0001411784-13-000002.txt : 20130213 0001411784-13-000002.hdr.sgml : 20130213 20130213162745 ACCESSION NUMBER: 0001411784-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 13603558 BUSINESS ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 13F-HR 1 4q12informationtable.txt HOLDINGS REPORT ISSUER TITLEOFCLSS CUSIP VALUE SHRS/PRN AMT SH/PRN DISCRET OTRMGRS VOTGAUTH Alcoa CMN STK 013817101 117431.7 13529 SH SOLE SOLE Alliance One CMN STK 018772103 3640 1000 SH SOLE SOLE American Exp Co CMN STK 025816109 847772.5 14749 SH SOLE SOLE Amer Pacific CMN STK 028740108 2197699 142338 SH SOLE SOLE Ark Best CMN STK 040790107 425122.4 44515 SH SOLE SOLE BB&T CMN STK 054937107 26199 900 SH SOLE SOLE BCSB Banc CMN STK 055367106 51673.8 3639 SH SOLE SOLE Bank America CMN STK 060505104 1539405 132593 SH SOLE SOLE Bk of America CONV PREF 060505682 38590 34 SH SOLE SOLE Bank Montreal CMN STK 063671101 7662.5 125 SH SOLE SOLE Berkshire Hills CMN STK 084680107 104315.9 4372 SH SOLE SOLE Boeing CMN STK 097023105 1178103 15633 SH SOLE SOLE CVR Partners CMN STK 126633106 25240 1000 SH SOLE SOLE Capital Bk Fin CMN STK 139794101 8074.11 473 SH SOLE SOLE Caterpillar CMN STK 149123101 1346995 15032 SH SOLE SOLE Cathay Gen Banc CMN STK 149150104 58804.83 3011 SH SOLE SOLE Chevron CMN STK 166764100 1949330 18026 SH SOLE SOLE Choiceone Fin CMN STK 170386106 8317.44 576 SH SOLE SOLE Coca-Cola CMN STK 191216100 671640 18528 SH SOLE SOLE Cooper Tire CMN STK 216831107 1178316 46464 SH SOLE SOLE Copano CMN STK 217202100 142335 4500 SH SOLE SOLE DCB Fin Corp CMN STK 233075100 36004.2 7827 SH SOLE SOLE Daktronics CMN STK 234264109 929135.6 83857 SH SOLE SOLE Disney CMN STK 254687106 750434.9 15072 SH SOLE SOLE du Pont CMN STK 263534109 697481.6 15507 SH SOLE SOLE East Virginia Bksh CMN STK 277196101 383545.8 71027 SH SOLE SOLE El Paso LP CMN STK 283702108 4855899 131347 SH SOLE SOLE Enterprise LP CMN STK 293792107 3326941 66433 SH SOLE SOLE Fifth Third CMN STK 316773100 75316 4955 SH SOLE SOLE First Bancorp CMN STK 318910106 112175 8750 SH SOLE SOLE Fst Cal Fin CMN STK 319395109 81214.4 10520 SH SOLE SOLE Fst Commonwlth CMN STK 319829107 138159.6 20258 SH SOLE SOLE Fst Finl Hold CMN STK 320239106 222857 17038 SH SOLE SOLE First M & F CMN STK 320744105 112718.4 16149 SH SOLE SOLE Fst Merchants CMN STK 320817109 286783 19325 SH SOLE SOLE Fst Security Gr CMN STK 336312103 11822.12 5301 SH SOLE SOLE Ford CMN STK 345370860 66832.41 5161 SH SOLE SOLE FreightCar CMN STK 357023100 669752.7 29873 SH SOLE SOLE GE CMN STK 369604103 736425 35085 SH SOLE SOLE Genesis LP CMN STK 371927104 7705018 215706 SH SOLE SOLE HF Financial CMN STK 404172108 113079.2 8632 SH SOLE SOLE Hawaiian Hldg CMN STK 419879101 1320504 200990 SH SOLE SOLE Hewlett-Packard CMN STK 428236103 236550 16600 SH SOLE SOLE Holly LP CMN STK 435763107 4103093 62376 SH SOLE SOLE Holly Frontier CMN STK 436106108 465500 10000 SH SOLE SOLE Home Depot CMN STK 437076102 1015763 16423 SH SOLE SOLE HopFed CMN STK 439734104 133752.8 15517 SH SOLE SOLE Intel CMN STK 458140100 387181.7 18777 SH SOLE SOLE IBM CMN STK 459200101 2868078 14973 SH SOLE SOLE Int Paper CMN STK 460146103 47808 1200 SH SOLE SOLE Intervest Banc CMN STK 460927106 224744.8 57775 SH SOLE SOLE iShares TIPS CMN STK 464287176 215139 1772 SH SOLE SOLE MSCI Emg Mkt CMN STK 464287234 338922.7 7642 SH SOLE SOLE iShares Financial CMN STK 464287788 331664.8 5464 SH SOLE SOLE Jefferson Banc CMN STK 472375104 43316.1 16043 SH SOLE SOLE JNJ CMN STK 478160104 1364567 19466 SH SOLE SOLE Kaiser Alum CMN STK 483007704 1180068 19129 SH SOLE SOLE Kinder Mrgn LP CMN STK 494550106 842582.4 10560 SH SOLE SOLE Lannett CMN STK 516012101 2480 500 SH SOLE SOLE Lucent Tech CONV PREF 549462307 2142208 2582 SH SOLE SOLE Magellan LP CMN STK 559080106 7972572 184593 SH SOLE SOLE MarkWest LP CMN STK 570759100 12346541 242042 SH SOLE SOLE Martin Mid LP CMN STK 573331105 3159765 101731 SH SOLE SOLE McDonalds CMN STK 580135101 1534060 17391 SH SOLE SOLE McMoRan Exp CMN STK 582411104 131610 8200 SH SOLE SOLE Microsoft CMN STK 594918104 549701.1 20581 SH SOLE SOLE MidWest One CMN STK 598511103 165392.6 8064 SH SOLE SOLE OM Group CMN STK 670872100 662026.2 29821 SH SOLE SOLE Olin CMN STK 680665205 1153940 53448 SH SOLE SOLE OmniVision CMN STK 682128103 561932.8 39910 SH SOLE SOLE ONEOK Inc CMN STK 682680103 188100 4400 SH SOLE SOLE PVR Partners CMN STK 693665101 9580463 368763 SH SOLE SOLE Pacific Comm Bk CMN STK 694124108 2856 1190 SH SOLE SOLE Peoples Banc CMN STK 709789101 89892 4400 SH SOLE SOLE Petroquest CONV PREF 716748207 2059695 62415 SH SOLE SOLE Pfizer CMN STK 717081103 598141.3 23850 SH SOLE SOLE Philip Morris CMN STK 718172109 92587.81 1107 SH SOLE SOLE Phillips 66 CMN STK 718546104 127811.7 2407 SH SOLE SOLE Pioneer Egy Serv CMN STK 723664108 7623 1050 SH SOLE SOLE Plains LP CMN STK 726503105 1560147 34486 SH SOLE SOLE Powell Ind CMN STK 739128106 722663.5 17401 SH SOLE SOLE Primus Tele WRNT 741929129 44730.75 9417 SH SOLE SOLE Primus Tele WRNT 741929137 25896.75 9417 SH SOLE SOLE Primus Tele WRNT 741929145 14219.67 9417 SH SOLE SOLE Primus Tele CMN STK 741929301 501346.1 46122 SH SOLE SOLE Procter & Gamble CMN STK 742718109 1224668 18039 SH SOLE SOLE PrivateBancorp CMN STK 742962103 56806.56 3708 SH SOLE SOLE RAIT Fin CMN STK 749227104 42092.5 7450 SH SOLE SOLE RadioShack CMN STK 750438103 2438 1150 SH SOLE SOLE Rofin-Sinar Tech CMN STK 775043102 495062.8 22835 SH SOLE SOLE Rose Rock LP CMN STK 777149105 5491074 174486 SH SOLE SOLE Sonic CMN STK 835451105 886775.9 85185 SH SOLE SOLE Southwest Air CMN STK 844741108 8212.48 802 SH SOLE SOLE Southwest Banc CMN STK 844767103 151995.2 13571 SH SOLE SOLE Spartan Motors CMN STK 846819100 694954.9 141251 SH SOLE SOLE SunTrust CMN STK 867914103 200009.3 7055 SH SOLE SOLE Superior Ind CMN STK 868168105 879009.3 43089 SH SOLE SOLE SUPERVALU CMN STK 868536103 287419.1 116364 SH SOLE SOLE Susquehanna CMN STK 869099101 1269242 121111 SH SOLE SOLE Umpqua CMN STK 904214103 152739.5 12955 SH SOLE SOLE Utd Bancshares CMN STK 909458101 146485.5 15024 SH SOLE SOLE Untd Comm Fin CMN STK 909839102 316056.2 109362 SH SOLE SOLE United Cont Hldg CMN STK 910047109 647053.2 27676 SH SOLE SOLE Untd Rentals CMN STK 911363109 186632 4100 SH SOLE SOLE Untd Tech CMN STK 913017109 1245404 15186 SH SOLE SOLE Wal-Mart CMN STK 931142103 1184746 17364 SH SOLE SOLE Webco Ind CMN STK 947621207 11200 100 SH SOLE SOLE WesBanco CMN STK 950810101 161228.3 7256 SH SOLE SOLE Western Gas LP CMN STK 958254104 361988 7600 SH SOLE SOLE Williams Co CMN STK 969457100 10502927 320798 SH SOLE SOLE Yadkin Valley CMN STK 984314104 199346.7 67805 SH SOLE SOLE Zions Banc CMN STK 989701107 199255.4 9311 SH SOLE SOLE Travelers CMN STK 89417e109 1072273 14930 SH SOLE SOLE JP Morgan WRNT 46634e114 2372 200 SH SOLE SOLE A T & T CMN STK 00206r102 717787 21293 SH SOLE SOLE Access Mid LP CMN STK 00434l109 1740223 51885 SH SOLE SOLE A E S CONV PREF 00808n202 22839 460 SH SOLE SOLE Alliance GP CMN STK 01861g100 5380299 113079 SH SOLE SOLE Alliance Res LP CMN STK 01877r108 137888.7 2375 SH SOLE SOLE Alliant Tech CONV BOND 018804AK0 2098555 1990000 PRN SOLE SOLE AmeriServ CMN STK 03074a102 313028 103996 SH SOLE SOLE Archer Daniels CONV BOND 039483AW2 1315626 1313000 PRN SOLE SOLE BNC Banc CMN STK 05566t101 258795.1 32309 SH SOLE SOLE Banner CMN STK 06652v208 18876.97 614 SH SOLE SOLE Bristol-Meyers CONV BOND 110122an8 804224.5 813000 PRN SOLE SOLE C & J Energy CMN STK 12467b304 722849.6 33715 SH SOLE SOLE Callon Pet CMN STK 13123x102 3764.7 801 SH SOLE SOLE CenterState CMN STK 15201p109 216491.4 25380 SH SOLE SOLE Cisco CMN STK 17275r102 306530.6 15600 SH SOLE SOLE Coeur D'Alene CONV BOND 192108ar9 1500920 1466000 PRN SOLE SOLE Crosstex LP CMN STK 22765u102 5948104 408810 SH SOLE SOLE Crosstex Inc CMN STK 22765y104 1633901 113940 SH SOLE SOLE DCP Mid LP CMN STK 23311p100 4638425 111100 SH SOLE SOLE DR Horton CMN STK 23331a109 2967 150 SH SOLE SOLE Dendreon CONV BOND 24823qac1 2604689 3485000 PRN SOLE SOLE Doral Fin PREF STK 25811p209 18412.5 1500 SH SOLE SOLE Doral Fin PREF STK 25811p407 6500 1000 SH SOLE SOLE Doral Fin CMN STK 25811p886 4199.78 5800 SH SOLE SOLE Eagle Rock LP CMN STK 26985r104 9662608 1117142 SH SOLE SOLE Energy Tran Ptnrs CMN STK 29273R109 1135451 26449 SH SOLE SOLE Energy Trans Eq CMN STK 29273v100 9951134 218802 SH SOLE SOLE Exterran LP CMN STK 30225n105 1878786 92688 SH SOLE SOLE Exxon CMN STK 30231g102 1874586 21659 SH SOLE SOLE 1st Const Banc CMN STK 31986n102 86716.25 10025 SH SOLE SOLE Fst Pactrust CMN STK 33589v101 796421.2 64908 SH SOLE SOLE Firstbank CMN STK 33761g104 360303.1 33705 SH SOLE SOLE Genco Ship CONV BOND 36869maa3 1326157 3705000 PRN SOLE SOLE Gen Cable CONV BOND 369300al2 2471456 2285000 PRN SOLE SOLE Hawaiian Hldg CONV BOND 419879ad3 1373325 1250000 PRN SOLE SOLE Iridium Comm CMN STK 46269c102 729220.8 108515 SH SOLE SOLE JPMorgan CMN STK 46625h100 922383.8 20978 SH SOLE SOLE Janus CONV BOND 47102xag0 1730275 1675000 PRN SOLE SOLE Jefferies CONV BOND 472319ag7 1860704 1872000 PRN SOLE SOLE Kinder Mrgn Inc CMN STK 49455p101 16075.15 455 SH SOLE SOLE Kinder Mrgn LLC CMN STK 49455u100 491379.6 6512 SH SOLE SOLE Kinder Morgan WRNT 49456b119 7994.7 2115 SH SOLE SOLE Knight Cap CONV BOND 499005ae6 2522728 2540000 PRN SOLE SOLE Lam Research CONV BOND 512807AJ7 1445850 1500000 PRN SOLE SOLE MainSource Fin. CMN STK 56062y102 164076.5 12950 SH SOLE SOLE McMoran Exp CONV BOND 582411AJ3 1126875 1000000 PRN SOLE SOLE Merck CMN STK 58933y105 771350.5 18841 SH SOLE SOLE Meritage Homes CMN STK 59001a102 3735 100 SH SOLE SOLE MutualFirst CMN STK 62845b104 287007.3 25110 SH SOLE SOLE NGL Energy LP CMN STK 62913m107 13953783 598361 SH SOLE SOLE NewBridge Banc CMN STK 65080t102 188904 40800 SH SOLE SOLE Omnicare CONV PREF 68214q200 1546220 32166 SH SOLE SOLE ONEOK LP CMN STK 68268n103 4972425 92099 SH SOLE SOLE Pac Premier Banc CMN STK 69478x105 118937.6 11615 SH SOLE SOLE Park Sterling CMN STK 70086y105 122120.1 23350 SH SOLE SOLE Pet Brasil CMN STK 71654v408 7788 400 SH SOLE SOLE Premier Finan CMN STK 74050m105 375995.9 34718 SH SOLE SOLE QCR Holdings CMN STK 74727a104 992229.1 75031 SH SOLE SOLE RAIT Fin CONV BOND 749227aa2 3943053 3947000 PRN SOLE SOLE Rurban Fin CMN STK 78176p108 297702.3 45730 SH SOLE SOLE SCBT Fin CMN STK 78401v102 152844.7 3804 SH SOLE SOLE SPDR S&P 600 CMN STK 78464a300 309349.4 4017 SH SOLE SOLE SPDR DJIA CMN STK 78467x109 3886056 29760 SH SOLE SOLE SWS Group CMN STK 78503n107 172983 32700 SH SOLE SOLE Sandridge CONV PREF 80007p604 4032540 38700 SH SOLE SOLE Star Gas LP CMN STK 85512c105 1954959 477985 SH SOLE SOLE Stillwater Mng CONV BOND 86074qaf9 2127531 2126000 PRN SOLE SOLE Sun Bancorp CMN STK 86663b102 4248 1200 SH SOLE SOLE Sunpower CONV BOND 867652ac3 3775500 4000000 PRN SOLE SOLE Targa Res CMN STK 87611x105 2194206 58700 SH SOLE SOLE Tesoro LP CMN STK 88160T107 3298359 75305 SH SOLE SOLE 3M CMN STK 88579y101 1418235 15274 SH SOLE SOLE Transmontaigne CMN STK 89376v100 2776594 73126 SH SOLE SOLE Trinity Ind CONV BOND 896522af6 3263024 2930000 PRN SOLE SOLE USEC Inc CONV BOND 90333eac2 1468418 3839000 PRN SOLE SOLE United Banc CMN STK 90944l103 98235 21830 SH SOLE SOLE Untd Comm Bks CMN STK 90984p105 198098.4 20985 SH SOLE SOLE Untd Rentals CONV PREF 91136h306 3493018 63033 SH SOLE SOLE UnitedHealth CMN STK 91324p102 789788.6 14561 SH SOLE SOLE Verizon CMN STK 92343v104 816980.9 18881 SH SOLE SOLE Williams LP CMN STK 96950f104 418476 8600 SH SOLE SOLE WPX Energy CMN STK 98212b103 2611010 175471 SH SOLE SOLE Xerium Tech CMN STK 98416j118 50479.79 16551 SH SOLE SOLE Xerium Tech WRNT 98416j126 300.69 5896 SH SOLE SOLE ZaZa Energy CMN STK 98919t100 19065 9300 SH SOLE SOLE Aircastle CMN STK g0129k104 1875645 149573 SH SOLE SOLE Bunge CONV PREF g16962204 2263429 22245 SH SOLE SOLE Capital Prod LP CMN STK mhy110821 22372 3400 SH SOLE SOLE Genco CMN STK y2685t107 45561.95 13055 SH SOLE SOLE Navios LP CMN STK y62267102 7525344 612813 SH SOLE SOLE Teekay LNG CMN STK y8564m105 5627898 148965 SH SOLE SOLE Teekay Offsh CMN STK y8565j101 6111882 234982 SH SOLE SOLE Navistar CMN STK 87080 4000 SH SOLE SOLE Untd Westn Banc CMN STK 9907.6 62000 SH SOLE SOLE