0001411784-16-000016.txt : 20161114
0001411784-16-000016.hdr.sgml : 20161111
20161114113425
ACCESSION NUMBER: 0001411784-16-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 161992294
BUSINESS ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001411784
XXXXXXXX
09-30-2016
09-30-2016
Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE
SUITE 100
TULSA
OK
74120
13F HOLDINGS REPORT
028-12706
N
David M Poarch
Managing Partner
918-582-6864
David M Poarch
Tulsa
OK
11-14-2016
0
212
254118
false
INFORMATION TABLE
2
informationtable.xml
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Caterpillar
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Central Valley Community Bancorp
COM
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24952
SH
SOLE
0
24952
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0
Chevron Corporation
COM
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17500
SH
SOLE
0
17500
0
0
Choiceone Financial Services
COM
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12845
576
SH
SOLE
0
576
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0
Citigroup Inc
COM
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772183
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Citigroup
COM
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Citizens Financial Group
COM
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18595
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Civista Bancshares
COM
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SOLE
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0
Coca-Cola Company
COM
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16042
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Codorus Bancorp
COM
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COM
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Disney
COM
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Du Pont
COM
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COM
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Freddie Mac
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Fifth Third Bancorp
COM
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First Bancorp
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First Bancshares
COM
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First Commonwealth Financial
COM
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First Community Corp
COM
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First Merchants Corp
COM
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Ford
COM
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FreightCar America
COM
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General Electric
COM
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Genesis Energy
COM
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Haverty Furniture
COM
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Hawaiian Holdings
COM
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Hawthorn Bancshares
COM
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Hercules Offshore
COM
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Holly Energy Partners
COM
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Home Depot
COM
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HopFed Bancorp
COM
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Independent Bank Corp
COM
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Intel
COM
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IBM
COM
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iShares Barclays TIPS Bond
COM
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iShares MSCI Emerging Markets
COM
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iShares DJ US Financial Sector
COM
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Johnson & Johnson
COM
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Lannett Company
COM
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SH
SOLE
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MDC Holdings
COM
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Magellan Midstream
COM
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SH
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Martin Midstream Partners
COM
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SH
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Masonite International
COM
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SH
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McDermott International
COM
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SH
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McDonald's Corp
COM
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SH
SOLE
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Mercantile Bank Corp
COM
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Microsoft Corporation
COM
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MidWest One Financial
COM
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SH
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Nike
COM
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SH
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Old National Bancorp
COM
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SOLE
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Olin Corp
COM
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SH
SOLE
0
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0
0
ONEOK Inc
COM
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SH
SOLE
0
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Parke Bancorp
COM
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SH
SOLE
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Peoples Bancorp of NC
COM
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PetroQuest Energy
COM
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PetroQuest Energy
CONV PREF
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Pfizer
COM
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Phillips 66 Partners
COM
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SH
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Pioneer Energy Services
COM
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Plains All American Pipeline
COM
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Procter & Gamble
COM
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RAIT Financial
COM
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Rice Midstream Partners
COM
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SH
SOLE
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Schwab Short-Term U.S. Treasury ETF
COM
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SH
SOLE
0
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Shell Midstream Partners
COM
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SH
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Southern First Bancshares
COM
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Southwest Bancorp
COM
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SH
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Southwestern Energy Company
COM
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SH
SOLE
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Spartan Motors
COM
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SH
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SunTrust Banks
COM
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Superior Industries
COM
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SH
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Timberland Bancorp
COM
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SH
SOLE
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Toll Brothers
COM
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5972
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SH
SOLE
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200
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Umpqua Holdings
COM
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SH
SOLE
0
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0
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Unisys Corp
COM
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SH
SOLE
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United Bancshares
COM
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SH
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United Technologies
COM
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SH
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Wal-Mart Stores
COM
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Williams Companies
COM
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Yadkin Financial
COM
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SH
SOLE
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Zions Bancorp
COM
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SH
SOLE
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15351
0
0
Zions Bancorp
COM
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22438
SH
SOLE
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22438
0
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AK Steel Corporation
CONV BOND
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SH
SOLE
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0
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AK Steel
COM
001547108
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SH
SOLE
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2000
0
0
American Airlines Group Inc
COM
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SH
SOLE
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0
0
A T & T
COM
00206r102
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SH
SOLE
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5024
0
0
A E S TRUST
CONV PREF
00808n202
19125
375
SH
SOLE
0
375
0
0
Alaska Communications
COM
01167p101
1038424
603735
SH
SOLE
0
603735
0
0
Alaska Communications
CONV BOND
01167pae1
3998775
4070000
SH
SOLE
0
4070000
0
0
Alliance Holding GP
COM
01861g100
3706707
142292
SH
SOLE
0
142292
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0
Alliance Resource Partners
COM
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3300
SH
SOLE
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American Airlines Group
COM
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SOLE
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28270
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0
American Express
COM
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SH
SOLE
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14874
0
0
AmeriServ Financial
COM
03074a102
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SH
SOLE
0
197334
0
0
Antero Midstream Partners
COM
03673l103
2795891
104715
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SOLE
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104715
0
0
Apollo Education Group
COM
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Apple
COM
037833100
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SOLE
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15767
0
0
Arcbest Corp
COM
03937c105
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SH
SOLE
0
31077
0
0
Archrock Partners LP
COM
03957u100
1236215
83982
SH
SOLE
0
83982
0
0
Astoria Financial
COM
046265104
484574
33190
SH
SOLE
0
33190
0
0
Atlas Air Worldwide Holdings
CONV BOND
049164BH8
1937620
1995000
SH
SOLE
0
1995000
0
0
BB&T Corporation
COM
054937107
54430
1443
SH
SOLE
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1443
0
0
Banc of California
COM
05990k106
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SH
SOLE
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Bank of America
COM
060505104
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40612
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40612
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Bank of America
COM
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215625
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Bank of America
CONV PREF
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35404
29
SH
SOLE
0
29
0
0
Bank of America
COM
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18000
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Banner Corp
COM
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SH
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200
0
0
Barnes & Noble
COM
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SH
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71764
0
0
Berkshire Hills Bancorp
COM
084680107
164708
5944
SH
SOLE
0
5944
0
0
Blucora Inc
CONV BOND
095229AB6
2090424
2180000
SH
SOLE
0
2180000
0
0
Boardwalk Pipeline Partners
COM
096627104
3432
200
SH
SOLE
0
200
0
0
Boeing
COM
097023105
2082546
15808
SH
SOLE
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15808
0
0
Broadsoft Inc
CONV BOND
11133BAB8
2610759
2120000
SH
SOLE
0
2120000
0
0
Cal Dive International
CONV BOND
12802TAB7
11375
4550000
SH
SOLE
0
4550000
0
0
Cenveo
COM
15670s105
109663
15555
SH
SOLE
0
15555
0
0
Cenveo
CONV BOND
15671BAG6
1762950
1752000
SH
SOLE
0
1752000
0
0
Cenveo
CONV BOND
15671BAJ0
829664
880000
SH
SOLE
0
880000
0
0
Cisco Systems
COM
17275r102
497814
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SH
SOLE
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15694
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Communications Sales & Leasing
COM
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SH
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0
33140
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Contura Energy
COM
21241b100
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10000
SH
SOLE
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10000
0
0
DR Horton
COM
23331a109
7550
250
SH
SOLE
0
250
0
0
Delek Logistics Partners
COM
24664t103
1673359
58550
SH
SOLE
0
58550
0
0
EOG Resources
COM
26875p101
32495
336
SH
SOLE
0
336
0
0
Emerge Energy Services
COM
29102H108
11084
850
SH
SOLE
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850
0
0
Energy Transfer Partners
COM
29273R109
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4186
SH
SOLE
0
4186
0
0
Energy Transfer Equity
COM
29273v100
214151
12755
SH
SOLE
0
12755
0
0
EnLink Midstream LLC
COM
29336t100
1054012
62926
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SOLE
0
62926
0
0
EnLink Midstream Partners
COM
29336u107
3965818
223931
SH
SOLE
0
223931
0
0
EZCorp Inc
CONV BOND
302301AB2
3824459
3905000
SH
SOLE
0
3905000
0
0
Exxon Mobil Corporation
COM
30231g102
1610578
18453
SH
SOLE
0
18453
0
0
1st Constitution Bancorp.
COM
31986n102
142903
10397
SH
SOLE
0
10397
0
0
First South Bancorp
COM
33646W100
648694
65215
SH
SOLE
0
65215
0
0
First United Corp
COM
33741h107
92454
7468
SH
SOLE
0
7468
0
0
General Cable Corp
CONV BOND
369300al2
1525307
2315000
SH
SOLE
0
2315000
0
0
Goldman Sachs
COM
38141g104
2405826
14918
SH
SOLE
0
14918
0
0
Greenbriar
CONV BOND
393657AH4
1742174
1537000
SH
SOLE
0
1537000
0
0
HMN Financial
COM
40424g108
704574
48275
SH
SOLE
0
48275
0
0
Horsehead Holding
CONV BOND
440694AB3
52700
5270000
SH
SOLE
0
5270000
0
0
Invensense
CONV BOND
46123DAB2
875962
915000
SH
SOLE
0
915000
0
0
Iridium Communications
COM
46269c102
948659
116974
SH
SOLE
0
116974
0
0
Iridium Communications
CONV PREF
46269c409
893370
3000
SH
SOLE
0
3000
0
0
Iridium Communications
CONV PREF
46269c508
2047591
20881
SH
SOLE
0
20881
0
0
JPMorgan
COM
46625h100
1268473
19049
SH
SOLE
0
19049
0
0
JP Morgan Chase
COM
46634e114
4926
200
SH
SOLE
0
200
0
0
Jefferies Group
CONV BOND
472319ag7
1380074
1362000
SH
SOLE
0
1362000
0
0
KB HOME
CONV BOND
48666KAS8
2261358
2330000
SH
SOLE
0
2330000
0
0
Kimball Electronics
COM
49428j109
1240124
89475
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SOLE
0
89475
0
0
Kinder Morgan
COM
49456b101
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39603
SH
SOLE
0
39603
0
0
Kinder Morgan Inc
COM
49456b119
107
7140
SH
SOLE
0
7140
0
0
LGI Homes
COM
50187t106
22104
600
SH
SOLE
0
600
0
0
MPLX
COM
55336v100
3307615
97685
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SOLE
0
97685
0
0
MainSource Financial
COM
56062y102
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SOLE
0
21041
0
0
Merck
COM
58933y105
1030264
16508
SH
SOLE
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16508
0
0
MutualFirst Financial
COM
62845b104
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33810
SH
SOLE
0
33810
0
0
NGL Energy Partners
COM
62913M107
6712969
356315
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SOLE
0
356315
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0
Navistar Intl Corp
CONV BOND
63934eaq1
2038007
2145000
SH
SOLE
0
2145000
0
0
Newmont Mining
CONV BOND
651639AJ5
2181393
1995000
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SOLE
0
1995000
0
0
Nicolet Bankshares
COM
65406e102
794924
21052
SH
SOLE
0
21052
0
0
ONEOK Partners
COM
68268N103
19975
500
SH
SOLE
0
500
0
0
Park Sterling
COM
70086y105
1332
164
SH
SOLE
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164
0
0
Peoples Financial
COM
71103b102
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81291
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SOLE
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81291
0
0
Plains GP Holdings
COM
72651a108
1897871
146667
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SOLE
0
146667
0
0
Premier Financial Bancorp
COM
74050m105
1060202
61855
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SOLE
0
61855
0
0
Prospect Capital Corp
CONV BOND
74348TAK8
2266930
2219000
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SOLE
0
2219000
0
0
QCR Holdings
COM
74727a104
3948599
124405
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SOLE
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124405
0
0
QEP Resources
COM
74733v100
29295
1500
SH
SOLE
0
1500
0
0
Quidel Corp
CONV BOND
74838JAA9
2008403
1985000
SH
SOLE
0
1985000
0
0
RAIT Financial
CONV BOND
749227AB0
683663
745000
SH
SOLE
0
745000
0
0
Rent-A-Center
COM
76009n100
489800
38750
SH
SOLE
0
38750
0
0
Royal Gold
CONV BOND
780287AA6
1451514
1295000
SH
SOLE
0
1295000
0
0
SB Financial Group
COM
78408d105
2168772
170769
SH
SOLE
0
170769
0
0
SPDR S&P 600 Small Cap Value ETF
COM
78464a300
456628
4258
SH
SOLE
0
4258
0
0
SPDR Dow Jones Industrial Average
COM
78467x109
7532194
41209
SH
SOLE
0
41209
0
0
Summit Financial Group
COM
86606g101
2187593
114175
SH
SOLE
0
114175
0
0
Sunpower
CONV BOND
867652AJ8
1317559
1735000
SH
SOLE
0
1735000
0
0
Sunpower Corp
CONV BOND
867652AK5
761250
1000000
SH
SOLE
0
1000000
0
0
Targa Resources Corp
COM
87612g101
3603712
73380
SH
SOLE
0
73380
0
0
Tesoro Logistics
COM
88160T107
2155289
44494
SH
SOLE
0
44494
0
0
3M Co
COM
88579y101
2655755
15070
SH
SOLE
0
15070
0
0
Titan Machinery
CONV BOND
88830RAB7
2350391
2692000
SH
SOLE
0
2692000
0
0
Transmontaigne Partners
COM
89376v100
67048
1625
SH
SOLE
0
1625
0
0
Travelers Companies
COM
89417e109
1707368
14905
SH
SOLE
0
14905
0
0
Two River Bancorp
COM
90207c105
690175
59911
SH
SOLE
0
59911
0
0
United Community Banks
COM
90984p303
4624
220
SH
SOLE
0
220
0
0
UnitedHealth Group
COM
91324p102
2112320
15088
SH
SOLE
0
15088
0
0
Verizon Communications
COM
92343v104
944944
18179
SH
SOLE
0
18179
0
0
Visa
COM
92826c839
1226689
14833
SH
SOLE
0
14833
0
0
Williams Partners
COM
96950f104
42620
1146
SH
SOLE
0
1146
0
0
Windstream Holdings
COM
97382a101
5025
500
SH
SOLE
0
500
0
0
Wintrust Financial
CONV PREF
97650w306
2001038
1452
SH
SOLE
0
1452
0
0
Xerium Technologies
COM
98416j118
408062
51328
SH
SOLE
0
51328
0
0
Enbridge Energy
COM
ckc50x106
8800576
198973
SH
SOLE
0
198973
0
0
Aircastle LTD
COM
g0129k104
1482688
74657
SH
SOLE
0
74657
0
0
Bunge Ltd
CONV PREF
g16962204
2225221
23397
SH
SOLE
0
23397
0
0
Seagate Technology
COM
G7945M107
23130
600
SH
SOLE
0
600
0
0
Genco Shipping
COM
y2685t123
108
2155
SH
SOLE
0
2155
0
0
Genco Shipping
COM
y2685t131
50753
11081
SH
SOLE
0
11081
0
0
Navios Maritime Acquisition
COM
y62159101
12150
9000
SH
SOLE
0
9000
0
0
Navios Maritime Holdings
COM
y62196103
404382
334200
SH
SOLE
0
334200
0
0
Navios Maritime Partners
COM
y62267102
12510
9000
SH
SOLE
0
9000
0
0
Teekay LNG
COM
y8564m105
1378978
91142
SH
SOLE
0
91142
0
0
Teekay Inc
COM
y8564w103
757484
98247
SH
SOLE
0
98247
0
0
Teekay Offshore
COM
y8565j101
30064
4757
SH
SOLE
0
4757
0
0
Teekay Tankers
COM
y8565n102
25300
10000
SH
SOLE
0
10000
0
0
VTTI Energy Partners
COM
y9384m101
3163112
166392
SH
SOLE
0
166392
0
0