0000899243-21-002573.txt : 20210120 0000899243-21-002573.hdr.sgml : 20210120 20210120202801 ACCESSION NUMBER: 0000899243-21-002573 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Indig Chaim CENTRAL INDEX KEY: 0001776732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38977 FILM NUMBER: 21540140 MAIL ADDRESS: STREET 1: C/O PHREESIA, INC. STREET 2: 432 PARK AVENUE S., 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phreesia, Inc. CENTRAL INDEX KEY: 0001412408 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 434 FAYETTEVILLE ST. STREET 2: SUITE 1400 CITY: RALEIGH STATE: NC ZIP: 27601 BUSINESS PHONE: 646-747-9959 MAIL ADDRESS: STREET 1: 434 FAYETTEVILLE ST. STREET 2: SUITE 1400 CITY: RALEIGH STATE: NC ZIP: 27601 FORMER COMPANY: FORMER CONFORMED NAME: Phreesia Inc DATE OF NAME CHANGE: 20070914 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-15 0 0001412408 Phreesia, Inc. PHR 0001776732 Indig Chaim C/O PHREESIA, INC. 434 FAYETTEVILLE ST., SUITE 1400 RALEIGH NC 27601 1 1 0 0 Chief Executive Officer Common Stock 2021-01-15 4 M 0 75122 2.03 A 1176528 D Common Stock 2021-01-15 4 S 0 6214 61.4023 D 1170314 D Common Stock 2021-01-15 4 S 0 43905 62.6958 D 1126409 D Common Stock 2021-01-15 4 S 0 25003 63.3556 D 1101406 D Common Stock 2021-01-15 4 A 0 55590 0.00 A 1156996 D Common Stock 2021-01-15 4 F 0 7138 62.96 D 1149858 D Common Stock 2021-01-17 4 F 0 25073 62.96 D 1124785 D Common Stock 2021-01-19 4 M 0 59986 2.03 A 1184771 D Common Stock 2021-01-19 4 S 0 10772 63.4081 D 1173999 D Common Stock 2021-01-19 4 S 0 49214 64.0685 D 1124785 D Stock Option (Right to Buy) 2.03 2021-01-15 4 M 0 75122 0.00 D 2024-12-18 Common Stock 75122 199978 D Stock Option (Right to Buy) 2.03 2021-01-19 4 M 0 59986 0.00 D 2024-12-18 Common Stock 59986 139992 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares reported in this transaction represent RSUs issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs vest as follows: 10% of the RSUs shall vest on January 15, 2022, 20% of the RSUs shall vest on January 15, 2023, 30% of the RSUs shall vest on January 15, 2024 and 40% of the RSUs shall vest on January 15, 2025, subject to the Reporting Person's continued service to the Issuer through each vesting date. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.78 to $63.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.78 to $64.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested and exercisable as of the date hereof. /s/ Allison Hoffman by Power of Attorney for Chaim Indig 2021-01-20