-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ou9arlB93gifIpsVNOHXR2Wsa2mVCnp+GCGWjctpdvl0Y8p46ScBBBoBNMC0AUgu E7VO/NAjNanb0jF3X1YHMA== 0000950133-08-003743.txt : 20081110 0000950133-08-003743.hdr.sgml : 20081110 20081110172039 ACCESSION NUMBER: 0000950133-08-003743 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 GROUP MEMBERS: INTEGRATED CORE STRATEGIES (US) LLC GROUP MEMBERS: ISRAEL A. ENGLANDER GROUP MEMBERS: MILLENNIUM MANAGEMENT LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Hambrecht Asia Acquisition Corp. CENTRAL INDEX KEY: 0001412095 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83889 FILM NUMBER: 081176895 BUSINESS ADDRESS: STREET 1: 13/F TOWER 2 STREET 2: NEW WORLD TOWER CITY: 18 QUEENS ROAD CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2801-5383 MAIL ADDRESS: STREET 1: 13/F TOWER 2 STREET 2: NEW WORLD TOWER CITY: 18 QUEENS ROAD CENTRAL STATE: K3 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLENCO LLC CENTRAL INDEX KEY: 0001132413 IRS NUMBER: 133532932 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM MANAGEMENT LLC STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: (212) 841-4100 MAIL ADDRESS: STREET 1: C/O MILLENNIUM MANAGEMENT LLC STREET 2: 666 FIFTH AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10103 FORMER COMPANY: FORMER CONFORMED NAME: MILLENCO, L.L.C. DATE OF NAME CHANGE: 20061011 FORMER COMPANY: FORMER CONFORMED NAME: MILLENCO, L.P./NY DATE OF NAME CHANGE: 20050310 FORMER COMPANY: FORMER CONFORMED NAME: MILLENCO LP/NY DATE OF NAME CHANGE: 20010111 SC 13G/A 1 w7155604sc13gza.htm SC 13G/A sc13gza
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
HAMBRECHT ASIA ACQUISITION CORP.
(Name of Issuer)
ORDINARY SHARES, PAR VALUE $0.001 PER SHARE
(Title of Class of Securities)
406548107
(CUSIP Number)
OCTOBER 31, 2008
(Date of event which requires filing of this statement)
     Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
 
 

Page 1 of 11 Pages


 

                     
CUSIP No.
 
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1   NAMES OF REPORTING PERSONS

Integrated Core Strategies (US) LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * *

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   470,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    470,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  470,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * *
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.9%
     
12   TYPE OF REPORTING PERSON * *
   
  OO
** SEE INSTRUCTIONS BEFORE FILLING OUT!


 

                     
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1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Millenco LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * *

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -0-
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * *
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.0%
     
12   TYPE OF REPORTING PERSON * *
   
  OO, BD
** SEE INSTRUCTIONS BEFORE FILLING OUT!


 

                     
CUSIP No.
 
406548107 
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  of   
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1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Millennium Management LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * *

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   470,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    470,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  470,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * *
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.9%
     
12   TYPE OF REPORTING PERSON * *
   
  OO
** SEE INSTRUCTIONS BEFORE FILLING OUT!


 

                     
CUSIP No.
 
406548107 
13G/A Page  
  of   
11 Pages

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Israel A. Englander
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * *

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   470,500
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    470,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  470,500
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * *
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.9%
     
12   TYPE OF REPORTING PERSON * *
   
  IN
** SEE INSTRUCTIONS BEFORE FILLING OUT!


 

                     
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Explanatory Note:
This amendment is being filed to (i) report the transfer of 470,500 shares held by Millenco LLC to Integrated Core Strategies (US) LLC, each of which is wholly-owned by the same entity, as a result of which Integrated Core Strategies (US) LLC may be deemed to beneficially own those Ordinary Shares and (ii) to report other changes as set forth in this filing. See Item 4(a) for a description of these entities.
Item 1.
(a) Name of Issuer
     Hambrecht Asia Acquisition Corp., a company incorporated in the Cayman Islands (the “Company”).
(b) Address of Issuer’s Principal Executive Offices:
13/F Tower 2
New World Tower
18 Queens Road Central
Hong Kong
Item 2(a). Name of Person Filing
Item 2(b). Address of Principal Business Office
Item 2(c). Citizenship
Integrated Core Strategies (US) LLC
c/o Millennium Management LLC
666 Fifth Avenue
New York, New York 10103
Citizenship: Delaware
Millenco LLC
666 Fifth Avenue
New York, New York 10103
Citizenship: Delaware
Millennium Management LLC
666 Fifth Avenue
New York, New York 10103
Citizenship: Delaware
Israel A. Englander
c/o Millennium Management LLC
666 Fifth Avenue
New York, New York 10103
Citizenship: United States
(d) Title of Class of Securities
     ordinary shares, par value $0.001 per share (“Ordinary Shares”)
(e) CUSIP Number
     406548107
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:

 


 

                     
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(a)
  o   Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). 
 
       
(b)
  o   Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). 
 
       
(c)
  o   Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). 
 
       
(d)
  o   Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). 
 
       
(e)
  o   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
       
(f)
  o   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
       
(g)
  o   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
       
(h)
  o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
       
(i)
  o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3);
 
       
(j)
  o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned
     As of the date of this filing, Integrated Core Strategies (US) LLC, a Delaware limited liability company (“Integrated Core Strategies”) is the beneficial owner of 470,500 Ordinary Shares, of which 195,500 shares are a constituent part of the Company’s units (“Units”). Each Unit consists of one Ordinary Share and one warrant (“Warrant”). Each Warrant entitles the holder to purchase one Ordinary Share at a price of $5.00. Each Warrant will become exercisable on the later of the Company’s completion of a business combination and March 7, 2009, and will expire on March 7, 2013, or earlier upon redemption. As of the date of this filing, the Company has not announced the completion of a business combination and therefore, the Warrants are not currently exercisable.
     Also, as of the date of this filing, Millenco LLC, a Delaware limited liability company (“Millenco”) has ceased to be the beneficial owner of any Ordinary Shares.
     Millennium Management LLC, a Delaware limited liability company (“Millennium Management”), is the general partner of Integrated Holding Group LP, a Delaware limited partnership (“Integrated Holding Group”), which is the managing member of Integrated Core Strategies and consequently may be deemed to have shared voting control and investment over securities owned by Integrated Core Strategies. Israel A. Englander (“Mr. Englander”) is the managing member of Millennium Management. As a result, Mr. Englander may be deemed to have shared voting control and investment discretion over securities deemed to be beneficially owned by Millennium Management. The foregoing should not be construed in and of itself

 


 

                     
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as an admission by Millennium Management or Mr. Englander as to beneficial ownership of the shares owned by Integrated Core Strategies.
(b) Percent of Class
     8.9% of the Company’s Ordinary Shares (see Item 4(a) above), which percentage was calculated based on 5,299,125 Ordinary Shares outstanding as of June 30, 2008, as reported by the Company on its Form 10-Q, dated August 14, 2008.
(c) Number of shares as to which such person has:
  (i)   Sole power to vote or to direct the vote:
-0-
  (ii)   Shared power to vote or to direct the vote
470,500
  (iii)   Sole power to dispose or to direct the disposition of
-0-
  (iv)   Shared power to dispose or to direct the disposition of
470,500
Item 5. Ownership of Five Percent or Less of a Class
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.
     See Item 4(a).
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
     Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
     Not applicable.
Item 8. Identification and Classification of Members of the Group
     See Exhibit I.
Item 9. Notice of Dissolution of Group
     Not applicable.
Item 10. Certification
By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are

 


 

                     
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not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Exhibits:
Exhibit I: Joint Filing Agreement, dated as of November 7, 2008, by and among Integrated Core Strategies (US) LLC, Millenco LLC, Millennium Management LLC and Israel A. Englander.

 


 

                     
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SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.
Dated: November 7, 2008
               
 
             
        INTEGRATED CORE STRATEGIES (US) LLC  
 
             
 
      By:   Integrated Holding Group LP,  
 
          its managing member  
 
             
 
      By:   Millennium Management LLC,  
 
          its general partner  
 
             
 
      By:   /s/ David Nolan  
 
          Name: David Nolan  
 
          Title: Co-President  
 
             
 
             
        MILLENCO LLC  
 
             
 
      By:   /s/ Mark Meskin  
 
          Name: Mark Meskin  
 
          Title: Chief Executive Officer  
 
             
 
             
        MILLENNIUM MANAGEMENT LLC  
 
             
 
      By:   /s/ David Nolan  
 
          Name: David Nolan  
 
          Title: Co-President  
 
             
 
             
        /s/ Israel A. Englander by David Nolan  
        pursuant to Power of Attorney  
        filed with SEC on June 6, 2005  
        Israel A. Englander  

 


 

                     
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EXHIBIT I
JOINT FILING AGREEMENT
This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Ordinary Shares, par value $0.001 per share, of Hambrecht Asia Acquisition Corp., a company incorporated in the Cayman Islands, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Dated: November 7, 2008
               
 
             
        INTEGRATED CORE STRATEGIES (US) LLC  
 
             
 
      By:   Integrated Holding Group LP,  
 
          its managing member  
 
             
 
      By:   Millennium Management LLC,  
 
          its general partner  
 
             
 
      By:   /s/ David Nolan  
 
          Name: David Nolan  
 
          Title: Co-President  
 
             
 
             
        MILLENCO LLC  
 
             
 
      By:   /s/ Mark Meskin  
 
          Name: Mark Meskin  
 
          Title: Chief Executive Officer  
 
             
 
             
        MILLENNIUM MANAGEMENT LLC  
 
             
 
      By:   /s/ David Nolan  
 
          Name: David Nolan  
 
          Title: Co-President  
 
             
 
             
        /s/ Israel A. Englander by David Nolan  
        pursuant to Power of Attorney  
        filed with SEC on June 6, 2005  
        Israel A. Englander  

 

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