0001085146-15-001328.txt : 20150518
0001085146-15-001328.hdr.sgml : 20150518
20150515174316
ACCESSION NUMBER: 0001085146-15-001328
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150518
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: J. Goldman & Co LP
CENTRAL INDEX KEY: 0001412741
IRS NUMBER: 133341919
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14489
FILM NUMBER: 15871219
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: New York
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-262-4200
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: New York
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001412741
XXXXXXXX
03-31-2015
03-31-2015
false
J. Goldman & Co LP
510 MADISON AVENUE
26TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-14489
N
Jay G. Goldman
President
212-262-4268
/s/ Jay G. Goldman
New York
NY
03-24-2015
1
272
1615668
1
0001278235
028-11127
JET CAPITAL INVESTORS L P
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ACCURAY INC
COM
004397105
3720
400000
SH
SOLE
400000
0
0
ACTAVIS PLC
SHS
G0083B108
2262
7600
SH
Call
DFND
1
0
7600
0
ACTAVIS PLC
SHS
G0083B108
2708
9100
SH
Put
DFND
1
0
9100
0
ACXIOM CORP
COM
005125109
7396
400000
SH
SOLE
400000
0
0
ADMA BIOLOGICS INC
COM
000899104
1189
121300
SH
SOLE
121300
0
0
AEGERION PHARMACEUTICALS INC
COM
00767E102
3716
142000
SH
SOLE
142000
0
0
AGRIUM INC
COM
008916108
17205
165000
SH
Put
SOLE
165000
0
0
AIR PRODS & CHEMS INC
COM
009158106
4538
30000
SH
SOLE
30000
0
0
AIR PRODS & CHEMS INC
COM
009158106
17397
115000
SH
Put
SOLE
115000
0
0
ALCOA INC
COM
013817101
7755
600000
SH
Call
SOLE
600000
0
0
ALLIQUA BIOMEDICAL INC
COM NEW
019621200
5887
1132193
SH
SOLE
1132193
0
0
ALTERA CORP
COM
021441100
288
6711
SH
DFND
1
0
6711
0
AMAG PHARMACEUTICALS INC
COM
00163U106
629
11500
SH
SOLE
11500
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
2460
45000
SH
Put
SOLE
45000
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
3160
185000
SH
SOLE
185000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1976
182000
SH
Put
SOLE
182000
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1078
8842
SH
DFND
1
0
8842
0
APOLLO ED GROUP INC
CL A
037604105
568
30000
SH
Call
SOLE
30000
0
0
APPLE INC
COM
037833100
37205
299000
SH
SOLE
299000
0
0
APPLIED MATLS INC
COM
038222105
2707
120000
SH
SOLE
120000
0
0
APPLIED MATLS INC
COM
038222105
3621
160500
SH
Call
DFND
1
0
160500
0
APPLIED MATLS INC
COM
038222105
2482
110000
SH
Call
SOLE
110000
0
0
ARAMARK
COM
03852U106
633
20000
SH
SOLE
20000
0
0
ARROW ELECTRS INC
COM
042735100
2905
47500
SH
Put
SOLE
47500
0
0
ASCENA RETAIL GROUP INC
COM
04351G101
3047
210000
SH
SOLE
210000
0
0
ASCENA RETAIL GROUP INC
COM
04351G101
2902
200000
SH
Call
SOLE
200000
0
0
AT&T INC
COM
00206R102
1228
37600
SH
Put
DFND
1
0
37600
0
AT&T INC
COM
00206R102
2028
62100
SH
Call
DFND
1
0
62100
0
ATMEL CORP
COM
049513104
2469
300000
SH
SOLE
300000
0
0
ATWOOD OCEANICS INC
COM
050095108
10220
363500
SH
Put
SOLE
363500
0
0
AVNET INC
COM
053807103
3560
80000
SH
Put
SOLE
80000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
276
10000
SH
SOLE
10000
0
0
B/E AEROSPACE INC
COM
073302101
2065
32459
SH
DFND
1
0
32459
0
BAKER HUGHES INC
COM
057224107
2888
45421
SH
DFND
1
0
45421
0
BALL CORP
COM
058498106
1134
16055
SH
DFND
1
0
16055
0
BANKRATE INC DEL
COM
06647F102
227
20000
SH
SOLE
20000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
525
20500
SH
SOLE
20500
0
0
BAXTER INTL INC
COM
071813109
12330
180000
SH
SOLE
180000
0
0
BELMOND LTD
CL A
G1154H107
2947
240000
SH
SOLE
240000
0
0
BIODELIVERY SCIENCES INTL IN
COM
09060J106
2205
210000
SH
Call
SOLE
210000
0
0
BITAUTO HLDGS LTD
SPONSORED ADS
091727107
4401
86500
SH
SOLE
86500
0
0
BLACK HILLS CORP
COM
092113109
5208
103254
SH
DFND
1
0
103254
0
BLACKHAWK NETWORK HLDGS INC
CL A
09238E104
3881
108500
SH
SOLE
108500
0
0
BLOCK H & R INC
COM
093671105
9617
300000
SH
Call
SOLE
300000
0
0
BLOOMIN BRANDS INC
COM
094235108
4927
202500
SH
SOLE
202500
0
0
BOINGO WIRELESS INC
COM
09739C102
6673
885000
SH
SOLE
885000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
1542
86900
SH
Put
DFND
1
0
86900
0
BOYD GAMING CORP
COM
103304101
1065
75000
SH
SOLE
75000
0
0
CABELAS INC
COM
126804301
840
15000
SH
SOLE
15000
0
0
CALLAWAY GOLF CO
COM
131193104
3669
385000
SH
SOLE
385000
0
0
CANADIAN PAC RY LTD
COM
13645T100
4796
26250
SH
SOLE
26250
0
0
CARBO CERAMICS INC
COM
140781105
12634
414100
SH
Put
SOLE
414100
0
0
CHECKPOINT SYS INC
COM
162825103
4277
395292
SH
SOLE
395292
0
0
CHEETAH MOBILE INC
ADR
163075104
2675
156500
SH
Put
SOLE
156500
0
0
CHEGG INC
COM
163092109
5446
685000
SH
SOLE
685000
0
0
CHEVRON CORP NEW
COM
166764100
1775
16900
SH
Put
DFND
1
0
16900
0
CITIZENS FINL GROUP INC
COM
174610105
2479
102727
SH
SOLE
102727
0
0
CLICKSOFTWARE TECHNOLOGIES L
ORD
M25082104
3633
413317
SH
SOLE
413317
0
0
COLONY FINL INC
COM
19624R106
2339
90249
SH
DFND
1
0
90249
0
COMCAST CORP NEW
CL A
20030N101
768
13600
SH
Call
DFND
1
0
13600
0
COMCAST CORP NEW
CL A
20030N101
2897
51300
SH
Put
DFND
1
0
51300
0
COMPUTER SCIENCES CORP
COM
205363104
1306
20000
SH
Put
SOLE
20000
0
0
COMSCORE INC
COM
20564W105
6938
135500
SH
SOLE
135500
0
0
CONMED CORP
COM
207410101
3395
67239
SH
SOLE
67239
0
0
COVISINT CORP
COM
22357R103
2189
1078419
SH
SOLE
1078419
0
0
CSX CORP
COM
126408103
19127
577500
SH
SOLE
577500
0
0
DATAWATCH CORP
COM NEW
237917208
1971
290340
SH
SOLE
290340
0
0
DEERE & CO
COM
244199105
36172
412500
SH
Call
SOLE
412500
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
10813
240500
SH
SOLE
240500
0
0
DEMAND MEDIA INC
COM NEW
24802N208
1105
193218
SH
SOLE
193218
0
0
DERMA SCIENCES INC
COM PAR $.01
249827502
6544
772649
SH
SOLE
772649
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2641
76100
SH
Put
DFND
1
0
76100
0
DIRECTV
COM
25490A309
4592
53960
SH
DFND
1
0
53960
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
10151
330000
SH
SOLE
330000
0
0
DOW CHEM CO
COM
260543103
5398
112500
SH
Call
SOLE
112500
0
0
DOW CHEM CO
COM
260543103
2519
52500
SH
SOLE
52500
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1072
15000
SH
SOLE
15000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1072
15000
SH
Put
SOLE
15000
0
0
DYAX CORP
COM
26746E103
838
50000
SH
SOLE
50000
0
0
DYAX CORP
COM
26746E103
3519
210000
SH
Put
SOLE
210000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
455
20269
SH
DFND
1
0
20269
0
EBAY INC
COM
278642103
10382
180000
SH
SOLE
180000
0
0
EMCORE CORP
COM NEW
290846203
2578
473938
SH
SOLE
473938
0
0
ENDO INTL PLC
SHS
G30401106
9778
109000
SH
Call
SOLE
109000
0
0
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
1334
70000
SH
SOLE
70000
0
0
ENTEROMEDICS INC
COM NEW
29365M208
755
825000
SH
SOLE
825000
0
0
EXPEDIA INC DEL
COM NEW
30212P303
377
4000
SH
Call
DFND
1
0
4000
0
EXPEDITORS INTL WASH INC
COM
302130109
3226
66953
SH
SOLE
66953
0
0
EXPRESS INC
COM
30219E103
8017
485000
SH
SOLE
485000
0
0
EXPRESS INC
COM
30219E103
3306
200000
SH
Call
SOLE
200000
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
4193
214700
SH
SOLE
214700
0
0
EXXON MOBIL CORP
COM
30231G102
5598
65900
SH
Put
DFND
1
0
65900
0
F M C CORP
COM NEW
302491303
3650
63750
SH
SOLE
63750
0
0
F M C CORP
COM NEW
302491303
13912
243000
SH
Put
SOLE
243000
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
315
43091
SH
SOLE
43091
0
0
FINISH LINE INC
CL A
317923100
19126
780000
SH
SOLE
780000
0
0
FIVE BELOW INC
COM
33829M101
17209
483800
SH
SOLE
483800
0
0
FIVE BELOW INC
COM
33829M101
7470
210000
SH
Call
SOLE
210000
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
450
25000
SH
SOLE
25000
0
0
FMC TECHNOLOGIES INC
COM
30249U101
5552
150000
SH
SOLE
150000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
10265
636000
SH
SOLE
636000
0
0
GAMESTOP CORP NEW
CL A
36467W109
1708
45000
SH
SOLE
45000
0
0
GENERAL ELECTRIC CO
COM
369604103
22334
900000
SH
Call
SOLE
900000
0
0
GLOBALSTAR INC
COM
378973408
621
186604
SH
SOLE
186604
0
0
GLOBANT S A
COM
L44385109
5482
260293
SH
SOLE
260293
0
0
GLOBEIMMUNE INC
COM
37957B100
315
42850
SH
SOLE
42850
0
0
GORDMANS STORES INC
COM
38269P100
7885
950000
SH
SOLE
950000
0
0
GREENBRIER COS INC
COM
393657101
4959
85500
SH
SOLE
85500
0
0
GROUPON INC
COM CL A
399473107
1442
200000
SH
SOLE
200000
0
0
HALLIBURTON CO
COM
406216101
864
19700
SH
Call
DFND
1
0
19700
0
HARLEY DAVIDSON INC
COM
412822108
30895
508637
SH
SOLE
508637
0
0
HARLEY DAVIDSON INC
COM
412822108
14395
237000
SH
Call
SOLE
237000
0
0
HEARTWARE INTL INC
COM
422368100
3730
42500
SH
Call
SOLE
42500
0
0
HONEYWELL INTL INC
COM
438516106
5476
52500
SH
SOLE
52500
0
0
HONEYWELL INTL INC
COM
438516106
15647
150000
SH
Call
SOLE
150000
0
0
HUB GROUP INC
CL A
443320106
7494
190724
SH
SOLE
190724
0
0
ICICI BK LTD
ADR
45104G104
2590
250000
SH
SOLE
250000
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
3268
201500
SH
Call
SOLE
201500
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
7299
450000
SH
SOLE
450000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
587
42000
SH
Call
SOLE
42000
0
0
INFORMATICA CORP
COM
45666Q102
967
22044
SH
DFND
1
0
22044
0
INSMED INC
COM PAR $.01
457669307
187
9000
SH
SOLE
9000
0
0
INSMED INC
COM PAR $.01
457669307
562
27000
SH
Put
SOLE
27000
0
0
INSYS THERAPEUTICS INC NEW
COM NEW
45824V209
814
14000
SH
SOLE
14000
0
0
INTL PAPER CO
COM
460146103
7574
136500
SH
Call
SOLE
136500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
86437
695000
SH
Put
SOLE
695000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
15864
200000
SH
SOLE
200000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
5893
74300
SH
Put
DFND
1
0
74300
0
JD COM INC
SPON ADR CL A
47215P106
9593
326500
SH
SOLE
326500
0
0
KELLY SVCS INC
CL A
488152208
1058
60682
SH
SOLE
60682
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1176
13500
SH
Call
DFND
1
0
13500
0
LANDSTAR SYS INC
COM
515098101
9481
143000
SH
SOLE
143000
0
0
LAS VEGAS SANDS CORP
COM
517834107
2422
44000
SH
SOLE
44000
0
0
LAS VEGAS SANDS CORP
COM
517834107
550
10000
SH
Call
SOLE
10000
0
0
LEVY ACQUISITION CORP
COM
52748T104
200
15210
SH
DFND
1
0
15210
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
4478
106599
SH
SOLE
106599
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
7015
166990
SH
DFND
1
0
166990
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
2267
71305
SH
DFND
1
0
71305
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
1780
56000
SH
SOLE
56000
0
0
LINKEDIN CORP
COM CL A
53578A108
8370
33500
SH
SOLE
33500
0
0
LIPOCINE INC NEW
COM
53630X104
621
90000
SH
SOLE
90000
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
4106
60000
SH
Put
SOLE
60000
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
2880
42086
SH
SOLE
42086
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
2738
40000
SH
Call
SOLE
40000
0
0
LORILLARD INC
COM
544147101
859
13139
SH
DFND
1
0
13139
0
LORILLARD INC
COM
544147101
14704
225000
SH
SOLE
225000
0
0
LOUISIANA PAC CORP
COM
546347105
4941
299300
SH
Put
SOLE
299300
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
4610
52500
SH
SOLE
52500
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
11853
135000
SH
Call
SOLE
135000
0
0
M & T BK CORP
COM
55261F104
4064
32000
SH
SOLE
32000
0
0
MADDEN STEVEN LTD
COM
556269108
4180
110000
SH
SOLE
110000
0
0
MARIN SOFTWARE INC
COM
56804T106
5326
846802
SH
SOLE
846802
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
4525
130000
SH
SOLE
130000
0
0
MCDONALDS CORP
COM
580135101
1734
17800
SH
Call
DFND
1
0
17800
0
MEDICINES CO
COM
584688105
3138
112000
SH
Call
SOLE
112000
0
0
MEDTRONIC PLC
SHS
G5960L103
203
2600
SH
Call
DFND
1
0
2600
0
MERCADOLIBRE INC
COM
58733R102
22574
184250
SH
SOLE
184250
0
0
MERCADOLIBRE INC
COM
58733R102
2046
16700
SH
Call
SOLE
16700
0
0
MERCADOLIBRE INC
COM
58733R102
2144
17500
SH
Put
SOLE
17500
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1472
70000
SH
Call
SOLE
70000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1577
75000
SH
SOLE
75000
0
0
MICRON TECHNOLOGY INC
COM
595112103
6783
250000
SH
SOLE
250000
0
0
MICRON TECHNOLOGY INC
COM
595112103
13375
493000
SH
Call
SOLE
493000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
2115
12500
SH
SOLE
12500
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1106
14855
SH
DFND
1
0
14855
0
MONSANTO CO NEW
COM
61166W101
1688
15000
SH
Put
SOLE
15000
0
0
MONSTER BEVERAGE CORP
COM
611740101
45670
330000
SH
Call
SOLE
330000
0
0
MOSAIC CO NEW
COM
61945C103
4145
90000
SH
SOLE
90000
0
0
MOSAIC CO NEW
COM
61945C103
26945
585000
SH
Call
SOLE
585000
0
0
NCR CORP NEW
COM
62886E108
962
32600
SH
Call
DFND
1
0
32600
0
NETFLIX INC
COM
64110L106
3334
8000
SH
SOLE
8000
0
0
NEW YORK & CO INC
COM
649295102
4375
1750000
SH
SOLE
1750000
0
0
NEXTERA ENERGY INC
COM
65339F101
6774
65103
SH
DFND
1
0
65103
0
NVIDIA CORP
COM
67066G104
3034
145000
SH
SOLE
145000
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
5261
804500
SH
SOLE
804500
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
1762
225000
SH
Call
SOLE
225000
0
0
PACCAR INC
COM
693718108
3126
49508
SH
SOLE
49508
0
0
PHOENIX NEW MEDIA LTD
SPONSORED ADS
71910C103
1502
264900
SH
SOLE
264900
0
0
POLYONE CORP
COM
73179P106
2521
67500
SH
SOLE
67500
0
0
POLYONE CORP
COM
73179P106
3362
90000
SH
Put
SOLE
90000
0
0
POTASH CORP SASK INC
COM
73755L107
1693
52500
SH
SOLE
52500
0
0
POTASH CORP SASK INC
COM
73755L107
10401
322500
SH
Call
SOLE
322500
0
0
POTASH CORP SASK INC
COM
73755L107
4838
150000
SH
Put
SOLE
150000
0
0
POTBELLY CORP
COM
73754Y100
1096
80000
SH
SOLE
80000
0
0
PRICELINE GRP INC
COM NEW
741503403
13562
11650
SH
SOLE
11650
0
0
PROS HOLDINGS INC
COM
74346Y103
14496
586638
SH
SOLE
586638
0
0
PTC THERAPEUTICS INC
COM
69366J200
637
10466
SH
DFND
1
0
10466
0
PVH CORP
COM
693656100
6926
65000
SH
SOLE
65000
0
0
QAD INC
CL A
74727D306
12401
512456
SH
SOLE
512456
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
8013
156500
SH
SOLE
156500
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
1459
28500
SH
Call
SOLE
28500
0
0
QIWI PLC
SPON ADR REP B
74735M108
2162
90000
SH
SOLE
90000
0
0
QUNAR CAYMAN IS LTD
SPNS ADR CL B
74906P104
2888
70000
SH
SOLE
70000
0
0
RADIUS HEALTH INC
COM NEW
750469207
2490
60500
SH
SOLE
60500
0
0
REALNETWORKS INC
COM NEW
75605L708
875
130000
SH
SOLE
130000
0
0
RECEPTOS INC
COM
756207106
5524
33500
SH
Call
SOLE
33500
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
1203
140000
SH
SOLE
140000
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
1331
155000
SH
Put
SOLE
155000
0
0
RETAILMENOT INC
COM SER 1
76132B106
2936
163000
SH
SOLE
163000
0
0
RETROPHIN INC
COM
761299106
599
25000
SH
SOLE
25000
0
0
RETROPHIN INC
COM
761299106
839
35000
SH
Call
SOLE
35000
0
0
ROCKWELL MED INC
COM
774374102
5410
495000
SH
SOLE
495000
0
0
RYDER SYS INC
COM
783549108
9342
98450
SH
SOLE
98450
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
2920
16900
SH
DFND
1
0
16900
0
SALIX PHARMACEUTICALS INC
COM
795435106
10369
60000
SH
Put
SOLE
60000
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
2920
16900
SH
Put
DFND
1
0
16900
0
SALIX PHARMACEUTICALS INC
COM
795435106
10369
60000
SH
SOLE
60000
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
4350
60000
SH
Put
SOLE
60000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2710
61000
SH
Call
DFND
1
0
61000
0
SEMTECH CORP
COM
816850101
1359
51000
SH
SOLE
51000
0
0
SMUCKER J M CO
COM NEW
832696405
29092
251375
SH
SOLE
251375
0
0
SOLARWINDS INC
COM
83416B109
2562
50000
SH
Put
SOLE
50000
0
0
SONIC CORP
COM
835451105
4121
130000
SH
SOLE
130000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
55736
270000
SH
Put
SOLE
270000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1094
5300
SH
SOLE
5300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6957
33700
SH
Put
DFND
1
0
33700
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
20295
90000
SH
Put
SOLE
90000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
11862
240000
SH
Put
SOLE
240000
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
9230
91350
SH
SOLE
91350
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
382
63000
SH
SOLE
63000
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
1554
18608
SH
DFND
1
0
18608
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
1695
20300
SH
Put
DFND
1
0
20300
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
7265
87000
SH
Call
SOLE
87000
0
0
STARWOOD PPTY TR INC
COM
85571B105
2066
85000
SH
SOLE
85000
0
0
SUNCOKE ENERGY INC
COM
86722A103
3583
239798
SH
DFND
1
0
239798
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
980
400000
SH
Call
SOLE
400000
0
0
SYSCO CORP
COM
871829107
641
17000
SH
Call
DFND
1
0
17000
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
3522
150000
SH
Put
SOLE
150000
0
0
TESLA MTRS INC
COM
88160R101
10854
57500
SH
Put
SOLE
57500
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
12149
195000
SH
Call
SOLE
195000
0
0
TEXTURA CORP
COM
883211104
14163
521082
SH
SOLE
521082
0
0
TIME WARNER CABLE INC
COM
88732J207
3405
22719
SH
DFND
1
0
22719
0
TIME WARNER CABLE INC
COM
88732J207
4496
30000
SH
SOLE
30000
0
0
TIVO INC
COM
888706108
4244
400000
SH
SOLE
400000
0
0
TIVO INC
COM
888706108
2122
200000
SH
Call
SOLE
200000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
2876
85000
SH
Put
SOLE
85000
0
0
U S SILICA HLDGS INC
COM
90346E103
3204
90000
SH
Call
SOLE
90000
0
0
UIL HLDG CORP
COM
902748102
1999
38870
SH
DFND
1
0
38870
0
UNITED PARCEL SERVICE INC
CL B
911312106
11342
117000
SH
SOLE
117000
0
0
UNITED STATES STL CORP NEW
COM
912909108
2228
91300
SH
Put
DFND
1
0
91300
0
UNITED STATES STL CORP NEW
COM
912909108
4880
200000
SH
Put
SOLE
200000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
3516
30000
SH
SOLE
30000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1582
13500
SH
Call
DFND
1
0
13500
0
VANDA PHARMACEUTICALS INC
COM
921659108
5434
584285
SH
SOLE
584285
0
0
VIACOM INC NEW
CL B
92553P201
4918
72000
SH
SOLE
72000
0
0
VINCE HLDG CORP
COM
92719W108
1856
100000
SH
Call
SOLE
100000
0
0
VISA INC
COM CL A
92826C839
3925
60000
SH
SOLE
60000
0
0
VISTEON CORP
COM NEW
92839U206
1740
18054
SH
DFND
1
0
18054
0
VULCAN MATLS CO
COM
929160109
6752
80100
SH
Put
SOLE
80100
0
0
WABTEC CORP
COM
929740108
3107
32700
SH
SOLE
32700
0
0
WAL-MART STORES INC
COM
931142103
11104
135000
SH
SOLE
135000
0
0
WEIBO CORP
SPONSORED ADR
948596101
419
32500
SH
Put
SOLE
32500
0
0
WEYERHAEUSER CO
COM
962166104
5321
160500
SH
SOLE
160500
0
0
WEYERHAEUSER CO
COM
962166104
14831
447400
SH
Put
SOLE
447400
0
0
WHITING PETE CORP NEW
COM
966387102
12360
400000
SH
SOLE
400000
0
0
WINDSTREAM HLDGS INC
COM
97382A101
7385
998017
SH
SOLE
998017
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
8812
386500
SH
SOLE
386500
0
0
WIX COM LTD
SHS
M98068105
3449
180000
SH
SOLE
180000
0
0
WIX COM LTD
SHS
M98068105
2491
130000
SH
Call
SOLE
130000
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
3320
136500
SH
SOLE
136500
0
0
WPX ENERGY INC
COM
98212B103
10588
968700
SH
Call
SOLE
968700
0
0
WRIGHT MED GROUP INC
COM
98235T107
5805
225000
SH
SOLE
225000
0
0
WYNN RESORTS LTD
COM
983134107
3720
29550
SH
SOLE
29550
0
0
WYNN RESORTS LTD
COM
983134107
10070
80000
SH
Call
SOLE
80000
0
0
XOOM CORP
COM
98419Q101
5435
370000
SH
SOLE
370000
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
8563
685000
SH
SOLE
685000
0
0
YUM BRANDS INC
COM
988498101
13500
171500
SH
SOLE
171500
0
0
YUM BRANDS INC
COM
988498101
1968
25000
SH
Call
SOLE
25000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
559
20000
SH
SOLE
20000
0
0
ZIMMER HLDGS INC
COM
98956P102
2141
18217
SH
DFND
1
0
18217
0
ZIMMER HLDGS INC
COM
98956P102
1798
15300
SH
Call
DFND
1
0
15300
0
ZOETIS INC
CL A
98978V103
2280
49248
SH
DFND
1
0
49248
0