0001411784-12-000004.txt : 20120514
0001411784-12-000004.hdr.sgml : 20120514
20120514123935
ACCESSION NUMBER: 0001411784-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 12837475
BUSINESS ADDRESS:
STREET 1: 15 WEST 6TH STREET, SUITE 2401
CITY: TULSA
STATE: OK
ZIP: 74119
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 15 WEST 6TH STREET, SUITE 2401
CITY: TULSA
STATE: OK
ZIP: 74119
13F-HR
1
informationtable1q12.txt
HOLDINGS REPORT
NAMEOFISSUER TITLEOFCLASS CUSIP VALUE AMOUNT SH/PRN DISCRET OTRMGRS VOTAUTH
AMBAC PREF STK 023138407 60000 20 SH SOLE SOLE
Doral Fin PREF STK 25811p407 9675 1000 SH SOLE SOLE
Doral Fin PREF STK 25811p209 33787.5 1500 SH SOLE SOLE
Amgen CONV BOND 031162AQ3 1303802.3 1275000 PRN SOLE SOLE
Janus Cap CONV BOND 47102XAG0 1570580 1475000 PRN SOLE SOLE
Bristol-Myers CONV BOND 110122AN8 795828 823000 PRN SOLE SOLE
Jefferies Gr CONV BOND 472319AG7 2408049 2502000 PRN SOLE SOLE
1st Const Banc CMN STK 31986n102 29845.23 3671 SH SOLE SOLE
ALTRIA GR CMN STK 02209s103 75592.85 2449 SH SOLE SOLE
AMER PAC CMN STK 028740108 1096927.4 145868 SH SOLE SOLE
AT&T CMN STK 00206r102 625318.28 20023 SH SOLE SOLE
Aircastle CMN STK g0129k104 1804016 147387 SH SOLE SOLE
Alcoa CMN STK 013817101 128837.16 12858 SH SOLE SOLE
Alliance GP CMN STK 01861g100 5931074.5 136190 SH SOLE SOLE
Alliance Res LP CMN STK 01877r108 142737 2375 SH SOLE SOLE
Am Exp Co CMN STK 025816109 816925.34 14119 SH SOLE SOLE
Ameriserv CMN STK 03074a102 219746.31 80346 SH SOLE SOLE
Ark Best CMN STK 040790107 657127.35 34935 SH SOLE SOLE
BCSB Banc CMN STK 055367106 47307 3639 SH SOLE SOLE
BNC Banc CMN STK 05566t101 117159.02 15059 SH SOLE SOLE
Bk of Amer CMN STK 060505104 1166898.8 121933 SH SOLE SOLE
Banner Corp CMN STK 06652v109 98027.15 4450 SH SOLE SOLE
Beacon Fed CMN STK 073582108 101232.04 7124 SH SOLE SOLE
Boardwalk LP CMN STK 096627104 174662.46 6601 SH SOLE SOLE
Boeing CMN STK 097023105 1139571.5 15323 SH SOLE SOLE
CVR Part CMN STK 126633106 26300 1000 SH SOLE SOLE
Capital Bk CMN STK 139793103 30378.88 13562 SH SOLE SOLE
Caterpillar CMN STK 149123101 1531331.5 14376 SH SOLE SOLE
Cathay Gen CMN STK 149150104 70109.7 3961 SH SOLE SOLE
Centerstate Bks CMN STK 15201p109 167688 20550 SH SOLE SOLE
Charming Shop CMN STK 161133103 24485 4150 SH SOLE SOLE
Chevron CMN STK 166764100 1843418.8 17194 SH SOLE SOLE
Choiceone Fin CMN STK 170386106 8064 576 SH SOLE SOLE
Cisco CMN STK 17275r102 306146.25 14475 SH SOLE SOLE
Citizens So Bk CMN STK 176682102 41200.25 9055 SH SOLE SOLE
Coca Cola CMN STK 191216100 1223681.3 16534 SH SOLE SOLE
Cooper Tire CMN STK 216831107 786928.18 51704 SH SOLE SOLE
CopanoLP CMN STK 217202100 1980421.8 55474 SH SOLE SOLE
Crestwood Mid LP CMN STK 226372100 459410 16114 SH SOLE SOLE
Crosstex Inc CMN STK 22765y104 1659641 117372 SH SOLE SOLE
Crosstex LP CMN STK 22765u102 2765418.4 161815 SH SOLE SOLE
DCB Fin CMN STK 233075100 18800 4000 SH SOLE SOLE
DCP Mid LP CMN STK 23311p100 1786614 38975 SH SOLE SOLE
Daktronics CMN STK 234264109 674066.47 75823 SH SOLE SOLE
Diamonds CMN STK 78467x109 3109566 23593 SH SOLE SOLE
Disney CMN STK 254687106 622989.42 14230 SH SOLE SOLE
Doral Fin CMN STK 25811p886 8932 5800 SH SOLE SOLE
Du Pont CMN STK 263534109 758586 14340 SH SOLE SOLE
Eagle Rock LP CMN STK 26985r104 9403728 950832 SH SOLE SOLE
Eastern Va Bks CMN STK 277196101 131555 36442 SH SOLE SOLE
El Paso Pipe LP CMN STK 283702108 3698688 106010 SH SOLE SOLE
Energy Trans Eq CMN STK 29273v100 1616744 40118 SH SOLE SOLE
Energy Trans LP CMN STK 29273R109 504798 10761 SH SOLE SOLE
Enterprise LP CMN STK 293792107 772493 15306 SH SOLE SOLE
Exterran LP CMN STK 30225n105 2071377.9 95986 SH SOLE SOLE
Exxon CMN STK 30231g102 1828528.6 21083 SH SOLE SOLE
FEDL AG MTG CMN STK 313148306 9080 400 SH SOLE SOLE
FIRSTPLUS FIN CMN STK 33763b103 22 1100 SH SOLE SOLE
Fifth Third CMN STK 316773100 36376.55 2590 SH SOLE SOLE
First Cal Fin CMN STK 319395109 116600 20000 SH SOLE SOLE
Fst Commonwealth CMN STK 319829107 100569 16433 SH SOLE SOLE
Fst Fin Hldng CMN STK 320239106 114983 10453 SH SOLE SOLE
Fst Merchants CMN STK 320817109 186827.6 15140 SH SOLE SOLE
Fst Security Gr CMN STK 336312103 16431 5300 SH SOLE SOLE
Firstbank MI CMN STK 33761g104 217082.8 26345 SH SOLE SOLE
Freightcar CMN STK 357023100 746960.37 33213 SH SOLE SOLE
Genco Ship CMN STK y2685t107 83665.8 13155 SH SOLE SOLE
GE CMN STK 369604103 683345.51 34048 SH SOLE SOLE
Genesis LP CMN STK 371927104 5300190 172420 SH SOLE SOLE
HF Fin CMN STK 404172108 80959.2 6832 SH SOLE SOLE
Hawaiian Hldng CMN STK 419879101 1129261 215920 SH SOLE SOLE
Hewlett-Packard CMN STK 428236103 375727 15767 SH SOLE SOLE
Holly LP CMN STK 435763107 3932807.2 64430 SH SOLE SOLE
Home Depot CMN STK 437076102 790118.55 15705 SH SOLE SOLE
Hopfed Banc CMN STK 439734104 96509.92 11517 SH SOLE SOLE
Imp Sugar Co CMN STK 453096208 219332 46766 SH SOLE SOLE
Intel CMN STK 458140100 503961.37 17925 SH SOLE SOLE
IBM CMN STK 459200101 3053592.8 14635 SH SOLE SOLE
Int Paper Co CMN STK 460146103 42120 1200 SH SOLE SOLE
Intervest Bsh CMN STK 460927106 135514 35475 SH SOLE SOLE
Iridium Comm CMN STK 46269c102 947350 108145 SH SOLE SOLE
JP Morgan CMN STK 46625h100 831327.57 18080 SH SOLE SOLE
Jefferson Bsh CMN STK 472375104 38342 16043 SH SOLE SOLE
JNJ CMN STK 478160104 1200162.1 18195 SH SOLE SOLE
KRAFT CMN STK 50075n104 565132.68 14868 SH SOLE SOLE
Kaiser Alum CMN STK 483007704 964860 20416 SH SOLE SOLE
Kimball Int CMN STK 494274103 770278 111473 SH SOLE SOLE
Kinder Morgan LP CMN STK 494550106 869702 10510 SH SOLE SOLE
Kinder Morgan LLC CMN STK 49455u100 511672 6856 SH SOLE SOLE
LANNETT CMN STK 516012101 2085 500 SH SOLE SOLE
MICROSOFT CMN STK 594918104 621182.37 19258 SH SOLE SOLE
Magellan Mid LP CMN STK 559080106 6238601 86240 SH SOLE SOLE
Mainsource Fin CMN STK 56062y102 146829 12185 SH SOLE SOLE
Markwest LP CMN STK 570759100 13492906 230845 SH SOLE SOLE
Martin Mid LP CMN STK 573331105 3378810 100024 SH SOLE SOLE
McDonalds CMN STK 580135101 1562831.1 15931 SH SOLE SOLE
McMoRan Exp CMN STK 582411104 42800 4000 SH SOLE SOLE
Merck CMN STK 58933y105 674649.6 17569 SH SOLE SOLE
Meritage Hm CMN STK 59001a102 2706 100 SH SOLE SOLE
Midwest One CMN STK 598511103 138695 7164 SH SOLE SOLE
MMM CMN STK 88579y101 1303781.4 14615 SH SOLE SOLE
Mutualfirst Fin CMN STK 62845b104 188465 19310 SH SOLE SOLE
NGL Energy LP CMN STK 62913m107 7170054 347892 SH SOLE SOLE
NV Energy CMN STK 67073y106 891940.33 55331 SH SOLE SOLE
Navios Mar LP CMN STK y62267102 9916632 594879 SH SOLE SOLE
Nustar LP CMN STK 67058h102 3833228.6 64882 SH SOLE SOLE
OM Group CMN STK 670872100 747666.78 27178 SH SOLE SOLE
ONEOK LP CMN STK 68268n103 4520224.9 82682 SH SOLE SOLE
Olin CMN STK 680665205 1175022 54024 SH SOLE SOLE
Omnivision Tech CMN STK 682128103 814500 40725 SH SOLE SOLE
PFIZER CMN STK 717081103 496197.23 21912 SH SOLE SOLE
PIONEER DRIL CMN STK 723655106 9240 1050 SH SOLE SOLE
PRG Schultz CMN STK 69357c503 289270.81 45989 SH SOLE SOLE
Pacific Prem CMN STK 69478x105 61000 7625 SH SOLE SOLE
Parke Banc CMN STK 700885106 111273.37 15761 SH SOLE SOLE
Penn Virg LP CMN STK 707884102 7817759 358120 SH SOLE SOLE
Peoples Banc CMN STK 709789101 119622.8 6820 SH SOLE SOLE
Plains AllAm LP CMN STK 726503105 886641 11302 SH SOLE SOLE
Powell Ind CMN STK 739128106 636502 18584 SH SOLE SOLE
Premier Fin CMN STK 74050m105 197135.7 25450 SH SOLE SOLE
Primus Tele CMN STK 741929301 750968.16 46702 SH SOLE SOLE
Private Banc CMN STK 742962103 45631.36 3008 SH SOLE SOLE
P & G CMN STK 742718109 1123751.2 16720 SH SOLE SOLE
QCR Holdings CMN STK 74727a104 271770 22276 SH SOLE SOLE
RAIT Fin CMN STK 749227104 22116.5 4450 SH SOLE SOLE
Rofin-Sinar CMN STK 775043102 647910.9 24570 SH SOLE SOLE
Rose Rock LP CMN STK 777149105 269392 11300 SH SOLE SOLE
Rurban Fin CMN STK 78176p108 136571.25 34575 SH SOLE SOLE
S&P 400 ETF CMN STK 262752.34 1454 SH SOLE SOLE
S&P Small Cap CMN STK 78464a300 590188 7807 SH SOLE SOLE
SWS Group CMN STK 78503n107 141284 24700 SH SOLE SOLE
Sonic CMN STK 835451105 675801.6 87995 SH SOLE SOLE
Southwest Ban CMN STK 844767103 803163 87111 SH SOLE SOLE
Spartan CMN STK 846819100 777852.18 147042 SH SOLE SOLE
St Paul Trav CMN STK 89417e109 819683.2 13846 SH SOLE SOLE
Star Gas LP CMN STK 85512c105 1908684 461035 SH SOLE SOLE
Sun Banc CMN STK 86663b102 99122.4 28080 SH SOLE SOLE
Suntrust CMN STK 867914103 93658.75 3875 SH SOLE SOLE
Super Value CMN STK 868536103 662125 115959 SH SOLE SOLE
Superior Inds CMN STK 868168105 891682 45634 SH SOLE SOLE
Susquehanna Bsh CMN STK 869099101 1239404 125446 SH SOLE SOLE
Targa Res LP CMN STK 87611x105 4628052 111600 SH SOLE SOLE
Targa Res Cp CMN STK 87612g101 59085 1300 SH SOLE SOLE
Teekay LNG CMN STK y8564m105 5152359.5 131572 SH SOLE SOLE
Teekay Off CMN STK y8565j101 7982773.8 276125 SH SOLE SOLE
Tesoro LP CMN STK 88160T107 7640770.2 218495 SH SOLE SOLE
Transmontaigne CMN STK 89376v100 2355963 67778 SH SOLE SOLE
Umpqua Hldg CMN STK 904214103 131057.4 9665 SH SOLE SOLE
Utd Bancorp CMN STK 90944l103 42435 12300 SH SOLE SOLE
Utd Banc Ohio CMN STK 909458101 75251.22 11099 SH SOLE SOLE
Utd Comm Bk GA CMN STK 90984p105 129528 13285 SH SOLE SOLE
Utd Comm Fin CMN STK 909839102 194802.28 79837 SH SOLE SOLE
Utd Cont Hldg CMN STK 910047109 725334 33737 SH SOLE SOLE
Utd Rentals CMN STK 911363109 179709.1 4190 SH SOLE SOLE
Utd Tech CMN STK 913017109 1233400.7 14871 SH SOLE SOLE
Verizon Comm CMN STK 92343v104 688216 18002 SH SOLE SOLE
WPX Energy CMN STK 98212b103 1950772.9 108316 SH SOLE SOLE
Wal-Mart CMN STK 931142103 1012615.2 16546 SH SOLE SOLE
Webco Ind CMN STK 947621207 12200 100 SH SOLE SOLE
Wesbanco CMN STK 950810101 112401.34 5581 SH SOLE SOLE
Williams Co CMN STK 969457100 9810705 318426 SH SOLE SOLE
Williams LP CMN STK 96950f104 486674 8600 SH SOLE SOLE
Xerium Tech CMN STK 98416j118 102379 15873 SH SOLE SOLE
Zaza Energy CMN STK 98919t100 49969 10700 SH SOLE SOLE
Zions Banc CMN STK 989701107 99381.26 4631 SH SOLE SOLE
DJ US Finan CMN STK 464287788 319753.28 5464 SH SOLE SOLE
Gold Trust CMN STK 464285105 3254 200 SH SOLE SOLE
iShares TIPs CMN STK 464287176 278201.85 2365 SH SOLE SOLE
MSCI Em Mkt Fd CMN STK 464287234 327026 7615 SH SOLE SOLE
AES TR CONV PREF 00808n202 1757885.5 35207 SH SOLE SOLE
Bk of Amer CONV PREF 060505682 1273548 1301 SH SOLE SOLE
Bunge CONV PREF g16962204 2047718.6 20460 SH SOLE SOLE
LUCENT TECH CONV PREF 549462307 2262000 2784 SH SOLE SOLE
Omnicare CONV PREF 68214q200 1566681.5 32646 SH SOLE SOLE
PetroQuest CONV PREF 716748207 1753367.2 50550 SH SOLE SOLE
Sandridge CONV PREF 80007p604 4631445 37700 SH SOLE SOLE
Utd RENTALS CONV PREF 91136h306 2837241 52425 SH SOLE SOLE
Cubist Pharm CONV BOND 229678AC1 1931663 1343000 PRN SOLE SOLE
Sunpower CONV BOND 867652AC3 2976562.5 3175000 PRN SOLE SOLE
CharmingShop CONV BOND 161133AE3 2689489 2855000 PRN SOLE SOLE
USEC CONV BOND 90333EAC2 1821256 3649000 PRN SOLE SOLE
Knight Cap CONV BOND 499005AE6 2166153 2255000 PRN SOLE SOLE
Genco Ship CONV BOND 36869MAA3 2500115.6 3735000 PRN SOLE SOLE
Dendreon CONV BOND 24823QAC1 2816100 3500000 PRN SOLE SOLE
Hawaiian Hldng CONV BOND 419879AD3 1226000 1250000 PRN SOLE SOLE
Kodak CONV BOND 277461BJ7 975013.2 3240000 PRN SOLE SOLE
COEURDALENE CONV BOND 192108ar9 1482494 1476000 PRN SOLE SOLE
STILLWATER MNG CONV BOND 86074qaf9 1565041 1586000 PRN SOLE SOLE
RAIT Fin CONV BOND 749227AA2 3305156.4 3717000 PRN SOLE SOLE
CERADYNE CONV BOND 156710aa3 1754780.6 1755000 PRN SOLE SOLE
Trinity Ind CONV BOND 896522AF6 2883064 2655000 PRN SOLE SOLE
Eagle Rock LP WARRANT 26985r120 16276.92 4484 SH SOLE SOLE
Primus Tele WARRANT 741929129 51793.5 9417 SH SOLE SOLE
Primus Tele WARRANT 741929137 35784.6 9417 SH SOLE SOLE
Primus Tele WARRANT 741929145 16950.6 9417 SH SOLE SOLE
Xerium WARRANT 98416j126 1892.65 6309 SH SOLE SOLE