0001411784-13-000004.txt : 20130514 0001411784-13-000004.hdr.sgml : 20130514 20130514111701 ACCESSION NUMBER: 0001411784-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 13839992 BUSINESS ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 13F-HR 1 1q13informationtable.txt HOLDINGS REPORT NAMEOFISSUERTITLEOFCLASS CUSIPVALUESHRS/PRNAMTSH/PRNDISCRETOTRMGRSVOTINGAUTH AMR Corp. CMN STK 001765106 157700 38000 SH SOLE SOLE Alcoa CMN STK 013817101 114577 13448 SH SOLE SOLE Alliance One CMN STK 018772103 3890 1000 SH SOLE SOLE Am Exp Co CMN STK 025816109 993416 14726 SH SOLE SOLE Am Pacific CMN STK 028740108 46220 2000 SH SOLE SOLE Ark Best CMN STK 040790107 539916 46226 SH SOLE SOLE BCSB Banc CMN STK 055367106 74865 4340 SH SOLE SOLE Bk of Amer CMN STK 060505104 1663398 136568 SH SOLE SOLE Bk of Amer WRNT 060505682 35438 29 SH SOLE SOLE Bk Montreal CMN STK 063671101 7869 125 SH SOLE SOLE Berkshire Hills CMN STK 084680107 119451 4677 SH SOLE SOLE Boeing CMN STK 097023105 1340119 15610 SH SOLE SOLE CVR Partners CMN STK 126633106 25010 1000 SH SOLE SOLE Cap Bk Fin CMN STK 139794101 8102 473 SH SOLE SOLE Caterpillar CMN STK 149123101 1307333 15032 SH SOLE SOLE Cathay Gen CMN STK 149150104 6438 320 SH SOLE SOLE Chevron CMN STK 166764100 2147214 18071 SH SOLE SOLE Choiceone Fin CMN STK 170386106 9202 576 SH SOLE SOLE Coca-Cola CMN STK 191216100 752912 18618 SH SOLE SOLE Codorus Banc CMN STK 192025104 203211 12180 SH SOLE SOLE Cooper Tire CMN STK 216831107 1186148 46226 SH SOLE SOLE Copano CMN STK 217202100 182340 4500 SH SOLE SOLE DCB Fin CMN STK 233075100 40192 7827 SH SOLE SOLE Daktronics CMN STK 234264109 904764 86168 SH SOLE SOLE Disney CMN STK 254687106 856090 15072 SH SOLE SOLE du Pont CMN STK 263534109 767486 15612 SH SOLE SOLE Est Virg Bank CMN STK 277196101 543247 95980 SH SOLE SOLE El Paso LP CMN STK 283702108 5471403 124747 SH SOLE SOLE Enterprise Prod CMN STK 293792107 4006229 66449 SH SOLE SOLE Fed Ag Mtg CMN STK 313148306 12316 400 SH SOLE SOLE Freddie Mac PREF STK 313400640 409640 146300 SH SOLE SOLE Fifth Third CMN STK 316773100 88319 5415 SH SOLE SOLE First Bancorp CMN STK 318910106 140363 10405 SH SOLE SOLE Fst Cal Fin Gr CMN STK 319395109 4430 520 SH SOLE SOLE Fst Comwlth Fin CMN STK 319829107 159032 21318 SH SOLE SOLE Fst Fin Hldgs CMN STK 320239106 392329 18718 SH SOLE SOLE Fst M & F CMN STK 320744105 284684 20119 SH SOLE SOLE Fst Merchants CMN STK 320817109 298880 19320 SH SOLE SOLE Fst Security Gr CMN STK 336312103 1792 679 SH SOLE SOLE Ford CMN STK 345370860 66727 5074 SH SOLE SOLE FreightCar CMN STK 357023100 651829 29873 SH SOLE SOLE GE CMN STK 369604103 803690 34762 SH SOLE SOLE Genesis LP CMN STK 371927104 7387015 153194 SH SOLE SOLE HF Financial CMN STK 404172108 144220 10527 SH SOLE SOLE Hawaiian Hldgs CMN STK 419879101 1204286 208715 SH SOLE SOLE Hewlett-Packard CMN STK 428236103 393813 16519 SH SOLE SOLE Holly LP CMN STK 435763107 4976410 124100 SH SOLE SOLE Home Depot CMN STK 437076102 1144392 16400 SH SOLE SOLE HopFed Banc CMN STK 439734104 203486 18947 SH SOLE SOLE Ind Bank Cp CMN STK 453838609 330067 39015 SH SOLE SOLE Intel CMN STK 458140100 413053 18917 SH SOLE SOLE IBM CMN STK 459200101 3193741 14973 SH SOLE SOLE Int. Paper CMN STK 460146103 46580 1000 SH SOLE SOLE Intervest Bancsh CMN STK 460927106 380024 64630 SH SOLE SOLE TIPS CMN STK 464287176 221437 1826 SH SOLE SOLE MSCI Emg Mkts CMN STK 464287234 325694 7615 SH SOLE SOLE iShares US Fin CMN STK 464287788 323964 4774 SH SOLE SOLE Jefferson Bnksh CMN STK 472375104 112934 22275 SH SOLE SOLE JNJ CMN STK 478160104 1584209 19431 SH SOLE SOLE Kaiser Alum CMN STK 483007704 1231259 19045 SH SOLE SOLE Kinder Mrgan LP CMN STK 494550106 947971 10560 SH SOLE SOLE Magellan LP CMN STK 559080106 9851263 184377 SH SOLE SOLE MarkWest LP CMN STK 570759100 7774333 127973 SH SOLE SOLE Martin Mid LP CMN STK 573331105 3894565 101105 SH SOLE SOLE McDonalds CMN STK 580135101 1738693 17441 SH SOLE SOLE Microsoft CMN STK 594918104 587278 20531 SH SOLE SOLE MidWest One CMN STK 598511103 199504 8379 SH SOLE SOLE OM Group CMN STK 670872100 698953 29768 SH SOLE SOLE Olin CMN STK 680665205 1391305 55167 SH SOLE SOLE OmniVision CMN STK 682128103 622335 45195 SH SOLE SOLE PVR Partners CMN STK 693665101 7741842 321105 SH SOLE SOLE Pac Comm Bank CMN STK 694124108 3590 1088 SH SOLE SOLE Petroquest WRNT 716748207 2325403 69415 SH SOLE SOLE Pfizer CMN STK 717081103 690129 23913 SH SOLE SOLE Phillips 66 CMN STK 718546104 146377 2092 SH SOLE SOLE Plains AllAm LP CMN STK 726503105 1947769 34486 SH SOLE SOLE Primus Tele WRNT 741929129 39316 9417 SH SOLE SOLE Primus Tele WRNT 741929137 22460 9417 SH SOLE SOLE Primus Tele WRNT 741929145 8004 9417 SH SOLE SOLE Primus Tele CMN STK 741929301 509648 46122 SH SOLE SOLE P&G CMN STK 742718109 1382611 17942 SH SOLE SOLE PrivateBanc CMN STK 742962103 78072 4133 SH SOLE SOLE RAIT Fin CMN STK 749227104 59377 7450 SH SOLE SOLE Rofin-Sinar CMN STK 775043102 618600 22835 SH SOLE SOLE Rose Rock LP CMN STK 777149105 6901558 174062 SH SOLE SOLE Sonic CMN STK 835451105 1096410 85125 SH SOLE SOLE Sothn Fst Banc CMN STK 842873101 150010 14355 SH SOLE SOLE Sowst Bancorp CMN STK 844767103 16077 1280 SH SOLE SOLE Spartan Mot CMN STK 846819100 748115 140888 SH SOLE SOLE SunTrust CMN STK 867914103 215787 7490 SH SOLE SOLE Superior Ind CMN STK 868168105 861030 46094 SH SOLE SOLE SUPERVALU CMN STK 868536103 585416 116154 SH SOLE SOLE Susquehanna CMN STK 869099101 1496122 120364 SH SOLE SOLE Toll Brothers CMN STK 889478103 3424 100 SH SOLE SOLE Umpqua Hldg CMN STK 904214103 22012 1660 SH SOLE SOLE Utd Bancsh CMN STK 909458101 204530 16710 SH SOLE SOLE Utd Comm Fin CMN STK 909839102 471758 121587 SH SOLE SOLE Untd Cmnty Finl WRNT 909839995 6350 3175 SH SOLE SOLE Utd Cont Hldg CMN STK 910047109 877506 27414 SH SOLE SOLE Utd Rentals CMN STK 911363109 60467 1100 SH SOLE SOLE Utd Tech Corp CMN STK 913017109 1416679 15163 SH SOLE SOLE Wal-Mart CMN STK 931142103 1290144 17241 SH SOLE SOLE WesBanco CMN STK 950810101 181445 7576 SH SOLE SOLE West Gas LP CMN STK 958254104 451516 7600 SH SOLE SOLE Williams CMN STK 969457100 11991433 320113 SH SOLE SOLE Yadkin Valley CMN STK 984314104 313241 78115 SH SOLE SOLE Zions Banc CMN STK 989701107 267418 10701 SH SOLE SOLE Travelers CMN STK 89417e109 1256957 14930 SH SOLE SOLE A T & T INC CMN STK 00206r102 787000 21450 SH SOLE SOLE Access Mid LP CMN STK 00434l109 2094597 51885 SH SOLE SOLE A E S WRNT 00808n202 28185 560 SH SOLE SOLE Alliance GP CMN STK 01861g100 5938595 112751 SH SOLE SOLE Alliance LP CMN STK 01877r108 151288 2375 SH SOLE SOLE Alliant Tech CONV BOND 018804AK0 2160046 1990000 PR SOLE SOLE AmeriServ Fin CMN STK 03074a102 359155 114746 SH SOLE SOLE ADM CONV BOND 039483AW2 1329019 1313000 PR SOLE SOLE BNC Banc CMN STK 05566t101 360860 36014 SH SOLE SOLE Banner Cp CMN STK 06652v208 19553 614 SH SOLE SOLE Bristol-Meyers CONV BOND 110122an8 827967 813000 PR SOLE SOLE C & J En Serv CMN STK 12467b304 772074 33715 SH SOLE SOLE CenterState Bks CMN STK 15201p109 225011 26225 SH SOLE SOLE Cisco CMN STK 17275r102 315912 15119 SH SOLE SOLE CoeurD'Alene CONV BOND 192108ar9 1480455 1466000 PR SOLE SOLE Crosstex LP CMN STK 22765u102 4936646 268296 SH SOLE SOLE Crosstex Inc. CMN STK 22765y104 2184105 113401 SH SOLE SOLE DCP Mid LP CMN STK 23311p100 8516927 182727 SH SOLE SOLE DR Horton CMN STK 23331a109 3645 150 SH SOLE SOLE Dendreon CONV BOND 24823qac1 2770481 3485000 PR SOLE SOLE Doral Fin PREF STK 25811p209 18413 1500 SH SOLE SOLE Doral Fin PREF STK 25811p407 6250 1000 SH SOLE SOLE Doral Fin CMN STK 25811p886 8315 11800 SH SOLE SOLE Eagle Rock LP CMN STK 26985r104 11284327 1149117 SH SOLE SOLE Energy Trans LP CMN STK 29273R109 1604136 31646 SH SOLE SOLE Energy Trans Eq CMN STK 29273v100 6947693 118805 SH SOLE SOLE Exterran LP CMN STK 30225n105 2415527 91950 SH SOLE SOLE Exxon CMN STK 30231g102 1933851 21461 SH SOLE SOLE 1st Const Banc CMN STK 31986n102 94104 10854 SH SOLE SOLE Fst Niagara Finan CMN STK 33582v108 283830 32035 SH SOLE SOLE Fst Pactrust CMN STK 33589v101 899437 78898 SH SOLE SOLE Firstbank Corp CMN STK 33761g104 505197 36450 SH SOLE SOLE Genco CONV BOND 36869maa3 1285216 3705000 PR SOLE SOLE Gen Cable CONV BOND 369300al2 2859769 2285000 PR SOLE SOLE HMN Financial CMN STK 40424g108 250146 42760 SH SOLE SOLE Hawaiian Hldgs CONV BOND 419879ad3 1338900 1250000 PR SOLE SOLE Iridium Comm CMN STK 46269c102 665091 110297 SH SOLE SOLE JPMorgan CMN STK 46625h100 993670 20937 SH SOLE SOLE Janus Cap CONV BOND 47102xag0 1758331 1675000 PR SOLE SOLE Jefferies CONV BOND 472319ag7 1918725 1872000 PR SOLE SOLE Kinder Mrgn LLC CMN STK 49455u100 585168 6661 SH SOLE SOLE Knight Cap CONV BOND 499005ae6 2533396 2540000 PR SOLE SOLE MPLX LP CMN STK 55336v100 103175 2755 SH SOLE SOLE MainSource Fin CMN STK 56062y102 189470 13495 SH SOLE SOLE McMoran Exp CONV BOND 582411AJ3 1150000 1000000 PR SOLE SOLE Merck CMN STK 58933y105 837855 18956 SH SOLE SOLE Meritage Homes CMN STK 59001a102 4686 100 SH SOLE SOLE MutualFirst Fin CMN STK 62845b104 396631 27640 SH SOLE SOLE NGL Energy LP CMN STK 62913m107 17803187 661829 SH SOLE SOLE NewBridge Banc CMN STK 65080t102 310780 52764 SH SOLE SOLE Omnicare WRNT 68214q200 1656549 32166 SH SOLE SOLE ONEOK LP CMN STK 68268n103 5286767 92104 SH SOLE SOLE Pac Prem Banc CMN STK 69478x105 270496 20570 SH SOLE SOLE Park Sterling CMN STK 70086y105 138997 24645 SH SOLE SOLE Premier Fin Banc CMN STK 74050m105 448291 38023 SH SOLE SOLE QCR Holdings CMN STK 74727a104 1292175 78314 SH SOLE SOLE RAIT Fin CONV BOND 749227aa2 4985456 3947000 PR SOLE SOLE Rurban Fin CMN STK 78176p108 441006 51640 SH SOLE SOLE SCBT Fin CMN STK 78401v102 200542 3979 SH SOLE SOLE SPDR S&P 600 CMN STK 78464a300 345984 4017 SH SOLE SOLE SPDR DJIA CMN STK 78467x109 4313983 29686 SH SOLE SOLE SWS Group CMN STK 78503n107 230414 38085 SH SOLE SOLE Sandridge WRNT 80007p604 3608400 38800 SH SOLE SOLE Southcross Engy CMN STK 84130c100 36491 1802 SH SOLE SOLE Star Gas LP CMN STK 85512c105 53118 11700 SH SOLE SOLE Stillwater Mng CONV BOND 86074qaf9 2128126 2126000 PR SOLE SOLE Sunpower CONV BOND 867652ac3 4004800 4000000 PR SOLE SOLE Targa Res CMN STK 87611x105 2241697 48711 SH SOLE SOLE Tesoro LP CMN STK 88160T107 4323267 80105 SH SOLE SOLE 3M Co. CMN STK 88579y101 1623986 15276 SH SOLE SOLE Transmontaigne CMN STK 89376v100 3692248 72768 SH SOLE SOLE Trinity Ind CONV BOND 896522af6 3537682 2930000 PR SOLE SOLE USEC CONV BOND 90333eac2 1324455 3839000 PR SOLE SOLE Utd Bancorp CMN STK 90944l103 145641 28557 SH SOLE SOLE Utd Comm Bks CMN STK 90984p303 250727 22110 SH SOLE SOLE UnitedHealth CMN STK 91324p102 833035 14561 SH SOLE SOLE Verizon CMN STK 92343v104 933899 19001 SH SOLE SOLE Williams LP CMN STK 96950f104 3447290 66550 SH SOLE SOLE WPX Energy CMN STK 98212b103 2808468 175310 SH SOLE SOLE Xerium Tech CMN STK 98416j118 89944 16534 SH SOLE SOLE Xerium Tech WRNT 98416j126 383 5885 SH SOLE SOLE ZaZa Energy CMN STK 98919t100 16926 9300 SH SOLE SOLE Aircastle CMN STK g0129k104 2045352 149514 SH SOLE SOLE Bunge WRNT g16962204 2613510 24540 SH SOLE SOLE Cap Prod Part CMN STK mhy110821 28152 3400 SH SOLE SOLE Genco CMN STK y2685t107 37598 13055 SH SOLE SOLE Navios LP CMN STK y62267102 8851624 611300 SH SOLE SOLE Teekay LNG CMN STK y8564m105 6153936 148538 SH SOLE SOLE Teekay Offshore CMN STK y8565j101 7072974 234282 SH SOLE SOLE Navistar CMN STK 63934e108 138280 4000 SH SOLE SOLE