0001411784-11-000008.txt : 20111114 0001411784-11-000008.hdr.sgml : 20111111 20111114152244 ACCESSION NUMBER: 0001411784-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 111201788 BUSINESS ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 13F-HR 1 informationtable3q11.txt HOLDINGS REPORT NAMEOFISSUER TITLEOFCLASS CUSIP VALUE AMOUNT SH/PRN DISCRET OTRMGRS VOTAUTH AMBAC PREF STK 023138407 62500 20 SH SOLE SOLE Doral Fin PREF STK 25811p407 7500 1000 SH SOLE SOLE Doral Fin PREF STK 25811p209 24000 1500 SH SOLE SOLE Janus Cap CONV BOND 47102XAG0 1462050 1500000 PRN SOLE SOLE Interpublic CONV BOND 460690BA7 70687.4 70000 PRN SOLE SOLE Bristol-Myers CONV BOND 110122AN8 793003.3 823000 PRN SOLE SOLE Jefferies CONV BOND 472319AG7 1076249 1177000 PRN SOLE SOLE 1st Const Ban CMN STK 31986n102 24852.67 3671 SH SOLE SOLE ALTRIA CMN STK 02209s103 70858.83 2643 SH SOLE SOLE AMER PAC CMN STK 028740108 1065547 145368 SH SOLE SOLE AT&T CMN STK 00206r102 583718.8 20467 SH SOLE SOLE Aircastle CMN STK g0129k104 1379153 144869 SH SOLE SOLE Alcoa CMN STK 022249106 122161.1 12765 SH SOLE SOLE Alliance GP CMN STK 01861g100 6144875 139688 SH SOLE SOLE Alliance Res LP CMN STK 01877r108 155705 2375 SH SOLE SOLE Amern Express CMN STK 025816109 631877.7 14073 SH SOLE SOLE Ameriserv CMN STK 03074a102 120642.4 63496 SH SOLE SOLE Ark Best CMN STK 040790107 547032.8 33872 SH SOLE SOLE BCSB Banc CMN STK 055367106 42758.25 3639 SH SOLE SOLE BNC Banc CMN STK 05566t101 84696.04 12529 SH SOLE SOLE Bk of Amer CMN STK 060505104 729748.8 119240 SH SOLE SOLE Banner Corp CMN STK 06652v109 53270.33 4165 SH SOLE SOLE Beacon Fed CMN STK 073582108 94749.2 7124 SH SOLE SOLE Boardwalk LP CMN STK 096627104 214606.8 8370 SH SOLE SOLE Boeing CMN STK 097023105 917331.6 15160 SH SOLE SOLE Callon Pet CMN STK 13123x102 5808.87 1501 SH SOLE SOLE Capital Bk CMN STK 139793103 28208.96 13562 SH SOLE SOLE Capital Prod LP CMN STK mhy110821 12141 1900 SH SOLE SOLE Caterpillar CMN STK 149123101 1086482 14714 SH SOLE SOLE Cathay Gen CMN STK 149150104 45076.18 3961 SH SOLE SOLE Centerstate Bks CMN STK 15201p109 86295 16500 SH SOLE SOLE Charm Shoppes CMN STK 161133103 10790 4150 SH SOLE SOLE Chesapeake LP CMN STK 16524k108 107360 4000 SH SOLE SOLE Chevron CMN STK 166764100 1565619 16909 SH SOLE SOLE Choiceone Fin CMN STK 170386106 6865.92 576 SH SOLE SOLE Cisco CMN STK 17275r102 224936 14512 SH SOLE SOLE Citizens So Bk CMN STK 176682102 37578.25 9055 SH SOLE SOLE Coca Cola CMN STK 191216100 1120077 16579 SH SOLE SOLE Cooper Tire CMN STK 216831107 557911.7 51232 SH SOLE SOLE Copano LP CMN STK 217202100 1855643 62249 SH SOLE SOLE Crestwood Mid LP CMN STK 226372100 426360.4 16577 SH SOLE SOLE Crosstex Inc CMN STK 22765y104 1596249 118416 SH SOLE SOLE Crosstex LP CMN STK 22765u102 2736638 168720 SH SOLE SOLE DCB Fin CMN STK 233075100 12000 4000 SH SOLE SOLE DCP Mid LP CMN STK 23311p100 151075.5 3775 SH SOLE SOLE Daktronics CMN STK 234264109 643010.9 74943 SH SOLE SOLE Diamonds CMN STK 78467x109 2267807 20819 SH SOLE SOLE Disney CMN STK 254687106 427789.5 14184 SH SOLE SOLE Doral Fin CMN STK 25811p886 3270 3000 SH SOLE SOLE Du Pont CMN STK 263534109 560939 14034 SH SOLE SOLE Eagle Rock LP CMN STK 26985r104 9810780 1010379 SH SOLE SOLE East Virg Bks CMN STK 277196101 36960 15400 SH SOLE SOLE El Paso LP CMN STK 283702108 3733040 105245 SH SOLE SOLE Encore Bks CMN STK 29255v201 48684.22 4567 SH SOLE SOLE Energy Tran Eq CMN STK 29273v100 1785105 51326 SH SOLE SOLE Energy Tran Part CMN STK 29273R109 532064 12974 SH SOLE SOLE Enterprise Prod CMN STK 293792107 633807.9 15786 SH SOLE SOLE Exterran LP CMN STK 30225n105 2085929 95161 SH SOLE SOLE Exxon Mobil CMN STK 302290101 1440398 19832 SH SOLE SOLE FEDL AGRIC MTG CRP CMN STK 313148306 7612 400 SH SOLE SOLE FIRSTPLUS FIN CMN STK 33763b103 30.25 1100 SH SOLE SOLE Fifth Third CMN STK 316773100 13534 1340 SH SOLE SOLE First Cal Fin CMN STK 319395109 34956.6 11600 SH SOLE SOLE Fst Commonwealth CMN STK 319829107 46002.1 12433 SH SOLE SOLE First Fin Hldg CMN STK 320239106 25315.13 6313 SH SOLE SOLE Fst Merchants CMN STK 320817109 89112 12640 SH SOLE SOLE First Sec Gr TN CMN STK 336312103 11130.84 5300 SH SOLE SOLE Firstbank MI CMN STK 33761g104 102803.4 20895 SH SOLE SOLE Ford CMN STK 345370860 36385.54 3763 SH SOLE SOLE Freightcar CMN STK 357023100 432689.1 30027 SH SOLE SOLE Genco Ship CMN STK y2685t107 407324.2 52154 SH SOLE SOLE GE CMN STK 369604103 512150.7 33650 SH SOLE SOLE Genesis LP CMN STK 371927104 4244134 175305 SH SOLE SOLE HF Fin CMN STK 404172108 57389.48 6832 SH SOLE SOLE Hawaiian Hldg CMN STK 419879101 880584.7 209165 SH SOLE SOLE Hewlett-Packard CMN STK 428236103 352936.5 15721 SH SOLE SOLE Holly Energy LP CMN STK 435763107 3146192 63960 SH SOLE SOLE Home Depot CMN STK 437076102 516322 15708 SH SOLE SOLE Hopfed Banc CMN STK 439734104 48412.77 8449 SH SOLE SOLE I-Shares TIP CMN STK 464287176 275230.4 2408 SH SOLE SOLE MSCI EmergMkt CMN STK 464287234 267248.4 7615 SH SOLE SOLE Imp Sugar CMN STK 453096208 313293.7 48648 SH SOLE SOLE Intel CMN STK 458140100 377224.1 17681 SH SOLE SOLE IBM CMN STK 459200101 2540336 14527 SH SOLE SOLE Intl Paper CMN STK 460146103 79863.75 3435 SH SOLE SOLE Intervest Bk CMN STK 460927106 51080.8 19060 SH SOLE SOLE Iridium CMN STK 46269c102 667622.2 107681 SH SOLE SOLE JP Morgan CMN STK 616880100 535825.7 17790 SH SOLE SOLE Jefferson Bks CMN STK 472375104 37775.67 14043 SH SOLE SOLE J&J CMN STK 478160104 1139496 17891 SH SOLE SOLE KRAFT CMN STK 50075n104 491846.3 14647 SH SOLE SOLE Kaiser Alum CMN STK 483007704 888788.2 20072 SH SOLE SOLE Kimball Int CMN STK 494274103 538750.4 110854 SH SOLE SOLE Kinder Morg LP CMN STK 494550106 816799.1 11945 SH SOLE SOLE Kinder Morg Inc CMN STK 49455p101 1294.5 50 SH SOLE SOLE Kinder Morg Mgmt CMN STK 49455u100 397219.5 6768 SH SOLE SOLE MICROSOFT CMN STK 594918104 480462.2 19303 SH SOLE SOLE Magellan LP CMN STK 559080106 5342742 88456 SH SOLE SOLE Mainsource Fin CMN STK 56062y102 84322.4 9670 SH SOLE SOLE Markwest LP CMN STK 570759100 13348039 290491 SH SOLE SOLE Martin Mid LP CMN STK 573331105 4188773 128925 SH SOLE SOLE McDonalds CMN STK 580135101 1449381 16504 SH SOLE SOLE Merck CMN STK 589331107 565873.5 17305 SH SOLE SOLE Midwst One Fin CMN STK 598511103 88391.76 6164 SH SOLE SOLE MMM CMN STK 604059105 1047312 14589 SH SOLE SOLE Mutualfirst Fin CMN STK 62845b104 102000.8 14740 SH SOLE SOLE NGL Energy LP CMN STK 62913m107 6864284 319269 SH SOLE SOLE NV Energy CMN STK 67073y106 827904 56282 SH SOLE SOLE Navios LP CMN STK y62267102 7760856 583523 SH SOLE SOLE NustarLP CMN STK 67058h102 3313350 63377 SH SOLE SOLE OM Group CMN STK 670872100 627279.4 24154 SH SOLE SOLE ONEOK LP CMN STK 68268n103 1684474 36132 SH SOLE SOLE Olin Corp CMN STK 680665205 961986.1 53414 SH SOLE SOLE PFIZER CMN STK 717081103 364614.6 20623 SH SOLE SOLE PHILIP MO INTL CMN STK 718172109 66746.6 1070 SH SOLE SOLE PIONEER DRIL CMN STK 723655106 7539 1050 SH SOLE SOLE PRG Schultz CMN STK 69357c503 227688.1 48239 SH SOLE SOLE Pac Premier Bnc CMN STK 69478x105 29175.5 4945 SH SOLE SOLE Parke Banc CMN STK 700885106 57178.79 8076 SH SOLE SOLE Penn Virg LP CMN STK 707884102 8531292 364741 SH SOLE SOLE Peoples Banc CMN STK 709789101 64020 5820 SH SOLE SOLE Petro Bras CMN STK 71654v408 11225 500 SH SOLE SOLE Plains AllAm LP CMN STK 726503105 486207 8252 SH SOLE SOLE Powell Ind CMN STK 739128106 579262.9 18704 SH SOLE SOLE Prem Fin Banc CMN STK 74050m105 68605 13804 SH SOLE SOLE Primus Tele CMN STK 741929301 496442.3 46702 SH SOLE SOLE Private Banc CMN STK 742962103 22620.16 3008 SH SOLE SOLE Proctor & Gamble CMN STK 742718109 1041017 16477 SH SOLE SOLE QCR Holdings CMN STK 74727a104 149759.2 17076 SH SOLE SOLE RAIT Financial CMN STK 749227104 10983.6 3240 SH SOLE SOLE Rurban Fin CMN STK 78176p108 59823.9 22157 SH SOLE SOLE S&P 600 Small CMN STK 78464a300 532345.1 9377 SH SOLE SOLE SWS Group CMN STK 78503n107 99428 21200 SH SOLE SOLE Sonic Corp CMN STK 835451105 590239 83485 SH SOLE SOLE Sthwst Banc OK CMN STK 844767103 354648 84040 SH SOLE SOLE Spartan Motor CMN STK 846819100 599151 145073 SH SOLE SOLE St Paul Trav CMN STK 792860108 662289 13591 SH SOLE SOLE Star Gas LP CMN STK 85512c105 2573137 525130 SH SOLE SOLE Sun Banc CMN STK 86663b102 74412 28080 SH SOLE SOLE Suntrust CMN STK 867914103 35630.75 1985 SH SOLE SOLE Super Value CMN STK 868536103 764528 114794 SH SOLE SOLE Superior Inds CMN STK 868168105 665025 43044 SH SOLE SOLE Susquehanna Bks CMN STK 869099101 612709 112218 SH SOLE SOLE TOREADOR RES CMN STK 891050106 48014.8 15640 SH SOLE SOLE Targa Res LP CMN STK 87611x105 5994024 182300 SH SOLE SOLE Targa Res Corp CMN STK 87612g101 38675 1300 SH SOLE SOLE Teekay LNG CMN STK y8564m105 4186325 134522 SH SOLE SOLE Teekay Offsh CMN STK y8565j101 6897320 280607 SH SOLE SOLE Tenn Comm Banc CMN STK 88043p108 9200 10000 SH SOLE SOLE Tesoro Logis CMN STK 88160T107 5387369 226170 SH SOLE SOLE Tower Banc CMN STK 891709107 62128.98 2967 SH SOLE SOLE Transmontaigne CMN STK 89376v100 2354956 71514 SH SOLE SOLE US Concrete CMN STK 90333l201 182487.5 43762 SH SOLE SOLE UNIVERSAL CORP CMN STK 913456109 462385 12894 SH SOLE SOLE Umpqua Hold CMN STK 904214103 71770.35 8165 SH SOLE SOLE United Banc CMN STK 90944l103 17370 8685 SH SOLE SOLE Utd Bnshr OH CMN STK 909458101 78342.39 9099 SH SOLE SOLE Utd Comm Bks GA CMN STK 90984p105 101752 11985 SH SOLE SOLE Utd Comm Fin CMN STK 909839102 72949.95 54037 SH SOLE SOLE Utd Cont Hold CMN STK 910047109 704647 36360 SH SOLE SOLE Utd Rentals CMN STK 911363109 70559.6 4190 SH SOLE SOLE Utd Tech CMN STK 913017109 1043087 14825 SH SOLE SOLE Utd West Banc CMN STK 913201109 8153 74121 SH SOLE SOLE Verizon CMN STK 92343v104 653678.4 17763 SH SOLE SOLE Wal-Mart CMN STK 931142103 871452.9 16791 SH SOLE SOLE Webco Ind CMN STK 947621207 11000 100 SH SOLE SOLE Wesbanco CMN STK 950810101 83624.61 4831 SH SOLE SOLE Williams Co CMN STK 969457100 7894460 324341 SH SOLE SOLE WilliamsLP CMN STK 96950f104 471888 8700 SH SOLE SOLE Winn Dixie CMN STK 974280307 724850.7 122441 SH SOLE SOLE Xerium Tech CMN STK 98416j100 163455 15612 SH SOLE SOLE Zions Banc CMN STK 989701107 32538.88 2311 SH SOLE SOLE iShares US Fin CMN STK 464287788 241126.3 5464 SH SOLE SOLE AES TR CONV PREF 00808n202 1758276 35832 SH SOLE SOLE Bk of Amer CONV PREF 060505682 1021275 1335 SH SOLE SOLE LUCENT TECH CONV PREF 549462307 602250 730 SH SOLE SOLE Omnicare Tr CONV PREF 68214q200 1263348 33246 SH SOLE SOLE PetroQuest CONV PREF 716748207 1835246 49150 SH SOLE SOLE Sandridge CONV PREF 80007p604 4089150 34950 SH SOLE SOLE Utd RENTALS CONV PREF 91136h306 3348640 83716 SH SOLE SOLE TREX CONV BOND 89531paa3 5146 5000 PRN SOLE SOLE Cubist CONV BOND 229678AC1 1749914 1393000 PRN SOLE SOLE Charming CONV BOND 161133AE3 2453912 2855000 PRN SOLE SOLE USEC CONV BOND 90333EAC2 1762288 3344000 PRN SOLE SOLE Knight Cap CONV BOND 499005AE6 1858850 2000000 PRN SOLE SOLE Genco Ship CONV BOND 36869MAA3 1940331 2685000 PRN SOLE SOLE Dendreon CONV BOND 24823QAC1 2534641 3500000 PRN SOLE SOLE Hawaiian Hldg CONV BOND 419879AD3 1090208 1250000 PRN SOLE SOLE East Kodak CONV BOND 277461BJ7 842727.8 3335000 PRN SOLE SOLE Interpublic CONV BOND 460690BA7 939132.6 930000 PRN SOLE SOLE Global Ind CONV BOND 379336AE0 3865240 3962000 PRN SOLE SOLE COEUR D ALENE CONV BOND 192108ar9 1455484 1476000 PRN SOLE SOLE Stillwtr MNG CONV BOND 86074qaf9 1468409 1586000 PRN SOLE SOLE RAIT Fin CONV BOND 749227AA2 2406590 3607000 PRN SOLE SOLE KV Pharm CONV BOND 482740AC1 1226.33 5000 PRN SOLE SOLE CERADYNE CONV BOND 156710aa3 1722401 1755000 PRN SOLE SOLE Trinity CONV BOND 896522AF6 2426776 2655000 PRN SOLE SOLE Eagle Rock LP WARRANT 26985r120 27057.2 7820 SH SOLE SOLE Primus Tele WARRANT 741929129 28721.85 9417 SH SOLE SOLE Primus Tele WARRANT 741929137 16950.6 9417 SH SOLE SOLE Primus Tele WARRANT 741929145 4802.67 9417 SH SOLE SOLE Xerium WARRANT 98416j126 9493.25 6329 SH SOLE SOLE