richmond 
d. State, if applicable
VIRGINIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
23226 
g. Telephone number (including country code if foreign)
804-775-0317 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 21
a. Name of person (e.g., a custodian of records)
Loomis, Sayles and Company, L.P. 
b. Street 1
One Financial Center 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02111 
g. Telephone number (including country code if foreign)
617-482-2450 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 22
a. Name of person (e.g., a custodian of records)
Iron Mountain Records Management 
b. Street 1
920 and 950 Apollo Road 
Street 2
 
c. City
Eagan 
d. State, if applicable
MINNESOTA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
55121 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 23
a. Name of person (e.g., a custodian of records)
Los Angeles Capital Management and Equity Research, Inc. 
b. Street 1
1150 Santa Monica Blvd. 
Street 2
Suite 200 
c. City
Los angeles 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
90025 
g. Telephone number (including country code if foreign)
310-479-9998 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 24
a. Name of person (e.g., a custodian of records)
Marsico Capital Management, LLC 
b. Street 1
1200 17th Street 
Street 2
Suite 1600 
c. City
Denver 
d. State, if applicable
COLORADO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
80202 
g. Telephone number (including country code if foreign)
303-454-5600 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 25
a. Name of person (e.g., a custodian of records)
Massachusetts Financial Services Company 
b. Street 1
111 Huntington Ave. 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02199 
g. Telephone number (including country code if foreign)
617-954-5000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 26
a. Name of person (e.g., a custodian of records)
Mondrian Investment Partners Limited 
b. Street 1
10 Gresham Street 
Street 2
5th Floor 
c. City
London 
d. State, if applicable
 
e. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
f. Zip code and zip code extension, or foreign postal code
EC2V7JD 
g. Telephone number (including country code if foreign)
011-44-207-477-7000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 27
a. Name of person (e.g., a custodian of records)
Morgan Stanley Investment Management Inc. 
b. Street 1
522 Fifth Avenue 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10036 
g. Telephone number (including country code if foreign)
212-296-6600 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 28
a. Name of person (e.g., a custodian of records)
NFJ Investment Group LLC 
b. Street 1
2100 Ross Avenue 
Street 2
Suite 700 
c. City
Dallas 
d. State, if applicable
TEXAS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
75201 
g. Telephone number (including country code if foreign)
214-754-1780 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 29
a. Name of person (e.g., a custodian of records)
Nuveen Asset Management, LLC 
b. Street 1
333 West Wacker Drive 
Street 2
 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60606 
g. Telephone number (including country code if foreign)
312-917-7700 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 30
a. Name of person (e.g., a custodian of records)
OppenheimerFunds, Inc. 
b. Street 1
225 Liberty Street 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10281 
g. Telephone number (including country code if foreign)
212-323-0200 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 31
a. Name of person (e.g., a custodian of records)
Pacific Investment Management Company LLC 
b. Street 1
650 Newport Center Drive 
Street 2
 
c. City
Newport Beach 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
92660 
g. Telephone number (including country code if foreign)
949-720-6000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 32
a. Name of person (e.g., a custodian of records)
Palisade Capital Management LLC 
b. Street 1
One Bridge Plaza North 
Street 2
Suite 695 
c. City
Fort Lee 
d. State, if applicable
NEW JERSEY  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
07024 
g. Telephone number (including country code if foreign)
201-585-7733 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 33
a. Name of person (e.g., a custodian of records)
Columbia Management Investment Distributors, Inc. 
b. Street 1
225 Franklin Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 34
a. Name of person (e.g., a custodian of records)
River Road Asset Management, LLC 
b. Street 1
462 South Fourth Street 
Street 2
Suite 2000 
c. City
Louisville 
d. State, if applicable
KENTUCKY  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
40202 
g. Telephone number (including country code if foreign)
502-371-4100 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 35
a. Name of person (e.g., a custodian of records)
Segall Bryant & Hamill, LLC 
b. Street 1
540 West Madison Street 
Street 2
Suite 1900 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60661-2551 
g. Telephone number (including country code if foreign)
800-836-4265 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 36
a. Name of person (e.g., a custodian of records)
Sit Investment Associates, Inc. 
b. Street 1
3300 IDS Center 
Street 2
80 South Eighth Street 
c. City
Minneapolis 
d. State, if applicable
MINNESOTA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
55402 
g. Telephone number (including country code if foreign)
612-332-3223 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 37
a. Name of person (e.g., a custodian of records)
Snow Capital Management L.P. 
b. Street 1
2000 Georgetowne Drive 
Street 2
Suite 200 
c. City
Sewickley 
d. State, if applicable
PENNSYLVANIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
15143 
g. Telephone number (including country code if foreign)
724-934-5800 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 38
a. Name of person (e.g., a custodian of records)
T. Rowe Price Associates, Inc. 
b. Street 1
100 East Pratt Street 
Street 2
 
c. City
Baltimore 
d. State, if applicable
MARYLAND  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
21202 
g. Telephone number (including country code if foreign)
410-345-2000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 39
a. Name of person (e.g., a custodian of records)
TCW Investment Management Company LLC 
b. Street 1
865 South Figueroa Street 
Street 2
Suite 1800 
c. City
Los Angeles 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
90017 
g. Telephone number (including country code if foreign)
213-244-0000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 40
a. Name of person (e.g., a custodian of records)
Threadneedle International Limited 
b. Street 1
Cannon Place 
Street 2
78 Cannon Street 
c. City
London 
d. State, if applicable
 
e. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
f. Zip code and zip code extension, or foreign postal code
EC4N 6AG 
g. Telephone number (including country code if foreign)
0044-20-7464-5000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 41
a. Name of person (e.g., a custodian of records)
Turner Investments, L.P. 
b. Street 1
1205 Westlakes Drive 
Street 2
Suite 100 
c. City
Berwyn 
d. State, if applicable
PENNSYLVANIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
19312 
g. Telephone number (including country code if foreign)
484-329-2300 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 42
a. Name of person (e.g., a custodian of records)
Victory Capital Management Inc. 
b. Street 1
4900 Tiedeman Road 
Street 2
4th Floor 
c. City
Brooklyn 
d. State, if applicable
OHIO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
44144 
g. Telephone number (including country code if foreign)
877-660-4400 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 43
a. Name of person (e.g., a custodian of records)
Wells Capital Management Incorporated 
b. Street 1
525 Market Street 
Street 2
 
c. City
San Francisco 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
94105 
g. Telephone number (including country code if foreign)
415-396-8000 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 44
a. Name of person (e.g., a custodian of records)
Columbia Management Investment Services Corp. 
b. Street 1
225 Franklin Street 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02110 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 45
a. Name of person (e.g., a custodian of records)
Westfield Capital Management Company, L.P. 
b. Street 1
One Financial Center 
Street 2
 
c. City
Boston 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02111 
g. Telephone number (including country code if foreign)
617-428-7100 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 46
a. Name of person (e.g., a custodian of records)
Winslow Capital Management, LLC 
b. Street 1
4400 IDS Center 
Street 2
80 South Eighth Street 
c. City
Minneapolis 
d. State, if applicable
MINNESOTA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
55402 
g. Telephone number (including country code if foreign)
612-376-9100 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 47
a. Name of person (e.g., a custodian of records)
JP Morgan Chase Bank, N.A. 
b. Street 1
1 Chase Manhattan Plaza 
Street 2
19th Floor 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10005 
g. Telephone number (including country code if foreign)
6126717086 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 48
a. Name of person (e.g., a custodian of records)
American Century Investment Management, Inc. 
b. Street 1
4500 Main Street 
Street 2
 
c. City
Kansas City 
d. State, if applicable
MISSOURI  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
64111 
g. Telephone number (including country code if foreign)
816-531-5575 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 49
a. Name of person (e.g., a custodian of records)
AQR Capital Management, LLC 
b. Street 1
Two Greenwich Plaza 
Street 2
3rd Floor 
c. City
Greenwich 
d. State, if applicable
CONNECTICUT  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
06830 
g. Telephone number (including country code if foreign)
203-742-3600 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 
Location books Record: 50
a. Name of person (e.g., a custodian of records)
Barrow, Hanley, Mewhinney & Strauss, LLC 
b. Street 1
2200 Ross Avenue 
Street 2
31st Floor 
c. City
Dallas 
d. State, if applicable
TEXAS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
75201 
g. Telephone number (including country code if foreign)
214-665-1900 
h. Briefly describe the books and records kept at this location:
Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button checked Yes Radio button not checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
Columbia Funds Complex 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
50 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 1
i. Name of the Series
Variable Portfolio - Eaton Vance Floating-Rate Income Fund 
ii. Series identification number
S000028686 
iii. Date of termination (month/year)
08/2018 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
George S. Batejan 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 2
a. Full Name
Edward J. Boudreau Jr. 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 3
a. Full Name
Pamela G. Carlton 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 4
a. Full Name
William P. Carmichael 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 5
a. Full Name
Patricia M. Flynn 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 6
a. Full Name
Brian J. Gallagher 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22255 
File Number Record: 3
File Number Record:
811-21852 
File Number Record: 4
File Number Record:
811-09645 
Director Record: 7
a. Full Name
Catherine James Paglia 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 8
a. Full Name
Anthony M. Santomero 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22255 
File Number Record: 3
File Number Record:
811-21852 
File Number Record: 4
File Number Record:
811-09645 
Director Record: 9
a. Full Name
Minor M. Shaw 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-21852 
File Number Record: 6
File Number Record:
811-00266 
Director Record: 10
a. Full Name
William F. Truscott 
b. CRD number, if any
002416857 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22328 
File Number Record: 3
File Number Record:
811-22255 
File Number Record: 4
File Number Record:
811-09645 
File Number Record: 5
File Number Record:
811-05199 
File Number Record: 6
File Number Record:
811-21852 
File Number Record: 7
File Number Record:
811-04367 
File Number Record: 8
File Number Record:
811-00266 
Director Record: 11
a. Full Name
Sandra Yeager 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22736 
File Number Record: 2
File Number Record:
811-22255 
File Number Record: 3
File Number Record:
811-21852 
File Number Record: 4
File Number Record:
811-09645 
Director Record: 12
a. Full Name
Kathleen Blatz 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-09645 
File Number Record: 2
File Number Record:
811-21852 
File Number Record: 3
File Number Record:
811-00266 
File Number Record: 4
File Number Record:
811-22736 
File Number Record: 5
File Number Record:
811-22328 
File Number Record: 6
File Number Record:
811-22255 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Thomas P. McGuire 
b. CRD Number, if any
N/A 
c. Street Address 1
225 Franklin Street 
Street Address 2
 
d. City
Boston 
e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
02110 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button checked Yes Radio button not checked No
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
Security Matter Series info Record: 1
1. Series name
Variable Portfolio - Eaton Vance Floating-Rate Income Fund 
2. Series identification number
S000028686 

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-15581 
Release number Record: 2
i. If yes, provide below the release number for each order
IC-30301 
Release number Record: 3
i. If yes, provide below the release number for each order
IC-21150 
Release number Record: 4
i. If yes, provide below the release number for each order
IC-23948 
Release number Record: 5
i. If yes, provide below the release number for each order
IC-33036 
Release number Record: 6
i. If yes, provide below the release number for each order
IC-30030 
Release number Record: 7
i. If yes, provide below the release number for each order
IC-31981 
Release number Record: 8
i. If yes, provide below the release number for each order
IC-25664 
Release number Record: 9
i. If yes, provide below the release number for each order
IC-30229 
Release number Record: 10
i. If yes, provide below the release number for each order
IC-26495 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Columbia Management Investment Distributors, Inc. 
ii. SEC file number (e.g., 8-)
8-25845 
iii. CRD number
000000840 
iv. LEI, if any
N/A 
v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
00238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
MINNESOTA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button not checked Yes Radio button checked No

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Balanced Fund 

b. Series identication number, if any

S000019838 

c. LEI

BP7VEYBDB8571LB64036 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000143976 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000143977 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055675 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

72,923.470000000000 

Brokers Record: 2
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,152.700000000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

55,427.880000000000 

Brokers Record: 4
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,280.980000000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38,450.040000000000 

Brokers Record: 6
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23,735.310000000000 

Brokers Record: 7
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,276.690000000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,901.570000000000 

Brokers Record: 9
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,919.880000000000 

Brokers Record: 10
i. Full name of broker
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,799.770000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

354,774.960000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

175,020,147.760000000000 

Principal Transactions Record: 2
i. Full name of dealer
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,882,418.540000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

139,871,229.610000000000 

Principal Transactions Record: 4
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

110,396,201.250000000000 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

72,450,392.260000000000 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

50,798,051.210000000000 

Principal Transactions Record: 7
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

36,333,440.010000000000 

Principal Transactions Record: 8
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,227,239.140000000000 

Principal Transactions Record: 9
i. Full name of dealer
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,736,368.080000000000 

Principal Transactions Record: 10
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,293,776.850000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

790,480,759.060000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,118,583,221.530000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 2
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 3
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 4
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 5
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 6
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 8
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 9
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 10
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 11
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 12
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 13
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 15
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 19
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 21
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 22
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 23
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 24
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 25
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 26
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 27
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 28
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 29
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 30
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 31
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 32
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 33
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 34
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 35
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 36
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 37
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 38
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 39
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 40
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 41
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 42
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 43
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 44
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 45
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 46
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 47
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 48
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 49
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 50
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 51
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 52
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 53
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 54
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 55
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 56
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 57
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 58
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 59
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 60
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 61
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 62
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 63
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 64
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 65
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 66
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 67
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 68
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 69
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 70
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 71
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 72
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 74
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 76
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 79
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 81
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 82
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 83
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 86
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 87
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 88
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 89
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 91
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 92
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 93
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 94
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 95
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 96
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 97
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 98
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 99
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 100
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 101
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 102
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 103
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 104
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 105
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 106
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 107
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 108
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 109
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 114
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 115
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 116
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 117
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 119
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 120
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 121
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 122
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 123
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 124
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 125
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 126
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 127
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 128
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 129
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 130
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 131
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 132
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 133
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 134
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 135
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 137
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 138
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 139
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 140
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 141
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 142
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 143
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 144
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 145
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 148
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 149
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 150
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 151
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 152
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 153
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 154
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 155
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 156
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 157
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 159
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 160
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 161
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 162
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 163
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 164
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 165
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 166
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 167
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 169
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 170
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 171
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 172
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 173
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 174
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 175
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 176
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 178
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 180
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 181
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 182
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 183
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 186
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 192
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 193
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 194
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 195
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 196
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 197
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 198
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 199
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 200
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 201
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
1,111,111.110000000000 
ii. What was the number of days that the interfund loan was outstanding?
9 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Commodity Strategy Fund 

b. Series identication number, if any

S000040393 

c. LEI

549300Z29G7RR3VNK255 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000125454 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000125455 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button checked Yes Radio button not checked No
b. If yes, provide the following information:
Foreign Investments Record: 1
Full name of subsidiary
CVPCSF Offshore Fund, Ltd. 
LEI of subsidiary, if any

549300JU8FCLJ6TF5A67 


Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Threadneedle International Limited 
ii. SEC file number ( e.g., 801- ), if applicable

801-63196 

iii. CRD number
000131168 
iv. LEI, if any

5493007FBLUKPTZX4792 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

781,091,030.620000000000 

Principal Transactions Record: 2
i. Full name of dealer
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

759,548,763.620000000000 

Principal Transactions Record: 3
i. Full name of dealer
Amherst Pierpont Securities LLC 
ii. SEC file number

8-68282 

iii. CRD number
000150696 
iv. LEI, if any

549300LGG2RLWD21SU97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

752,606,379.760000000000 

Principal Transactions Record: 4
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

99,766,831.100000000000 

Principal Transactions Record: 5
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

93,812,507.920000000000 

Principal Transactions Record: 6
i. Full name of dealer
TD Securities 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

92,940,899.830000000000 

Principal Transactions Record: 7
i. Full name of dealer
Royal Bank of Scotland 
ii. SEC file number

N/A 

iii. CRD number
000161259 
iv. LEI, if any

RR3QWICWWIPCS8A4S074 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

89,358,661.110000000000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

49,228,444.440000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,718,353,518.400000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

441,808,953.370000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
5,200,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
2 

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Core Equity Fund 

b. Series identication number, if any

S000019855 

c. LEI

JOL3F5DWM4VZPLB9ZN73 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Shares 
ii. Class identification number, if any

C000055692 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,654.090000000000 

Brokers Record: 2
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,103.210000000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,854.520000000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,184.950000000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,145.300000000000 

Brokers Record: 6
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,745.820000000000 

Brokers Record: 7
i. Full name of broker
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,400.000000000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,112.980000000000 

Brokers Record: 9
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,641.680000000000 

Brokers Record: 10
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,276.050000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

95,412.510000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

207,181,498.000000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Disciplined Core Fund 

b. Series identication number, if any

S000019844 

c. LEI

F43W4EF9YNDZINI4D355 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088765 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088766 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055681 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
HSBC Bank Bermuda Limited 
ii. LEI, if any

0W1U67PTV5WY3WYWKD79 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

505,156.620000000000 

Brokers Record: 2
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

82,642.030000000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

336,000.510000000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

275,185.030000000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

238,553.720000000000 

Brokers Record: 6
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

190,458.280000000000 

Brokers Record: 7
i. Full name of broker
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

168,197.270000000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

135,676.920000000000 

Brokers Record: 9
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

122,290.120000000000 

Brokers Record: 10
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

110,504.780000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

2,543,529.970000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

5,432,809,456.720000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Dividend Opportunity Fund 

b. Series identication number, if any

S000019857 

c. LEI

RZ4C74XO8R9U6434PS81 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088785 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088786 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055694 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

409,079.220000000000 

Brokers Record: 2
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,236.580000000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

300,611.190000000000 

Brokers Record: 4
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

231,981.970000000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

209,059.510000000000 

Brokers Record: 6
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

176,355.840000000000 

Brokers Record: 7
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

139,970.890000000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

47,836.330000000000 

Brokers Record: 9
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

45,750.180000000000 

Brokers Record: 10
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,529.340000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,654,476.990000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

107,852,034.540000000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

49,317,767.060000000000 

Principal Transactions Record: 3
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

35,345,495.730000000000 

Principal Transactions Record: 4
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,925,272.310000000000 

Principal Transactions Record: 5
i. Full name of dealer
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,041,000.000000000000 

Principal Transactions Record: 6
i. Full name of dealer
Wells Fargo Bank 
ii. SEC file number

N/A 

iii. CRD number
000165024 
iv. LEI, if any

KB1H1DSPRFMYMCUFXT09 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,508,428.910000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

215,989,998.550000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,645,197,877.500000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Emerging Markets Bond Fund 

b. Series identication number, if any

S000036677 

c. LEI

WX76Y338FLQB28CHCG53 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000112082 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000112083 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Standard Chartered Bank Kenya Limited 
ii. LEI, if any

549300RBHWW5EJIRG629 

iii. State, if applicable
 
iv. Foreign country, if applicable
KENYA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank Europe plc 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Unicredit Bank Srbija a.d. 
ii. LEI, if any

52990001O0THU00TYK59 

iii. State, if applicable
 
iv. Foreign country, if applicable
SERBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
Standard Chartered Bank Uganda Limited 
ii. LEI, if any

549300W7CNYGJ68XGD27 

iii. State, if applicable
 
iv. Foreign country, if applicable
UGANDA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
Banco Itau Uruguay S.A. 
ii. LEI, if any

549300HU8OQS1VTVXN55 

iii. State, if applicable
 
iv. Foreign country, if applicable
URUGUAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 51
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

50,931,236.260000000000 

Principal Transactions Record: 2
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,659,632.950000000000 

Principal Transactions Record: 3
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,737,904.070000000000 

Principal Transactions Record: 4
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,705,320.590000000000 

Principal Transactions Record: 5
i. Full name of dealer
HSBC 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,791,992.780000000000 

Principal Transactions Record: 6
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,381,430.850000000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,948,767.210000000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,528,234.990000000000 

Principal Transactions Record: 9
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,299,178.310000000000 

Principal Transactions Record: 10
i. Full name of dealer
Standard Chartered Bank 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

N/A 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,099,440.490000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

302,804,425.140000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

214,082,879.270000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
1,200,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
2 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Emerging Markets Fund 

b. Series identication number, if any

S000019858 

c. LEI

UOPUQHR5UC65AYZL8393 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088787 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088788 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055695 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Swedbank AS 
ii. LEI, if any

549300PHQZ4HL15HH975 

iii. State, if applicable
 
iv. Foreign country, if applicable
ESTONIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank Kenya Limited 
ii. LEI, if any

549300RBHWW5EJIRG629 

iii. State, if applicable
 
iv. Foreign country, if applicable
KENYA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
HSBC Bank Oman S.A.O.G. 
ii. LEI, if any

213800YRPSOSH9OA2V29 

iii. State, if applicable
 
iv. Foreign country, if applicable
OMAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
HSBC Bank (Vietnam) Ltd. 
ii. LEI, if any

213800H95OG9OHRT4Y78 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 51
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 52
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 53
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 54
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
CLSA Americas LLC 
ii. SEC file number

8-69166 

iii. CRD number
000165533 
iv. LEI, if any

213800M2DXATWY7JMS07 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

174,084.950000000000 

Brokers Record: 2
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,324.550000000000 

Brokers Record: 3
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

135,468.840000000000 

Brokers Record: 4
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

127,749.140000000000 

Brokers Record: 5
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

117,839.640000000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

110,028.990000000000 

Brokers Record: 7
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

74,246.680000000000 

Brokers Record: 8
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

65,540.050000000000 

Brokers Record: 9
i. Full name of broker
HSBC 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,544.640000000000 

Brokers Record: 10
i. Full name of broker
Investec PLC 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

2138007Z3U5GWDN3MY22 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Gross commissions paid by the Fund for the reporting period

10,572.490000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

880,124.750000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,891,521.500000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,759,677.820000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

815,568.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

17,466,767.320000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

606,293,757.350000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
7,940,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
5 

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Global Strategic Income Fund 

b. Series identication number, if any

S000019860 

c. LEI

6PJD8HWXFL0VNI53CH04 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088791 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088792 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055697 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank Europe plc 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

39,710,315.760000000000 

Principal Transactions Record: 2
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,297,339.370000000000 

Principal Transactions Record: 3
i. Full name of dealer
HSBC 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

35,518,242.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

29,045,339.750000000000 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

24,120,772.960000000000 

Principal Transactions Record: 6
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

23,619,032.280000000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,882,095.140000000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,224,886.340000000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,672,751.280000000000 

Principal Transactions Record: 10
i. Full name of dealer
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,523,193.350000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

300,924,105.520000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

128,668,647.180000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 7
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 8
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 9
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 11
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 12
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 16
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 25
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 26
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 27
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 28
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 30
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 31
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 37
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 40
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 42
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 48
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 50
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 54
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 61
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 64
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 68
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 72
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 73
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 74
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 87
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 90
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 118
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 124
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 125
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 130
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 135
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 136
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 146
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 171
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 175
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 177
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 178
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 179
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 181
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 187
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 188
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 190
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 193
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 195
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 197
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 199
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
6,800,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
4 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Government Money Market Fund 

b. Series identication number, if any

S000019849 

c. LEI

549300BQH7Z25O75V549 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088773 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088774 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055686 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,625,532,150.710000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

116,649,897.410000000000 

Principal Transactions Record: 3
i. Full name of dealer
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,536,000,000.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Amherst Pierpont Securities LLC 
ii. SEC file number

8-68282 

iii. CRD number
000150696 
iv. LEI, if any

549300LGG2RLWD21SU97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

576,964,777.710000000000 

Principal Transactions Record: 5
i. Full name of dealer
Mizuho 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

411,511,803.840000000000 

Principal Transactions Record: 6
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

388,042,716.740000000000 

Principal Transactions Record: 7
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

294,581,314.170000000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

271,000,739.560000000000 

Principal Transactions Record: 9
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

256,238,009.940000000000 

Principal Transactions Record: 10
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

212,253,894.350000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

12,193,796,144.780000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

306,473,576.150000000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - High Yield Bond Fund 

b. Series identication number, if any

S000019841 

c. LEI

38M0EIZRZ53ZHEZ1NK87 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088759 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088760 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055678 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

61,340,652.930000000000 

Principal Transactions Record: 2
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,386,425.900000000000 

Principal Transactions Record: 3
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

44,267,774.750000000000 

Principal Transactions Record: 4
i. Full name of dealer
Bank of America NA 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

39,058,647.700000000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

35,195,596.460000000000 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,411,150.750000000000 

Principal Transactions Record: 7
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,688,309.870000000000 

Principal Transactions Record: 8
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,002,389.200000000000 

Principal Transactions Record: 9
i. Full name of dealer
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,135,048.280000000000 

Principal Transactions Record: 10
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,974,767.620000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

318,146,469.650000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

384,186,661.750000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
Wells Fargo Bank, N.A. 
Line Institutions Record: 14
Name of institution
UBS AG, Stamford Branch 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Income Opportunities Fund 

b. Series identication number, if any

S000019842 

c. LEI

JHI3650PGIDUGF945J08 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088761 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088762 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055679 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

53,417,596.260000000000 

Principal Transactions Record: 2
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,927,320.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

35,152,392.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Bank of America NA 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

35,014,073.840000000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,996,704.130000000000 

Principal Transactions Record: 6
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,703,126.380000000000 

Principal Transactions Record: 7
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

18,916,988.950000000000 

Principal Transactions Record: 8
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,342,944.850000000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,206,013.040000000000 

Principal Transactions Record: 10
i. Full name of dealer
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,137,777.470000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

271,096,700.530000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

346,626,631.320000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 2
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 5
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 8
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 9
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 10
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 14
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 16
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 17
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 20
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 21
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 27
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 28
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 29
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 32
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 34
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 37
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 38
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 40
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 41
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 52
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 53
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 68
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 75
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 76
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 172
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 173
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 194
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 195
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
500,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
1 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Intermediate Bond Fund 

b. Series identication number, if any

S000019856 

c. LEI

6BZZOFA4UMX0Q7I1ZK30 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088784 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088783 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055693 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,473.310000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

6,473.310000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,074,608,264.580000000000 

Principal Transactions Record: 2
i. Full name of dealer
Merrill Lynch Pierce Fenner & Smith Incorporated 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

272,647,503.250000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,425,589,243.470000000000 

Principal Transactions Record: 4
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,325,402,788.820000000000 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,825,133,883.040000000000 

Principal Transactions Record: 6
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,722,657,550.780000000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

635,339,789.760000000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

464,192,559.030000000000 

Principal Transactions Record: 9
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

299,849,073.320000000000 

Principal Transactions Record: 10
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

287,391,985.140000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

21,937,210,029.050000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

4,642,706,290.200000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Large Cap Growth Fund 

b. Series identication number, if any

S000019840 

c. LEI

BC4XX6FJ82OMJPV66K87 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088757 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088758 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055677 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

100,407.490000000000 

Brokers Record: 2
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,204.180000000000 

Brokers Record: 3
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,581.260000000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,575.840000000000 

Brokers Record: 5
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,397.290000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,471.370000000000 

Brokers Record: 7
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,057.850000000000 

Brokers Record: 8
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,567.610000000000 

Brokers Record: 9
i. Full name of broker
Mizuho 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,063.220000000000 

Brokers Record: 10
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,651.150000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

263,382.500000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,840,166,921.330000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
2,200,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
2 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Large Cap Index Fund 

b. Series identication number, if any

S000019848 

c. LEI

LSI7Z3O7VPSC7LXMMC44 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000098158 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000098159 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055685 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox checked  Index Fund 
i. Is the index whose performance the Fund tracks, constructed:
1. By an affiliated person of the fund?Radio button not checked Yes Radio button checked No
2. Exclusively for the fund?Radio button not checked Yes Radio button checked No
ii. Provide the annualized difference between the Fund's total return during the reporting period and the index's return during the reporting period (i.e., the Fund's total return less the index's return):
1. Before Fund fees and expenses:
-0.030000000000 
2. After Fund fees and expenses (i.e., net asset value):
-0.430000000000 
iii. Provide the annualized standard deviation of the daily difference between the Fund's total return and the index's return during the reporting period:
1. Before Fund fees and expenses:
0.320000000000 
2. After Fund fees and expenses (i.e., net asset value):
0.320000000000 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Wells Fargo Bank 
ii. SEC file number

N/A 

iii. CRD number
000165024 
iv. LEI, if any

KB1H1DSPRFMYMCUFXT09 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,706.280000000000 

Brokers Record: 2
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,624.010000000000 

Brokers Record: 3
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,218.900000000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

967.900000000000 

Brokers Record: 5
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

57.770000000000 

Brokers Record: 6
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

42.290000000000 

Brokers Record: 7
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8.910000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

14,626.060000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

72,571,285.330000000000 

Principal Transactions Record: 2
i. Full name of dealer
Wells Fargo Bank 
ii. SEC file number

N/A 

iii. CRD number
000165024 
iv. LEI, if any

KB1H1DSPRFMYMCUFXT09 

v. State, if applicable
SOUTH DAKOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,219,216.910000000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,897,404.610000000000 

Principal Transactions Record: 4
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,057,018.560000000000 

Principal Transactions Record: 5
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

114,516.550000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

77,859,441.960000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

747,933,319.680000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
3,850,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
6 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Limited Duration Credit Fund 

b. Series identication number, if any

S000028705 

c. LEI

42CX1CP5AD4ZL24EBB18 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087828 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087829 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

104,597,610.550000000000 

Principal Transactions Record: 2
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

32,124,588.250000000000 

Principal Transactions Record: 3
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

104,281,632.900000000000 

Principal Transactions Record: 4
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

84,200,488.900000000000 

Principal Transactions Record: 5
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

78,939,136.610000000000 

Principal Transactions Record: 6
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

67,128,753.890000000000 

Principal Transactions Record: 7
i. Full name of dealer
Bank of America NA 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

67,006,052.360000000000 

Principal Transactions Record: 8
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

60,852,407.560000000000 

Principal Transactions Record: 9
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

46,725,682.520000000000 

Principal Transactions Record: 10
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

32,478,695.850000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

863,288,721.350000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

781,374,302.930000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Managed Volatility Moderate Growth Fund 

b. Series identication number, if any

S000036785 

c. LEI

9JZ674PFZ8KMUU1PMX40 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000112515 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Susquehanna Financial Group LLP 
ii. SEC file number

8-44325 

iii. CRD number
000035865 
iv. LEI, if any

549300E8QX0ZMRDC2M81 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

232,047.700000000000 

Brokers Record: 2
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

173,276.400000000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

137,333.990000000000 

Brokers Record: 4
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

70,653.000000000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,000.000000000000 

Brokers Record: 6
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,353.100000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

630,664.190000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,718,297,050.820000000000 

Principal Transactions Record: 2
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,829,818.170000000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,032,852,199.600000000000 

Principal Transactions Record: 4
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,407,394,711.180000000000 

Principal Transactions Record: 5
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

857,429,571.450000000000 

Principal Transactions Record: 6
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

169,108,579.850000000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

2J5703FH5U5M97R1I237 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

28,796,405.720000000000 

Principal Transactions Record: 8
i. Full name of dealer
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

18,343,606.340000000000 

Principal Transactions Record: 9
i. Full name of dealer
Bank of America NA 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,324,229.030000000000 

Principal Transactions Record: 10
i. Full name of dealer
MarketAxess Corporation 
ii. SEC file number

8-50727 

iii. CRD number
000044542 
iv. LEI, if any

GPSMMRI21JE7ZCVYF972 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,475,771.670000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

22,348,421,852.870000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

14,728,253,708.760000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Mid Cap Growth Fund 

b. Series identication number, if any

S000019846 

c. LEI

MJJ6HQKY6EKNMH3U4K47 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088769 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088770 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055683 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

67,471.760000000000 

Brokers Record: 2
i. Full name of broker
Williams Buchanan 
ii. SEC file number

8-39928 

iii. CRD number
000022704 
iv. LEI, if any

N/A 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,055.120000000000 

Brokers Record: 3
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

47,756.080000000000 

Brokers Record: 4
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

37,949.320000000000 

Brokers Record: 5
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,972.140000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,099.500000000000 

Brokers Record: 7
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,518.270000000000 

Brokers Record: 8
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,058.800000000000 

Brokers Record: 9
i. Full name of broker
Robert W Baird & Co Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,301.640000000000 

Brokers Record: 10
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,744.330000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

486,396.060000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,424,891.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,424,891.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

495,273,599.810000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
800,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
1 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 18

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Mid Cap Value Fund 

b. Series identication number, if any

S000019847 

c. LEI

SXB4YL7O95HT3GJ0SJ62 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088771 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088772 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055684 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

126,143.060000000000 

Brokers Record: 2
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,874.200000000000 

Brokers Record: 3
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

32,558.140000000000 

Brokers Record: 4
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23,317.170000000000 

Brokers Record: 5
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,741.500000000000 

Brokers Record: 6
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,999.290000000000 

Brokers Record: 7
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,801.440000000000 

Brokers Record: 8
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,531.110000000000 

Brokers Record: 9
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,808.320000000000 

Brokers Record: 10
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,882.700000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

272,119.180000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,219,562.500000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,219,562.500000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

298,349,146.430000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 2
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 3
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 5
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 6
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 8
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 9
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 10
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 12
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 15
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 21
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 23
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 26
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 27
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 29
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 30
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 31
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 33
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 34
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 35
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 36
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 37
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 38
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 39
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 40
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 41
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 42
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 44
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 45
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 46
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 48
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 49
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 50
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 51
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 52
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 53
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 54
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 55
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 56
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 57
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 58
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 59
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 60
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 63
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 67
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 68
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 69
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 71
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 72
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 74
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 76
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 77
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 78
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 79
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 80
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 81
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 82
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 83
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 84
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 85
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 87
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 88
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 89
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 90
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 91
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 93
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 94
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 95
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 96
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 97
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 98
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 99
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 100
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 101
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 102
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 103
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 104
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 105
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 106
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 107
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 108
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 109
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 110
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 111
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 114
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 116
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 117
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 118
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 120
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 121
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 122
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 123
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 124
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 131
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 133
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 134
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 135
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 141
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 142
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 143
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 144
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 145
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 147
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 148
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 152
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 153
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 157
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 161
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 164
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 165
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 166
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 173
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 174
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 176
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 177
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 178
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 179
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 180
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 181
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 182
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 183
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 184
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 185
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 187
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 188
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 189
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 190
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 191
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 192
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 193
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 194
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 195
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 196
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 197
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 198
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 199
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 200
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 201
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
733,333.330000000000 
ii. What was the number of days that the interfund loan was outstanding?
3 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 19

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Overseas Core Fund 

b. Series identication number, if any

S000019843 

c. LEI

Q0EBCBICSMH65I7QD232 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088763 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088764 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055680 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Swedbank AS 
ii. LEI, if any

549300PHQZ4HL15HH975 

iii. State, if applicable
 
iv. Foreign country, if applicable
ESTONIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
HSBC Bank Oman S.A.O.G. 
ii. LEI, if any

213800YRPSOSH9OA2V29 

iii. State, if applicable
 
iv. Foreign country, if applicable
OMAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
HSBC Bank (Vietnam) Ltd. 
ii. LEI, if any

213800H95OG9OHRT4Y78 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

614,462.690000000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,032.680000000000 

Brokers Record: 3
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

70,528.030000000000 

Brokers Record: 4
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,481.830000000000 

Brokers Record: 5
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

42,694.630000000000 

Brokers Record: 6
i. Full name of broker
CLSA Americas LLC 
ii. SEC file number

8-69166 

iii. CRD number
000165533 
iv. LEI, if any

213800M2DXATWY7JMS07 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41,874.360000000000 

Brokers Record: 7
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

40,672.170000000000 

Brokers Record: 8
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

37,693.870000000000 

Brokers Record: 9
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,083.040000000000 

Brokers Record: 10
i. Full name of broker
Daiwa Capital Markets America Inc 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,253.940000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,140,997.750000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,142,975.750000000000 

Principal Transactions Record: 2
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

515,256.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

68,199.180000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,726,430.930000070000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,134,344,832.060000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank, N.A. 
Line Institutions Record: 2
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 3
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 4
Name of institution
Bank of America, N.A. 
Line Institutions Record: 5
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 8
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 9
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
U.S. Bank National Association 
Line Institutions Record: 12
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 20

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Select Large Cap Equity Fund 

b. Series identication number, if any

S000060079 

c. LEI

5493009NIHICHA98JS47 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000196698 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000196699 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

134,201.500000000000 

Brokers Record: 2
i. Full name of broker
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,284.300000000000 

Brokers Record: 3
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

54,625.020000000000 

Brokers Record: 4
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

54,002.700000000000 

Brokers Record: 5
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

38,790.460000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,146.790000000000 

Brokers Record: 7
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,193.780000000000 

Brokers Record: 8
i. Full name of broker
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,760.940000000000 

Brokers Record: 9
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,414.980000000000 

Brokers Record: 10
i. Full name of broker
Cowen 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,955.380000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

369,901.150000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

637,008,341.210000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
900,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
3 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 21

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Select Large-Cap Value Fund 

b. Series identication number, if any

S000019845 

c. LEI

T4636UH5DZBUX9HYUB02 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088767 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088768 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055682 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

57,430.540000000000 

Brokers Record: 2
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,947.860000000000 

Brokers Record: 3
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,688.540000000000 

Brokers Record: 4
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

25,921.800000000000 

Brokers Record: 5
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,263.510000000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,470.840000000000 

Brokers Record: 7
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,931.610000000000 

Brokers Record: 8
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,259.910000000000 

Brokers Record: 9
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,315.740000000000 

Brokers Record: 10
i. Full name of broker
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,110.720000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

207,446.670000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,347,066,646.640000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
4,800,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
3 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 22

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Select Smaller-Cap Value Fund 

b. Series identication number, if any

S000019852 

c. LEI

GVIC7V67VIFWPZ3FUT13 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088779 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088780 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055689 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,909.750000000000 

Brokers Record: 2
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

841.000000000000 

Brokers Record: 3
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,917.290000000000 

Brokers Record: 4
i. Full name of broker
Cowen 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,413.200000000000 

Brokers Record: 5
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,699.160000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,097.400000000000 

Brokers Record: 7
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,056.410000000000 

Brokers Record: 8
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,590.050000000000 

Brokers Record: 9
i. Full name of broker
BTIG LLC 
ii. SEC file number

8-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,576.820000000000 

Brokers Record: 10
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,369.220000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

31,429.100000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

97,014,151.390000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 23

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - Seligman Global Technology Fund 

b. Series identication number, if any

S000031384 

c. LEI

UPNF0YIVC2KXCGJX3121 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000097668 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000097669 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Societe Generale Marocaine de Banques 
ii. LEI, if any

549300WHIMVBNIDQWK21 

iii. State, if applicable
 
iv. Foreign country, if applicable
MOROCCO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
CYPRUS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
RBC Capital Markets 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,881.510000000000 

Brokers Record: 2
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,271.170000000000 

Brokers Record: 3
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,953.010000000000 

Brokers Record: 4
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,274.100000000000 

Brokers Record: 5
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,458.890000000000 

Brokers Record: 6
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,874.880000000000 

Brokers Record: 7
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,764.960000000000 

Brokers Record: 8
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,524.490000000000 

Brokers Record: 9
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,438.980000000000 

Brokers Record: 10
i. Full name of broker
Oppenheimer & Co Inc 
ii. SEC file number

8-4077 

iii. CRD number
000000249 
iv. LEI, if any

254900VH02JQR2L8XD64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,321.820000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

34,701.110000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

733,383.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

528,265.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

438,487.800000000000 

Principal Transactions Record: 4
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

333,578.000000000000 

Principal Transactions Record: 5
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

283,539.000000000000 

Principal Transactions Record: 6
i. Full name of dealer
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

91,376.000000000000 

Principal Transactions Record: 7
i. Full name of dealer
Cowen 
ii. SEC file number

8-22522 

iii. CRD number
000007616 
iv. LEI, if any

549300WR155U7DVMIW58 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

68,874.000000000000 

Principal Transactions Record: 8
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

42,237.000000000000 

Principal Transactions Record: 9
i. Full name of dealer
Suntrust Robinson Humphrey Inc. 
ii. SEC file number

8-17212 

iii. CRD number
000006271 
iv. LEI, if any

CSVTK36R0PNGXEM7NS14 

v. State, if applicable
GEORGIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

288.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,520,027.800000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

85,645,843.290000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
2,250,000.000000000000 
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
2 



b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
1,030,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
20 

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 24

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - U.S. Equities Fund 

b. Series identication number, if any

S000028699 

c. LEI

5493006TD6N0FO0FZU56 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087816 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087817 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-41391 

iii. CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

226,476.650000000000 

Brokers Record: 2
i. Full name of broker
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,973.820000000000 

Brokers Record: 3
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

105,949.180000000000 

Brokers Record: 4
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

103,205.480000000000 

Brokers Record: 5
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

69,930.970000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

58,586.610000000000 

Brokers Record: 7
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

52,434.050000000000 

Brokers Record: 8
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,336.410000000000 

Brokers Record: 9
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

43,198.390000000000 

Brokers Record: 10
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41,598.130000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,182,205.180000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,276,247.500000000000 

Principal Transactions Record: 2
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,665,200.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,430,254.750000000000 

Principal Transactions Record: 4
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,034,167.070000000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

426,093.000000000000 

Principal Transactions Record: 6
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

215,160.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

12,047,122.320000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,047,535,671.670000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 25

Item C.1. Background information.

a. Full Name of the Fund

Columbia Variable Portfolio - U.S. Government Mortgage Fund 

b. Series identication number, if any

S000019851 

c. LEI

TX7LTWMZQ1ZOQMCVEE78 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088777 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088778 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055688 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,661,600,000.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
Merrill Lynch Pierce Fenner & Smith Incorporated 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,375,686.090000000000 

Principal Transactions Record: 3
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,452,639,054.990000000000 

Principal Transactions Record: 4
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,584,987,168.240000000000 

Principal Transactions Record: 5
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,518,748,101.670000000000 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

173,629,190.020000000000 

Principal Transactions Record: 7
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

48,376,175.220000000000 

Principal Transactions Record: 8
i. Full name of dealer
KGS-Alpha Capital Markets LP 
ii. SEC file number

8-68390 

iii. CRD number
000151705 
iv. LEI, if any

44GGLHWICIWSS2TGBN02 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

38,753,789.820000000000 

Principal Transactions Record: 9
i. Full name of dealer
MUFG Securities Americas Inc 
ii. SEC file number

8-43026 

iii. CRD number
000019685 
iv. LEI, if any

K5HU16E3LMSVCCJJJ255 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

23,485,956.050000000000 

Principal Transactions Record: 10
i. Full name of dealer
Cantor Fitzgerald & Co 
ii. SEC file number

8-201 

iii. CRD number
000000134 
iv. LEI, if any

5493004J7H4GCPG6OB62 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,389,000.600000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

11,611,989,671.080000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

995,401,342.710000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 26

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Aggressive Portfolio 

b. Series identication number, if any

S000028683 

c. LEI

549300EO4GM63G91ZF07 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087784 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 4 
ii. Class identification number, if any

C000087785 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,765,103,598.540000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 27

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - American Century Diversified Bond Fund 

b. Series identication number, if any

S000028684 

c. LEI

BU04ZZ3Q2TRF08VKW804 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087786 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087787 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
American Century Investment Management, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-8174 

iii. CRD number
000105778 
iv. LEI, if any

EM2U0UPRO83F878KCP52 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,758,228,015.200000000000 

Principal Transactions Record: 2
i. Full name of dealer
Cambridge International Securities, LLC 
ii. SEC file number

8-48552 

iii. CRD number
000039137 
iv. LEI, if any

213800DEOKAPFJYDBA37 

v. State, if applicable
CONNECTICUT  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

203,112,084.550000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

830,048,938.750000000000 

Principal Transactions Record: 4
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

734,721,608.960000000000 

Principal Transactions Record: 5
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

2J5703FH5U5M97R1I237 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

703,756,755.820000000000 

Principal Transactions Record: 6
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

495,583,999.310000000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

368,977,763.910000000000 

Principal Transactions Record: 8
i. Full name of dealer
TD Securities (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

361,482,725.640000000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

352,886,242.830000000000 

Principal Transactions Record: 10
i. Full name of dealer
Pershing LLC 
ii. SEC file number

8-17574 

iii. CRD number
000007560 
iv. LEI, if any

ZI8Q1A8EI8LQFJNM0D94 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

249,035,014.220000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

14,698,347,705.800000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,589,527,006.020000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 28

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - BlackRock Global Inflation-Protected Securities Fund 

b. Series identication number, if any

S000019839 

c. LEI

4J0QTYYKWTDXQFW9VU43 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088755 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088756 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055676 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button checked Yes Radio button not checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
BlackRock Financial Management, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-48433 

iii. CRD number
000107105 
iv. LEI, if any

549300LVXYIVJKE13M84 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 2
i. Full name
BlackRock International Limited 
ii. SEC file number ( e.g., 801- ), if applicable

801-51087 

iii. CRD number
000106843 
iv. LEI, if any

5493008YUGP5E01IBD70 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:

2018-04-26 

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

45,697,551.080000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,850,168.190000000000 

Principal Transactions Record: 3
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

44,501,575.320000000000 

Principal Transactions Record: 4
i. Full name of dealer
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,609,945.880000000000 

Principal Transactions Record: 5
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

34,328,612.080000000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

30,905,751.080000000000 

Principal Transactions Record: 7
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

26,780,434.410000000000 

Principal Transactions Record: 8
i. Full name of dealer
Royal Bank of Scotland 
ii. SEC file number

N/A 

iii. CRD number
000161259 
iv. LEI, if any

RR3QWICWWIPCS8A4S074 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

24,961,198.260000000000 

Principal Transactions Record: 9
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17,226,960.730000000000 

Principal Transactions Record: 10
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

2J5703FH5U5M97R1I237 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

15,026,333.820000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

349,845,011.490000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

119,515,166.040000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 2
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 3
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 4
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 5
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 6
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 7
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 8
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 10
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 11
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 12
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 13
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 14
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 15
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 17
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 18
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 20
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 21
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 22
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 23
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 24
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 25
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 26
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 27
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 28
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 29
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 30
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 31
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 32
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 33
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 34
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 35
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 36
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 37
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 38
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 39
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 40
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 41
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 42
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 43
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 44
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 45
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 48
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 49
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 51
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 52
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 53
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 54
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 55
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 56
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 57
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 58
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 59
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 60
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 61
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 62
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 63
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 64
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 65
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 66
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 67
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 68
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 69
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 70
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 71
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 72
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 73
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 74
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 75
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 76
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 77
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 78
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 79
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 80
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 81
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 82
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 83
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 84
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 85
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 86
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 87
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 88
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 89
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 90
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 91
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 92
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 93
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 94
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 95
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 97
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 100
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 101
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 102
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 105
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 106
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 107
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 108
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 109
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 110
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 111
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 112
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 113
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 114
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 116
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 120
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 121
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 122
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 123
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 125
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 126
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 127
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 128
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 129
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 130
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 131
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 132
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 133
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 134
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 135
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 136
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 137
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 138
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 139
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 140
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 141
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 142
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 143
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 144
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 145
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 146
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 147
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 148
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 149
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 150
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 151
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 152
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 153
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 154
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 155
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 156
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 157
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 158
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 159
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 160
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 161
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 162
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 163
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 164
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 165
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 166
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 167
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 169
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 170
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 171
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 172
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 173
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 174
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 175
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 176
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 177
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 178
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 180
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 181
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 182
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 184
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 185
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 186
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 187
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 188
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 189
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 191
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 192
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 194
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 196
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 199
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 200
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 201
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 29

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - CenterSquare Real Estate Fund 

b. Series identication number, if any

S000028695 

c. LEI

549300JPY21A46E31P45 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087808 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087809 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
CenterSquare Investment Management LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-111965 

iii. CRD number
000290078 
iv. LEI, if any

549300472EWJAQJ5WO23 

v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

97,430.000000000000 

Brokers Record: 2
i. Full name of broker
Merrill Lynch, Pierce, Fenner & Smith 
ii. SEC file number

8-7221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,483.210000000000 

Brokers Record: 3
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

56,809.650000000000 

Brokers Record: 4
i. Full name of broker
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

32,843.120000000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,910.210000000000 

Brokers Record: 6
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,390.460000000000 

Brokers Record: 7
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,712.210000000000 

Brokers Record: 8
i. Full name of broker
Stifel Nicolaus 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,898.670000000000 

Brokers Record: 9
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,079.320000000000 

Brokers Record: 10
i. Full name of broker
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,976.290000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

407,641.560000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,490,940.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,654,541.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,355,912.600000000000 

Principal Transactions Record: 4
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,162,892.500000000000 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

276,360.000000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

8,940,646.099999990000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

439,851,604.020000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 30

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Columbia Wanger International Equities Fund 

b. Series identication number, if any

S000028689 

c. LEI

549300V4T1PKKK4B5X21 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087796 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087797 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Columbia Wanger Asset Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-41391 

iii. CRD number
000111168 
iv. LEI, if any

549300SS47BUNA4GB118 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
UniCredit Banka Slovenija d.d. 
ii. LEI, if any

549300O2UN9JLME31F08 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVENIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
Standard Chartered Bank 
ii. LEI, if any

RILFO74KP1CM8P6PCT96 

iii. State, if applicable
 
iv. Foreign country, if applicable
BANGLADESH  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
HSBC Bank (Vietnam) Ltd. 
ii. LEI, if any

213800H95OG9OHRT4Y78 

iii. State, if applicable
 
iv. Foreign country, if applicable
VIET NAM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,633.960000000000 

Brokers Record: 2
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,887.090000000000 

Brokers Record: 3
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,923.530000000000 

Brokers Record: 4
i. Full name of broker
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,801.800000000000 

Brokers Record: 5
i. Full name of broker
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10,387.710000000000 

Brokers Record: 6
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,801.660000000000 

Brokers Record: 7
i. Full name of broker
Daiwa Capital Markets America Inc 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,769.670000000000 

Brokers Record: 8
i. Full name of broker
Berenberg Bank 
ii. SEC file number

8-68821 

iii. CRD number
000156757 
iv. LEI, if any

5493007EG0CYRKKG9L11 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,038.060000000000 

Brokers Record: 9
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,768.130000000000 

Brokers Record: 10
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,283.100000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

168,760.440000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

90,311.300000000000 

Principal Transactions Record: 2
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9.250000000000 

Principal Transactions Record: 3
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6.400000000000 

Principal Transactions Record: 4
i. Full name of dealer
Macquarie 
ii. SEC file number

8-47198 

iii. CRD number
000036368 
iv. LEI, if any

549300670K07JRB5UQ40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1.240000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

90,328.190000004200 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

121,916,431.790000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 31

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Conservative Portfolio 

b. Series identication number, if any

S000028704 

c. LEI

54930008L48RA2CYZ859 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087827 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 4 
ii. Class identification number, if any

C000087826 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,133,250,951.440000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 32

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - DFA International Value Fund 

b. Series identication number, if any

S000028708 

c. LEI

BG0TCP4ZOOXFPMNV7023 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087834 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087835 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Dimensional Fund Advisors, L.P. 
ii. SEC file number ( e.g., 801- ), if applicable

801-16283 

iii. CRD number
000106482 
iv. LEI, if any

S31KDR2I4VDC432ELJ36 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

107,856.810000000000 

Brokers Record: 2
i. Full name of broker
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

2J5703FH5U5M97R1I237 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,231.070000000000 

Brokers Record: 3
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

74,089.970000000000 

Brokers Record: 4
i. Full name of broker
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

49,287.150000000000 

Brokers Record: 5
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

48,364.780000000000 

Brokers Record: 6
i. Full name of broker
HSBC 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

35,958.560000000000 

Brokers Record: 7
i. Full name of broker
Daiwa Capital Markets America Inc 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,358.710000000000 

Brokers Record: 8
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,089.160000000000 

Brokers Record: 9
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,923.470000000000 

Brokers Record: 10
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,216.400000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

355,235.900000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Macquarie 
ii. SEC file number

8-47198 

iii. CRD number
000036368 
iv. LEI, if any

549300670K07JRB5UQ40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,711,093.740000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,711,093.740000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,614,217,065.620000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 33

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Loomis Sayles Growth Fund 

b. Series identication number, if any

S000028685 

c. LEI

1VY4LNLD7DYK2LYFEM19 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087788 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087789 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Loomis, Sayles and Company, L.P. 
ii. SEC file number ( e.g., 801- ), if applicable

801-170 

iii. CRD number
000105377 
iv. LEI, if any

JIZPN2RX3UMNOYIDI313 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,311.040000000000 

Brokers Record: 2
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,320.620000000000 

Brokers Record: 3
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

7H6GLXDRUGQFU57RNE97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,786.100000000000 

Brokers Record: 4
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,674.550000000000 

Brokers Record: 5
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,765.560000000000 

Brokers Record: 6
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8,558.680000000000 

Brokers Record: 7
i. Full name of broker
Evercore Group LLC 
ii. SEC file number

8-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,417.280000000000 

Brokers Record: 8
i. Full name of broker
Oppenheimer & Co Inc 
ii. SEC file number

8-4077 

iii. CRD number
000000249 
iv. LEI, if any

254900VH02JQR2L8XD64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,030.280000000000 

Brokers Record: 9
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,648.180000000000 

Brokers Record: 10
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,352.520000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

132,493.130000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,112,896,615.940000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
2,788,888.890000000000 
ii. What was the number of days that the interfund loan was outstanding?
9 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 34

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Los Angeles Capital Large Cap Growth Fund 

b. Series identication number, if any

S000028700 

c. LEI

549300DX58F06VMCY417 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087818 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087819 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Los Angeles Capital Management and Equity Research, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-60934 

iii. CRD number
000119033 
iv. LEI, if any

549300DZCL1LRBNVU327 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Loop Capital Markets LLC 
ii. SEC file number

8-50140 

iii. CRD number
000043098 
iv. LEI, if any

254900FPPM2WN90D4786 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

305,890.890000000000 

Brokers Record: 2
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14.060000000000 

Brokers Record: 3
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

44,332.160000000000 

Brokers Record: 4
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,330.570000000000 

Brokers Record: 5
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14,710.990000000000 

Brokers Record: 6
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,521.960000000000 

Brokers Record: 7
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,655.620000000000 

Brokers Record: 8
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,514.860000000000 

Brokers Record: 9
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,657.930000000000 

Brokers Record: 10
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

402.910000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

414,031.950000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,710,117,200.780000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 35

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - MFS Value Fund 

b. Series identication number, if any

S000028692 

c. LEI

54930012N3VVGSJ74V26 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087802 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087803 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Massachusetts Financial Services Company 
ii. SEC file number ( e.g., 801- ), if applicable

801-17352 

iii. CRD number
000110045 
iv. LEI, if any

1G3OSH3GLGJ7X1JC5I61 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,367.600000000000 

Brokers Record: 2
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,304.610000000000 

Brokers Record: 3
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,277.000000000000 

Brokers Record: 4
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,158.050000000000 

Brokers Record: 5
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,353.650000000000 

Brokers Record: 6
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,642.530000000000 

Brokers Record: 7
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,917.460000000000 

Brokers Record: 8
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,603.130000000000 

Brokers Record: 9
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,086.980000000000 

Brokers Record: 10
i. Full name of broker
BMO 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,683.740000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

127,770.680000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,030,050.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,085,189.910000000000 

Principal Transactions Record: 3
i. Full name of dealer
State Street 
ii. SEC file number

8-44744 

iii. CRD number
000030107 
iv. LEI, if any

54ZMQ1M7YQYKOZC8E043 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

455,876.380000000000 

Principal Transactions Record: 4
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

119,208.000000000000 

Principal Transactions Record: 5
i. Full name of dealer
BNY Capital Markets Inc 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

56,622.330000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,746,946.620000010000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,022,488,187.370000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
1,525,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
4 

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 36

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - MFS Blended Research Core Equity Fund 

b. Series identication number, if any

S000019859 

c. LEI

549300CPXWIBRIYNXP44 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088789 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088790 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055696 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Massachusetts Financial Services Company 
ii. SEC file number ( e.g., 801- ), if applicable

801-17352 

iii. CRD number
000110045 
iv. LEI, if any

1G3OSH3GLGJ7X1JC5I61 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

116,002.740000000000 

Brokers Record: 2
i. Full name of broker
First National Bank 
ii. SEC file number

8-53514 

iii. CRD number
000115920 
iv. LEI, if any

N/A 

v. State, if applicable
NEBRASKA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

127.430000000000 

Brokers Record: 3
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

82,565.300000000000 

Brokers Record: 4
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

72,318.190000000000 

Brokers Record: 5
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

65,678.390000000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

59,673.920000000000 

Brokers Record: 7
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,039.090000000000 

Brokers Record: 8
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,832.970000000000 

Brokers Record: 9
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,057.720000000000 

Brokers Record: 10
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

393.560000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

423,722.720000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,998,407,707.680000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 37

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Moderate Portfolio 

b. Series identication number, if any

S000028702 

c. LEI

549300X8U06Q0N44XO42 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087822 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 4 
ii. Class identification number, if any

C000087823 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

18,309,768,007.270000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 38

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Moderately Aggressive Portfolio 

b. Series identication number, if any

S000028694 

c. LEI

5493001KD60VW1FP4Y71 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087806 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 4 
ii. Class identification number, if any

C000087807 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

8,823,386,989.370000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 39

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Moderately Conservative Portfolio 

b. Series identication number, if any

S000028703 

c. LEI

549300X0TYMEWB77DZ35 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087824 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 4 
ii. Class identification number, if any

C000087825 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,249,899,019.570000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 40

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Morgan Stanley Advantage Fund 

b. Series identication number, if any

S000028688 

c. LEI

549300SSY0JM6W0NJI43 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087794 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087795 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Morgan Stanley Investment Management Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-15757 

iii. CRD number
000110353 
iv. LEI, if any

6N8SC06AK49F0N7KIX52 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

81,283.620000000000 

Brokers Record: 2
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,915.520000000000 

Brokers Record: 3
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

79,163.860000000000 

Brokers Record: 4
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

58,059.270000000000 

Brokers Record: 5
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

50,661.530000000000 

Brokers Record: 6
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41,458.590000000000 

Brokers Record: 7
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,651.480000000000 

Brokers Record: 8
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

32,965.550000000000 

Brokers Record: 9
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,762.940000000000 

Brokers Record: 10
i. Full name of broker
ICBC Standard Securities Inc. 
ii. SEC file number

8-46816 

iii. CRD number
000035560 
iv. LEI, if any

549300M71TGD9HNZJH09 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23,195.740000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

598,346.760000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,008,200,787.760000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
3,500,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
6 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 41

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Oppenheimer International Growth Fund 

b. Series identication number, if any

S000028707 

c. LEI

549300HHF6TNQJ3KI830 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087832 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087833 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
OppenheimerFunds, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-8253 

iii. CRD number
000104983 
iv. LEI, if any

PDOAIGLBY74951MQ1C36 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
HSBC France Athens Branch 
ii. LEI, if any

MP6I5ZYZBEU3UXPYFY54 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

141,264.540000000000 

Brokers Record: 2
i. Full name of broker
HSBC 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,484.350000000000 

Brokers Record: 3
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

46,170.770000000000 

Brokers Record: 4
i. Full name of broker
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

41,416.460000000000 

Brokers Record: 5
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

36,100.760000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

33,448.330000000000 

Brokers Record: 7
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,013.200000000000 

Brokers Record: 8
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

27,490.530000000000 

Brokers Record: 9
i. Full name of broker
Liberum Capital Limited 
ii. SEC file number

8-67976 

iii. CRD number
000148135 
iv. LEI, if any

213800X45JWXKN298O39 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

25,076.010000000000 

Brokers Record: 10
i. Full name of broker
Sanford C. Bernstein & Co LLC 
ii. SEC file number

8-52942 

iii. CRD number
000104474 
iv. LEI, if any

549300I7JYZHT7D5CO04 

v. State, if applicable
DELAWARE  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,439.940000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

728,209.660000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Oppenheimer & Co Inc 
ii. SEC file number

8-4077 

iii. CRD number
000000249 
iv. LEI, if any

254900VH02JQR2L8XD64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,420,450.670000000000 

Principal Transactions Record: 2
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,241,929.640000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,662,380.309999990000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,550,069,357.380000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 2
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 3
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 4
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 5
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 6
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 7
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 8
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 9
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 10
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 11
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 12
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 13
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 14
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 15
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 16
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 17
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 18
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 19
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 20
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 21
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 22
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 23
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 24
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 25
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 26
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 27
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 28
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 29
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 30
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 31
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 32
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 33
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 34
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 35
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 36
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 37
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 38
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 39
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 40
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 41
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 42
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 43
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 44
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 45
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 46
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 47
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 48
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 49
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 50
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 51
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 52
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 53
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 54
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 55
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 58
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 59
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 60
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 61
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 62
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 63
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 64
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 65
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 67
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 69
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 70
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 71
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 73
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 75
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 76
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 77
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 78
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 79
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 80
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 81
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 83
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 86
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 88
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 89
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 90
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 91
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 92
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 93
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 94
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 95
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 96
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 97
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 98
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 99
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 100
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 101
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 102
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 103
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 104
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 105
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 106
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 107
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 108
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 109
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 110
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 111
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 113
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 114
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 116
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 118
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 120
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 121
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 122
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 123
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 125
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 126
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 127
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 128
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 129
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 130
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 131
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 132
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 133
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 134
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 135
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 136
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 137
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 138
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 139
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 140
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 141
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 142
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 143
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 144
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 145
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 147
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 148
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 149
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 150
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 151
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 152
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 153
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 154
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 155
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 156
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 158
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 159
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 160
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 161
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 162
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 163
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 164
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 165
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 166
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 167
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 168
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 169
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 170
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 171
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 172
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 173
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 174
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 175
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 176
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 177
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 178
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 179
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 180
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 181
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 182
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 183
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 184
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 185
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 186
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 187
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 188
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 189
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 190
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 191
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 192
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 193
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 195
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 196
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 197
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 198
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 199
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 200
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 201
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
6,150,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
4 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 42

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Partners Core Bond Fund 

b. Series identication number, if any

S000028690 

c. LEI

549300GHOJ3FWRULCJ38 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087798 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087799 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-21011 

iii. CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 2
i. Full name
Wells Capital Management Incorporated 
ii. SEC file number ( e.g., 801- ), if applicable

801-21122 

iii. CRD number
000104973 
iv. LEI, if any

549300B3H2IOO2L85I90 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,548,143,761.950000000000 

Principal Transactions Record: 2
i. Full name of dealer
Bank of America NA 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

B4TYDEB6GKMZO031MB27 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

575,664,988.510000000000 

Principal Transactions Record: 3
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,320,582,577.150000000000 

Principal Transactions Record: 4
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,048,948,101.340000000000 

Principal Transactions Record: 5
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,966,811,032.770000000000 

Principal Transactions Record: 6
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,606,169,637.990000000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,593,077,666.620000000000 

Principal Transactions Record: 8
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,269,784,652.890000000000 

Principal Transactions Record: 9
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

2J5703FH5U5M97R1I237 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

926,991,332.830000000000 

Principal Transactions Record: 10
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

755,640,234.950000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

20,093,997,231.870000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,180,345,720.930000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
13,566,667.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
6 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 43

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Partners Small Cap Growth Fund 

b. Series identication number, if any

S000028697 

c. LEI

549300XOYGMYZBUWJK95 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087812 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087813 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
BMO Asset Management Corp. 
ii. SEC file number ( e.g., 801- ), if applicable

801-35533 

iii. CRD number
000106466 
iv. LEI, if any

BBNK6BK30UQKFSNV2N31 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 2
i. Full name
Kennedy Capital Management, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-15323 

iii. CRD number
000105834 
iv. LEI, if any

254900WWH0X2S2RXPA97 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 3
i. Full name
Wells Capital Management Incorporated 
ii. SEC file number ( e.g., 801- ), if applicable

801-21122 

iii. CRD number
000104973 
iv. LEI, if any

549300B3H2IOO2L85I90 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
SubAdvisors Terminated Record: 1
i. Full name
Kennedy Capital Management, Inc. 
ii. SEC file number ( e.g., 801- )

801-15323 

iii. CRD number
000105834 
iv. LEI, if any

254900WWH0X2S2RXPA97 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Termination date

2018-12-10 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

97,055.910000000000 

Brokers Record: 2
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

25,962.860000000000 

Brokers Record: 3
i. Full name of broker
BNY Capital Markets Inc 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

66,968.010000000000 

Brokers Record: 4
i. Full name of broker
Virtu Financial Capital Markets LLC 
ii. SEC file number

8-51262 

iii. CRD number
000045986 
iv. LEI, if any

5493006FX0HRYU3G2R47 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

52,688.490000000000 

Brokers Record: 5
i. Full name of broker
Weeden & Co LP 
ii. SEC file number

8-37267 

iii. CRD number
000016835 
iv. LEI, if any

549300OYBLKSN8M8EW67 

v. State, if applicable
CONNECTICUT  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

51,374.950000000000 

Brokers Record: 6
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

42,198.630000000000 

Brokers Record: 7
i. Full name of broker
Vandham Securities Corp 
ii. SEC file number

8-42448 

iii. CRD number
000026258 
iv. LEI, if any

N/A 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

35,175.600000000000 

Brokers Record: 8
i. Full name of broker
Robert W Baird & Co Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

33,408.650000000000 

Brokers Record: 9
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

32,270.670000000000 

Brokers Record: 10
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

27,839.050000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

871,100.020000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,123,543.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
Leerink Partners LLC 
ii. SEC file number

8-48535 

iii. CRD number
000039011 
iv. LEI, if any

549300AAH7U76CEUBI94 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

274,700.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,172,041.250000000000 

Principal Transactions Record: 4
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,539,880.000000000000 

Principal Transactions Record: 5
i. Full name of dealer
Stephens Inc 
ii. SEC file number

8-1927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,464,187.500000000000 

Principal Transactions Record: 6
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

981,290.000000000000 

Principal Transactions Record: 7
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

794,465.500000000000 

Principal Transactions Record: 8
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

617,737.000000000000 

Principal Transactions Record: 9
i. Full name of dealer
Bradesco Securities Inc 
ii. SEC file number

8-52806 

iii. CRD number
000104347 
iv. LEI, if any

5493005BOEQJY4OBZP25 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

436,543.000000000000 

Principal Transactions Record: 10
i. Full name of dealer
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

395,493.500000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

12,790,305.569999900000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

699,002,006.310000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 44

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Partners Small Cap Value Fund 

b. Series identication number, if any

S000019853 

c. LEI

549300G22MN0LFFJ7036 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088781 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088782 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055690 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Jacobs Levy Equity Management, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-28257 

iii. CRD number
000107022 
iv. LEI, if any

N/A 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 2
i. Full name
Nuveen Asset Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-71957 

iii. CRD number
000155584 
iv. LEI, if any

549300W218VXB0L5EY14 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
Sub Advisors Record: 3
i. Full name
Segall Bryant & Hamill, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-47232 

iii. CRD number
000106505 
iv. LEI, if any

54930071TXHX24MK8P61 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

213,701.840000000000 

Brokers Record: 2
i. Full name of broker
Stifel Nicolaus 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,496.890000000000 

Brokers Record: 3
i. Full name of broker
BTIG LLC 
ii. SEC file number

8-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

89,847.980000000000 

Brokers Record: 4
i. Full name of broker
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

89,135.580000000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

62,377.780000000000 

Brokers Record: 6
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

58,627.610000000000 

Brokers Record: 7
i. Full name of broker
BNY Capital Markets Inc 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,475.680000000000 

Brokers Record: 8
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,941.390000000000 

Brokers Record: 9
i. Full name of broker
Robert W Baird & Co Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,850.010000000000 

Brokers Record: 10
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

21,187.710000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

893,565.840000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Williams Buchanan 
ii. SEC file number

8-39928 

iii. CRD number
000022704 
iv. LEI, if any

N/A 

v. State, if applicable
TEXAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

418,124.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
Sandler O'Neill and Partners L.P. 
ii. SEC file number

8-40214 

iii. CRD number
000023328 
iv. LEI, if any

254900L3FGOOS5VBCH09 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

283,590.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Brown Brothers Harriman 
ii. SEC file number

8-69731 

iii. CRD number
000282732 
iv. LEI, if any

5493006KMX1VFTPYPW14 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

231,150.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,736.080000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

942,600.079999983000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

803,533,700.660000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 45

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - AQR International Core Equity Fund 

b. Series identication number, if any

S000028687 

c. LEI

R7Z4YRZLDZ6NCQHFVI59 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087792 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087793 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
AQR Capital Management, LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-55543 

iii. CRD number
000111883 
iv. LEI, if any

549300GC5MDF1KXYMP06 

v. State, if applicable
CONNECTICUT  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button checked Yes Radio button not checked No
1. If the sub-adviser was hired during the period, indicate the sub-adviser's start date:

2018-05-21 

d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

359,410.900000000000 

Brokers Record: 2
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

39,272.940000000000 

Brokers Record: 3
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

145,668.890000000000 

Brokers Record: 4
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

134,343.460000000000 

Brokers Record: 5
i. Full name of broker
Exane Inc 
ii. SEC file number

8-49569 

iii. CRD number
000041784 
iv. LEI, if any

6SDWK6FV8H98XAGSYS75 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

129,374.240000000000 

Brokers Record: 6
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

117,792.310000000000 

Brokers Record: 7
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

109,659.050000000000 

Brokers Record: 8
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

91,152.290000000000 

Brokers Record: 9
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

71,039.680000000000 

Brokers Record: 10
i. Full name of broker
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

59,188.400000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,467,158.060000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,759,200.000000000000 

Principal Transactions Record: 2
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,064,069.510000000000 

Principal Transactions Record: 3
i. Full name of dealer
BNY Capital Markets Inc 
ii. SEC file number

8-35255 

iii. CRD number
000017454 
iv. LEI, if any

VJW2DOOHGDT6PR0ZRO63 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,007,720.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,694,951.680000000000 

Principal Transactions Record: 5
i. Full name of dealer
Instinet LLC 
ii. SEC file number

8-23669 

iii. CRD number
000007897 
iv. LEI, if any

549300MGMN3RKMU8FT57 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,213,808.950000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

14,739,750.140000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,521,538,167.140000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 13
Name of institution
U.S. Bank National Association 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 131
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 132
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
3,128,571.428571430000 
ii. What was the number of days that the interfund loan was outstanding?
7 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 46

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - T. Rowe Price Large Cap Value Fund 

b. Series identication number, if any

S000028696 

c. LEI

549300PFXPBE3IIQ8V88 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087810 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087811 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
T. Rowe Price Associates, Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-856 

iii. CRD number
000105496 
iv. LEI, if any

7HTL8AEQSEDX602FBU63 

v. State, if applicable
MARYLAND  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,619.210000000000 

Brokers Record: 2
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,496.570000000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

22,478.010000000000 

Brokers Record: 4
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,552.360000000000 

Brokers Record: 5
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,140.710000000000 

Brokers Record: 6
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,028.790000000000 

Brokers Record: 7
i. Full name of broker
ISI Capital 
ii. SEC file number

8-51565 

iii. CRD number
000046869 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,244.520000000000 

Brokers Record: 8
i. Full name of broker
SG Americas Securities LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,305.340000000000 

Brokers Record: 9
i. Full name of broker
UBS 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,233.700000000000 

Brokers Record: 10
i. Full name of broker
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,206.410000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

253,739.080000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,331,238.480000000000 

Principal Transactions Record: 2
i. Full name of dealer
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,801,100.000000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,175,400.000000000000 

Principal Transactions Record: 4
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,593,899.000000000000 

Principal Transactions Record: 5
i. Full name of dealer
Merrill Lynch Pierce Fenner & Smith Incorporated 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

414,068.800000000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

374,841.010000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

21,690,547.290000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,328,441,083.710000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
2,800,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
3 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 47

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - TCW Core Plus Bond Fund 

b. Series identication number, if any

S000028698 

c. LEI

7J8XS1OPHZ7H8XMH2936 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087814 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087815 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
TCW Investment Management Company LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-29075 

iii. CRD number
000106546 
iv. LEI, if any

549300Z58FHZ5C4F1U90 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Privredna banka Zagreb d.d. 
ii. LEI, if any

549300ZHFZ4CSK7VS460 

iii. State, if applicable
 
iv. Foreign country, if applicable
CROATIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Standard Chartered Bank Ghana Limited 
ii. LEI, if any

549300WFGKTC3MGDCX95 

iii. State, if applicable
 
iv. Foreign country, if applicable
GHANA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
LUXEMBOURG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Standard Chartered Bank (Pakistan) Limited 
ii. LEI, if any

549300YTOMKUNPUTB551 

iii. State, if applicable
 
iv. Foreign country, if applicable
PAKISTAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Citibank Europe plc 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Santander Securities Services, S.A. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Nordea Bank AB (publ) 
ii. LEI, if any

6SCPQ280AIY8EP3XFW53 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UBS Switzerland AG 
ii. LEI, if any

549300WOIFUSNYH0FL22 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
TAIWAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
BNP Paribas Securities Services S.C.A. 
ii. LEI, if any

549300WCGB70D06XZS54 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 45
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

7W1GMC6J4KGLBBUSYP52 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 46
i. Full name
Standard Chartered Bank Zambia Plc 
ii. LEI, if any

549300247QDZHDI30A83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ZAMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 47
i. Full name
HSBC Bank Bermuda Limited 
ii. LEI, if any

0W1U67PTV5WY3WYWKD79 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 48
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 49
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 50
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

811.240000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

811.240000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,552,264,852.030000000000 

Principal Transactions Record: 2
i. Full name of dealer
HSBC 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

373,613,384.030000000000 

Principal Transactions Record: 3
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,543,380,153.010000000000 

Principal Transactions Record: 4
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,365,484,382.340000000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,035,842,265.230000000000 

Principal Transactions Record: 6
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

859,153,701.990000000000 

Principal Transactions Record: 7
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

663,692,696.830000000000 

Principal Transactions Record: 8
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

650,692,205.040000000000 

Principal Transactions Record: 9
i. Full name of dealer
Royal Bank of Scotland 
ii. SEC file number

N/A 

iii. CRD number
000161259 
iv. LEI, if any

RR3QWICWWIPCS8A4S074 

v. State, if applicable
 
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

576,715,810.310000000000 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

381,810,604.470000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

10,236,846,188.740000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

2,826,118,851.500000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 48

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Victory Sycamore Established Value Fund 

b. Series identication number, if any

S000019850 

c. LEI

AAL7JJ7NOY7OGPUH3K96 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

3 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000088775 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000088776 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 3
i. Full name of Class
Class 3 
ii. Class identification number, if any

C000055687 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Victory Capital Management Inc. 
ii. SEC file number ( e.g., 801- ), if applicable

801-46878 

iii. CRD number
000106189 
iv. LEI, if any

549300YNO08S1SH3I683 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Robert W Baird & Co Incorporated 
ii. SEC file number

8-497 

iii. CRD number
000008158 
iv. LEI, if any

549300772UJAHRD6LO53 

v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,263.310000000000 

Brokers Record: 2
i. Full name of broker
Stephens Inc 
ii. SEC file number

8-1927 

iii. CRD number
000003496 
iv. LEI, if any

213800LH6T9XDYZCA534 

v. State, if applicable
ARKANSAS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,819.640000000000 

Brokers Record: 3
i. Full name of broker
Raymond James & Associates Inc 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

28,434.800000000000 

Brokers Record: 4
i. Full name of broker
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,772.040000000000 

Brokers Record: 5
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,784.820000000000 

Brokers Record: 6
i. Full name of broker
Jeffries 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,681.840000000000 

Brokers Record: 7
i. Full name of broker
Keefe Bruyette & Woods Inc 
ii. SEC file number

8-10888 

iii. CRD number
000000481 
iv. LEI, if any

549300OM47DQV01G4854 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,783.000000000000 

Brokers Record: 8
i. Full name of broker
Keybanc Capital Markets Inc 
ii. SEC file number

8-30177 

iii. CRD number
000000566 
iv. LEI, if any

2EQWV0180Z211YVAD813 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

17,685.240000000000 

Brokers Record: 9
i. Full name of broker
Evercore Group LLC 
ii. SEC file number

8-49830 

iii. CRD number
000042405 
iv. LEI, if any

5493008F0LRLS5N8LZ81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,875.500000000000 

Brokers Record: 10
i. Full name of broker
Stifel Nicolaus 
ii. SEC file number

8-1447 

iii. CRD number
000000793 
iv. LEI, if any

5WUVMA08EYG4KEUPW589 

v. State, if applicable
MISSOURI  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,637.000000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

254,460.530000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

599,256,777.050000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
1,883,333.330000000000 
ii. What was the number of days that the interfund loan was outstanding?
6 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 49

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Wells Fargo Short Duration Government Fund 

b. Series identication number, if any

S000028701 

c. LEI

54930044IYJRQNYH6M69 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087820 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087821 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Wells Capital Management Incorporated 
ii. SEC file number ( e.g., 801- ), if applicable

801-21122 

iii. CRD number
000104973 
iv. LEI, if any

549300B3H2IOO2L85I90 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,244,533,658.840000000000 

Principal Transactions Record: 2
i. Full name of dealer
RBC Dominion 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

260,593,557.330000000000 

Principal Transactions Record: 3
i. Full name of dealer
Citi 
ii. SEC file number

8-8177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,212,713,590.570000000000 

Principal Transactions Record: 4
i. Full name of dealer
Goldman Sachs 
ii. SEC file number

8-129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,196,412,456.440000000000 

Principal Transactions Record: 5
i. Full name of dealer
Nomura Securities International Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

836,011,449.230000000000 

Principal Transactions Record: 6
i. Full name of dealer
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

739,475,005.400000000000 

Principal Transactions Record: 7
i. Full name of dealer
BNP Paribas 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

737,835,185.860000000000 

Principal Transactions Record: 8
i. Full name of dealer
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

663,700,614.960000000000 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

539,580,837.770000000000 

Principal Transactions Record: 10
i. Full name of dealer
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

474,641,913.160000000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9,277,694,222.100000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,035,315,360.230000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
Citibank, N.A. 
Line Institutions Record: 5
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 6
Name of institution
BNP Paribas 
Line Institutions Record: 7
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 8
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 9
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Westfield Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 50

Item C.1. Background information.

a. Full Name of the Fund

CTIVP - Westfield Mid Cap Growth Fund 

b. Series identication number, if any

S000028691 

c. LEI

549300FLQ62VBWXVS581 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087800 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087801 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Westfield Capital Management Company, L.P. 
ii. SEC file number ( e.g., 801- ), if applicable

801-69413 

iii. CRD number
000146990 
iv. LEI, if any

549300S6UXVEE0EKUL97 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Deutsche Bank 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

45,000.320000000000 

Brokers Record: 2
i. Full name of broker
Keybanc Capital Markets Inc 
ii. SEC file number

8-30177 

iii. CRD number
000000566 
iv. LEI, if any

2EQWV0180Z211YVAD813 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,067.600000000000 

Brokers Record: 3
i. Full name of broker
Liquidnet Inc 
ii. SEC file number

8-52461 

iii. CRD number
000103987 
iv. LEI, if any

213800HSKBBO1GCVRG79 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

34,260.570000000000 

Brokers Record: 4
i. Full name of broker
Barclays 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,918.280000000000 

Brokers Record: 5
i. Full name of broker
JPMorgan 
ii. SEC file number

8-35008 

iii. CRD number
000000079 
iv. LEI, if any

ZBUT11V806EZRVTWT807 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

25,560.970000000000 

Brokers Record: 6
i. Full name of broker
Credit Suisse 
ii. SEC file number

8-422 

iii. CRD number
000000816 
iv. LEI, if any

1V8Y6QCX6YMJ2OELII46 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24,797.280000000000 

Brokers Record: 7
i. Full name of broker
ITG Inc 
ii. SEC file number

8-44218 

iii. CRD number
000029299 
iv. LEI, if any

549300S41SMIODVIT266 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

18,363.660000000000 

Brokers Record: 8
i. Full name of broker
ISI Capital 
ii. SEC file number

8-51565 

iii. CRD number
000046869 
iv. LEI, if any

N/A 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,154.960000000000 

Brokers Record: 9
i. Full name of broker
Wells Fargo Securities LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,849.640000000000 

Brokers Record: 10
i. Full name of broker
Morgan Stanley 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

15,193.200000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

416,236.060000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

569,360,787.320000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,000,000,000.000000000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
Line Institutions Record: 2
Name of institution
Bank of America, N.A. 
Line Institutions Record: 3
Name of institution
Bank of Montreal, Chicago Branch 
Line Institutions Record: 4
Name of institution
BNP Paribas 
Line Institutions Record: 5
Name of institution
Citibank, N.A. 
Line Institutions Record: 6
Name of institution
Credit Suisse AG, NY Branch 
Line Institutions Record: 7
Name of institution
Deutsche Bank AG NY Branch 
Line Institutions Record: 8
Name of institution
Goldman Sachs Bank USA 
Line Institutions Record: 9
Name of institution
HSBC Bank USA, N.A. 
Line Institutions Record: 10
Name of institution
Morgan Stanley Bank, N.A. 
Line Institutions Record: 11
Name of institution
The Bank of New York Mellon 
Line Institutions Record: 12
Name of institution
U.S. Bank National Association 
Line Institutions Record: 13
Name of institution
UBS AG, Stamford Branch 
Line Institutions Record: 14
Name of institution
Wells Fargo Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Columbia Select Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 2
Name of fund
Columbia Select Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 3
Name of fund
Columbia Select Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 4
Name of fund
Columbia Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 5
Name of fund
Columbia Select International Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 6
Name of fund
Columbia Select Global Growth Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 7
Name of fund
Columbia Select Global Equity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 8
Name of fund
Columbia Real Estate Equity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 9
Name of fund
Columbia Quality Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 10
Name of fund
Columbia Pacific/Asia Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 11
Name of fund
Columbia Adaptive Retirement 2025 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 12
Name of fund
Columbia Overseas Value Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 13
Name of fund
Columbia Overseas Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 14
Name of fund
Columbia Multi-Sector Municipal Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 15
Name of fund
Columbia Multi-Asset Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 16
Name of fund
Columbia Mortgage Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 17
Name of fund
Columbia Minnesota Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 18
Name of fund
Columbia Mid Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 19
Name of fund
Columbia Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 20
Name of fund
Columbia Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 21
Name of fund
Columbia Large Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 22
Name of fund
Columbia Adaptive Retirement 2020 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 23
Name of fund
Columbia Large Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 24
Name of fund
Columbia Large Cap Growth Fund III 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 25
Name of fund
Columbia Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 26
Name of fund
Columbia Large Cap Enhanced Core Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 27
Name of fund
Columbia Inflation Protected Securities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 28
Name of fund
Columbia India Small Cap ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 29
Name of fund
Columbia India Infrastructure ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 30
Name of fund
Columbia India Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 31
Name of fund
Columbia Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 32
Name of fund
Columbia Income Builder Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 33
Name of fund
Columbia Acorn USA 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 34
Name of fund
Columbia High Yield Municipal Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 35
Name of fund
Columbia High Yield Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 36
Name of fund
Columbia Greater China Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 37
Name of fund
Columbia Government Money Market Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 38
Name of fund
Columbia Global Technology Growth Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 39
Name of fund
Columbia Global Strategic Equity Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 40
Name of fund
Columbia Global Opportunities Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 41
Name of fund
Columbia Global Infrastructure Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 42
Name of fund
Columbia Global Equity Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 43
Name of fund
Columbia Global Energy and Natural Resources Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 44
Name of fund
Columbia Acorn Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 45
Name of fund
Columbia Global Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 46
Name of fund
Columbia Global Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 47
Name of fund
Columbia Floating Rate Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 48
Name of fund
Columbia Flexible Capital Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 49
Name of fund
Columbia Emerging Markets Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 50
Name of fund
Columbia Emerging Markets Consumer ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 51
Name of fund
Columbia Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 52
Name of fund
Columbia EM Quality Dividend ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 53
Name of fund
Columbia EM Core ex-China ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 54
Name of fund
Columbia Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 55
Name of fund
Columbia Acorn International Select 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 56
Name of fund
Columbia Dividend Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 57
Name of fund
Columbia Diversified Fixed Income Allocation ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 58
Name of fund
Columbia Disciplined Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 59
Name of fund
Columbia Disciplined Small Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 60
Name of fund
Columbia Disciplined Growth Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 61
Name of fund
Columbia Disciplined Core Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 62
Name of fund
Columbia Corporate Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 63
Name of fund
Columbia Convertible Securities Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 64
Name of fund
Columbia Contrarian Europe Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 65
Name of fund
Columbia Contrarian Core Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 66
Name of fund
Columbia Acorn International 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 67
Name of fund
Columbia Contrarian Asia Pacific Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 68
Name of fund
Columbia Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 69
Name of fund
Columbia Capital Allocation Moderate Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 70
Name of fund
Columbia Capital Allocation Moderate Conservative Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 71
Name of fund
Columbia Capital Allocation Moderate Aggressive Portfolio 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 72
Name of fund
Columbia Capital Allocation Conservative Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 73
Name of fund
Columbia Capital Allocation Aggressive Portfolio 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 74
Name of fund
Columbia Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 75
Name of fund
Columbia Beyond BRICs ETF 
SEC File number( e.g., 811- )
811-22255 
Shared Credit Users Record: 76
Name of fund
Columbia Balanced Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 77
Name of fund
Columbia Acorn Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 78
Name of fund
Columbia AMT-Free Virginia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 79
Name of fund
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 80
Name of fund
Columbia AMT-Free Oregon Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 81
Name of fund
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 82
Name of fund
Columbia AMT-Free New York Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 83
Name of fund
Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 84
Name of fund
Columbia AMT-Free Maryland Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 85
Name of fund
Columbia AMT-Free Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 86
Name of fund
Columbia AMT-Free Georgia Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 87
Name of fund
Wanger USA 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 88
Name of fund
Wanger Select 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 89
Name of fund
Columbia AMT-Free Connecticut Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 90
Name of fund
Columbia Acorn European Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 91
Name of fund
Wanger International 
SEC File number( e.g., 811- )
811-08748 
Shared Credit Users Record: 92
Name of fund
Variable Portfolio - U.S. Flexible Moderate Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 93
Name of fund
Variable Portfolio - U.S. Flexible Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 94
Name of fund
Variable Portfolio - U.S. Flexible Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 95
Name of fund
Variable Portfolio - Partners Small Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 96
Name of fund
Variable Portfolio - Partners Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 97
Name of fund
Variable Portfolio - Partners Core Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 98
Name of fund
Variable Portfolio - Moderately Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 99
Name of fund
Variable Portfolio - Moderately Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 100
Name of fund
Variable Portfolio - Moderate Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 101
Name of fund
Columbia AMT-Free California Intermediate Muni Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 102
Name of fund
Variable Portfolio - Managed Volatility Moderate Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 103
Name of fund
Variable Portfolio - Managed Volatility Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 104
Name of fund
Variable Portfolio - Managed Volatility Conservative Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 105
Name of fund
Variable Portfolio - Managed Volatility Conservative Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 106
Name of fund
Variable Portfolio - Managed Risk U.S. Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 107
Name of fund
Variable Portfolio - Managed Risk Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 108
Name of fund
Variable Portfolio - Conservative Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 109
Name of fund
Variable Portfolio - Columbia Wanger International Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 110
Name of fund
Variable Portfolio - Aggressive Portfolio 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 111
Name of fund
Multi-Manager Value Strategies Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 112
Name of fund
Columbia Alternative Beta Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 113
Name of fund
Multi-Manager Total Return Bond Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 114
Name of fund
Multi-Manager Small Cap Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 115
Name of fund
Multi-Manager International Equity Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 116
Name of fund
Multi-Manager Growth Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 117
Name of fund
Multi-Manager Directional Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 118
Name of fund
Multi-Manager Alternative Strategies Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 119
Name of fund
CTIVP - Wells Fargo Short Duration Government Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 120
Name of fund
CTIVP - Victory Sycamore Established Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 121
Name of fund
CTIVP - TCW Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 122
Name of fund
CTIVP - T. Rowe Price Large Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 123
Name of fund
Columbia Adaptive Risk Allocation Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 124
Name of fund
CTIVP - Oppenheimer International Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 125
Name of fund
CTIVP - Morgan Stanley Advantage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 126
Name of fund
CTIVP - MFS Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 127
Name of fund
CTIVP - MFS Blended Research Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 128
Name of fund
CTIVP - Los Angeles Capital Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 129
Name of fund
CTIVP - Loomis Sayles Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 130
Name of fund
CTIVP - Lazard International Equity Advantage Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 131
Name of fund
CTIVP - DFA International Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 132
Name of fund
CTIVP - CenterSquare Real Estate Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 133
Name of fund
CTIVP - BlackRock Global Inflation-Protected Securities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 134
Name of fund
Columbia Adaptive Retirement 2060 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 135
Name of fund
CTIVP - AQR Managed Futures Strategy Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 136
Name of fund
CTIVP - AQR International Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 137
Name of fund
CTIVP - American Century Diversified Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 138
Name of fund
Columbia Variable Portfolio - U.S. Government Mortgage Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 139
Name of fund
Columbia Variable Portfolio - U.S. Equities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 140
Name of fund
Columbia Variable Portfolio - Strategic Income Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 141
Name of fund
Columbia Variable Portfolio - Small Company Growth Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 142
Name of fund
Columbia Variable Portfolio - Small Cap Value Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 143
Name of fund
Columbia Variable Portfolio - Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 144
Name of fund
Columbia Variable Portfolio - Select Smaller-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 145
Name of fund
Columbia Adaptive Retirement 2055 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 146
Name of fund
Columbia Variable Portfolio - Select Large-Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 147
Name of fund
Columbia Variable Portfolio - Select Large Cap Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 148
Name of fund
Columbia Variable Portfolio - Overseas Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 149
Name of fund
Columbia Variable Portfolio - Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 150
Name of fund
Columbia Variable Portfolio - Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 151
Name of fund
Columbia Variable Portfolio - Long Government/Credit Bond Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 152
Name of fund
Columbia Variable Portfolio - Limited Duration Credit Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 153
Name of fund
Columbia Variable Portfolio - Large Cap Index Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 154
Name of fund
Columbia Variable Portfolio - Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 155
Name of fund
Columbia Variable Portfolio - Intermediate Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 156
Name of fund
Columbia Adaptive Retirement 2050 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 157
Name of fund
Columbia Variable Portfolio - Income Opportunities Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 158
Name of fund
Columbia Variable Portfolio - High Yield Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 159
Name of fund
Columbia Variable Portfolio - Government Money Market Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 160
Name of fund
Columbia Variable Portfolio - Global Strategic Income Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 161
Name of fund
Columbia Variable Portfolio - Emerging Markets Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 162
Name of fund
Columbia Variable Portfolio - Emerging Markets Bond Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 163
Name of fund
Columbia Variable Portfolio - Dividend Opportunity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 164
Name of fund
Columbia Variable Portfolio - Diversified Absolute Return Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 165
Name of fund
Columbia Variable Portfolio - Disciplined Core Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 166
Name of fund
Columbia Variable Portfolio - Core Equity Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 167
Name of fund
Columbia Adaptive Retirement 2045 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 168
Name of fund
Columbia Variable Portfolio - Contrarian Core Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 169
Name of fund
Columbia Variable Portfolio - Commodity Strategy Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 170
Name of fund
Columbia Variable Portfolio - Balanced Fund 
SEC File number( e.g., 811- )
811-22127 
Shared Credit Users Record: 171
Name of fund
Columbia Variable Portfolio - Asset Allocation Fund 
SEC File number( e.g., 811- )
811-05199 
Shared Credit Users Record: 172
Name of fund
Columbia Ultra Short Term Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 173
Name of fund
Columbia U.S. Treasury Index Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 174
Name of fund
Columbia U.S. Social Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 175
Name of fund
Columbia Total Return Bond Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 176
Name of fund
Columbia Thermostat Fund 
SEC File number( e.g., 811- )
811-01829 
Shared Credit Users Record: 177
Name of fund
Columbia Tax-Exempt Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 178
Name of fund
Columbia Adaptive Retirement 2040 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 179
Name of fund
Columbia Sustainable U.S. Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 180
Name of fund
Columbia Sustainable International Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 181
Name of fund
Columbia Sustainable Global Equity Income ETF 
SEC File number( e.g., 811- )
811-22736 
Shared Credit Users Record: 182
Name of fund
Columbia Strategic New York Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 183
Name of fund
Columbia Strategic Municipal Income Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 184
Name of fund
Columbia Strategic Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 185
Name of fund
Columbia Strategic California Municipal Income Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 186
Name of fund
Columbia Solutions Conservative Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 187
Name of fund
Columbia Solutions Aggressive Portfolio 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 188
Name of fund
Columbia Small/Mid Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 189
Name of fund
Columbia Adaptive Retirement 2035 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 190
Name of fund
Columbia Small Cap Value Fund II 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 191
Name of fund
Columbia Small Cap Value Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 192
Name of fund
Columbia Small Cap Index Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 193
Name of fund
Columbia Small Cap Growth Fund I 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 194
Name of fund
Columbia Short-Term Cash Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 195
Name of fund
Columbia Short Term Municipal Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 196
Name of fund
Columbia Short Term Bond Fund 
SEC File number( e.g., 811- )
811-09645 
Shared Credit Users Record: 197
Name of fund
Columbia Seligman Global Technology Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 198
Name of fund
Columbia Seligman Communications and Information Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 199
Name of fund
Columbia Select Small Cap Value Fund 
SEC File number( e.g., 811- )
811-21852 
Shared Credit Users Record: 200
Name of fund
Columbia Adaptive Retirement 2030 Fund 
SEC File number( e.g., 811- )
811-04367 
Shared Credit Users Record: 201
Name of fund
Columbia Acorn Emerging Markets Fund 
SEC File number( e.g., 811- )
811-01829 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
1,400,000.000000000000 
ii. What was the number of days that the interfund loan was outstanding?
3 

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 51

Item C.1. Background information.

a. Full Name of the Fund

Variable Portfolio - Eaton Vance Floating-Rate Income Fund 

b. Series identication number, if any

S000028686 

c. LEI

11QPACQ0C0H3JVVJHX74 

d. Is this the first filing on this form by the Fund? Radio button checked Yes Radio button not checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

0 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

2 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class 1 
ii. Class identification number, if any

C000087790 

iii. Ticker symbol, if any

N/A 

Shares Outstanding Record: 2
i. Full name of Class
Class 2 
ii. Class identification number, if any

C000087791 

iii. Ticker symbol, if any

N/A 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. SEC file number ( e.g., 801- )

801-25943 

iii.CRD number
000108257 
iv. LEI, if any

6YVO3H2OUHJXER5SGR23 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Eaton Vance Management 
ii. SEC file number ( e.g., 801- ), if applicable

801-15930 

iii. CRD number
000104859 
iv. LEI, if any

549300RJ0CSL5M1B7J96 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
SubAdvisors Terminated Record: 1
i. Full name
Eaton Vance Management 
ii. SEC file number ( e.g., 801- )

801-15930 

iii. CRD number
000104859 
iv. LEI, if any

549300RJ0CSL5M1B7J96 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Termination date

2018-08-17 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii.SEC file number ( e.g., 84- or 85- )

084-05685 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

084-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
Thomson Reuters (Markets) LLC. 
ii. LEI, if any, or provide and describe other identifying number

4128251 

Description of other identifying number

File number 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

549300HLPTRASHS0E726 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
Bloomberg Finance L.P. 
ii. LEI, if any, or provide and describe other identifying number

5493001KJTIIGC8Y1R12 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing and Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMORGAN CHASE BANK, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
Columbia Management Investment Services Corp. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
Shareholder servicing agents Record: 2
i. Full name
DST Asset Manager Solutions, Inc. 
ii. LEI, if any, or provide and describe other identifying number

N/A 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
Columbia Management Investment Advisers, LLC 
ii. LEI, if any, or other identifying number

6YVO3H2OUHJXER5SGR23 

Description of other identifying number

 

iii. State, if applicable
MASSACHUSETTS  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Columbia Management Investment Distributors, Inc. 
b. SEC file number

8-25845 

c. CRD number
000000840 
d. LEI, if any

N/A 

e. State, if applicable
MASSACHUSETTS  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 2
a. Full name
American Enterprise Investment Services Inc. 
b. SEC file number

8-42582 

c. CRD number
000026506 
d. LEI, if any

549300NT7GLLVGTH0249 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 3
a. Full name
Ameriprise Financial Services, Inc. 
b. SEC file number

8-16791 

c. CRD number
000006363 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 

Broker Dealers Record: 4
a. Full name
Riversource Distributors, Inc. 
b. SEC file number

8-67196 

c. CRD number
000139135 
d. LEI, if any

N/A 

e. State, if applicable
MINNESOTA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button checked Yes Radio button not checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

0.000000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button not checked Yes Radio button not checked No

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part E: Additional Questions for Exchange-Traded Funds and Exchange-Traded Managed Funds

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
Columbia Funds Variable Series Trust II 
Date
2019-03-15 
Signature
Martha A. Skinner 
Title
Vice President