0001411784-11-000008.txt : 20111114
0001411784-11-000008.hdr.sgml : 20111111
20111114152244
ACCESSION NUMBER: 0001411784-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 111201788
BUSINESS ADDRESS:
STREET 1: 15 WEST 6TH STREET, SUITE 2401
CITY: TULSA
STATE: OK
ZIP: 74119
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 15 WEST 6TH STREET, SUITE 2401
CITY: TULSA
STATE: OK
ZIP: 74119
13F-HR
1
informationtable3q11.txt
HOLDINGS REPORT
NAMEOFISSUER TITLEOFCLASS CUSIP VALUE AMOUNT SH/PRN DISCRET OTRMGRS VOTAUTH
AMBAC PREF STK 023138407 62500 20 SH SOLE SOLE
Doral Fin PREF STK 25811p407 7500 1000 SH SOLE SOLE
Doral Fin PREF STK 25811p209 24000 1500 SH SOLE SOLE
Janus Cap CONV BOND 47102XAG0 1462050 1500000 PRN SOLE SOLE
Interpublic CONV BOND 460690BA7 70687.4 70000 PRN SOLE SOLE
Bristol-Myers CONV BOND 110122AN8 793003.3 823000 PRN SOLE SOLE
Jefferies CONV BOND 472319AG7 1076249 1177000 PRN SOLE SOLE
1st Const Ban CMN STK 31986n102 24852.67 3671 SH SOLE SOLE
ALTRIA CMN STK 02209s103 70858.83 2643 SH SOLE SOLE
AMER PAC CMN STK 028740108 1065547 145368 SH SOLE SOLE
AT&T CMN STK 00206r102 583718.8 20467 SH SOLE SOLE
Aircastle CMN STK g0129k104 1379153 144869 SH SOLE SOLE
Alcoa CMN STK 022249106 122161.1 12765 SH SOLE SOLE
Alliance GP CMN STK 01861g100 6144875 139688 SH SOLE SOLE
Alliance Res LP CMN STK 01877r108 155705 2375 SH SOLE SOLE
Amern Express CMN STK 025816109 631877.7 14073 SH SOLE SOLE
Ameriserv CMN STK 03074a102 120642.4 63496 SH SOLE SOLE
Ark Best CMN STK 040790107 547032.8 33872 SH SOLE SOLE
BCSB Banc CMN STK 055367106 42758.25 3639 SH SOLE SOLE
BNC Banc CMN STK 05566t101 84696.04 12529 SH SOLE SOLE
Bk of Amer CMN STK 060505104 729748.8 119240 SH SOLE SOLE
Banner Corp CMN STK 06652v109 53270.33 4165 SH SOLE SOLE
Beacon Fed CMN STK 073582108 94749.2 7124 SH SOLE SOLE
Boardwalk LP CMN STK 096627104 214606.8 8370 SH SOLE SOLE
Boeing CMN STK 097023105 917331.6 15160 SH SOLE SOLE
Callon Pet CMN STK 13123x102 5808.87 1501 SH SOLE SOLE
Capital Bk CMN STK 139793103 28208.96 13562 SH SOLE SOLE
Capital Prod LP CMN STK mhy110821 12141 1900 SH SOLE SOLE
Caterpillar CMN STK 149123101 1086482 14714 SH SOLE SOLE
Cathay Gen CMN STK 149150104 45076.18 3961 SH SOLE SOLE
Centerstate Bks CMN STK 15201p109 86295 16500 SH SOLE SOLE
Charm Shoppes CMN STK 161133103 10790 4150 SH SOLE SOLE
Chesapeake LP CMN STK 16524k108 107360 4000 SH SOLE SOLE
Chevron CMN STK 166764100 1565619 16909 SH SOLE SOLE
Choiceone Fin CMN STK 170386106 6865.92 576 SH SOLE SOLE
Cisco CMN STK 17275r102 224936 14512 SH SOLE SOLE
Citizens So Bk CMN STK 176682102 37578.25 9055 SH SOLE SOLE
Coca Cola CMN STK 191216100 1120077 16579 SH SOLE SOLE
Cooper Tire CMN STK 216831107 557911.7 51232 SH SOLE SOLE
Copano LP CMN STK 217202100 1855643 62249 SH SOLE SOLE
Crestwood Mid LP CMN STK 226372100 426360.4 16577 SH SOLE SOLE
Crosstex Inc CMN STK 22765y104 1596249 118416 SH SOLE SOLE
Crosstex LP CMN STK 22765u102 2736638 168720 SH SOLE SOLE
DCB Fin CMN STK 233075100 12000 4000 SH SOLE SOLE
DCP Mid LP CMN STK 23311p100 151075.5 3775 SH SOLE SOLE
Daktronics CMN STK 234264109 643010.9 74943 SH SOLE SOLE
Diamonds CMN STK 78467x109 2267807 20819 SH SOLE SOLE
Disney CMN STK 254687106 427789.5 14184 SH SOLE SOLE
Doral Fin CMN STK 25811p886 3270 3000 SH SOLE SOLE
Du Pont CMN STK 263534109 560939 14034 SH SOLE SOLE
Eagle Rock LP CMN STK 26985r104 9810780 1010379 SH SOLE SOLE
East Virg Bks CMN STK 277196101 36960 15400 SH SOLE SOLE
El Paso LP CMN STK 283702108 3733040 105245 SH SOLE SOLE
Encore Bks CMN STK 29255v201 48684.22 4567 SH SOLE SOLE
Energy Tran Eq CMN STK 29273v100 1785105 51326 SH SOLE SOLE
Energy Tran Part CMN STK 29273R109 532064 12974 SH SOLE SOLE
Enterprise Prod CMN STK 293792107 633807.9 15786 SH SOLE SOLE
Exterran LP CMN STK 30225n105 2085929 95161 SH SOLE SOLE
Exxon Mobil CMN STK 302290101 1440398 19832 SH SOLE SOLE
FEDL AGRIC MTG CRP CMN STK 313148306 7612 400 SH SOLE SOLE
FIRSTPLUS FIN CMN STK 33763b103 30.25 1100 SH SOLE SOLE
Fifth Third CMN STK 316773100 13534 1340 SH SOLE SOLE
First Cal Fin CMN STK 319395109 34956.6 11600 SH SOLE SOLE
Fst Commonwealth CMN STK 319829107 46002.1 12433 SH SOLE SOLE
First Fin Hldg CMN STK 320239106 25315.13 6313 SH SOLE SOLE
Fst Merchants CMN STK 320817109 89112 12640 SH SOLE SOLE
First Sec Gr TN CMN STK 336312103 11130.84 5300 SH SOLE SOLE
Firstbank MI CMN STK 33761g104 102803.4 20895 SH SOLE SOLE
Ford CMN STK 345370860 36385.54 3763 SH SOLE SOLE
Freightcar CMN STK 357023100 432689.1 30027 SH SOLE SOLE
Genco Ship CMN STK y2685t107 407324.2 52154 SH SOLE SOLE
GE CMN STK 369604103 512150.7 33650 SH SOLE SOLE
Genesis LP CMN STK 371927104 4244134 175305 SH SOLE SOLE
HF Fin CMN STK 404172108 57389.48 6832 SH SOLE SOLE
Hawaiian Hldg CMN STK 419879101 880584.7 209165 SH SOLE SOLE
Hewlett-Packard CMN STK 428236103 352936.5 15721 SH SOLE SOLE
Holly Energy LP CMN STK 435763107 3146192 63960 SH SOLE SOLE
Home Depot CMN STK 437076102 516322 15708 SH SOLE SOLE
Hopfed Banc CMN STK 439734104 48412.77 8449 SH SOLE SOLE
I-Shares TIP CMN STK 464287176 275230.4 2408 SH SOLE SOLE
MSCI EmergMkt CMN STK 464287234 267248.4 7615 SH SOLE SOLE
Imp Sugar CMN STK 453096208 313293.7 48648 SH SOLE SOLE
Intel CMN STK 458140100 377224.1 17681 SH SOLE SOLE
IBM CMN STK 459200101 2540336 14527 SH SOLE SOLE
Intl Paper CMN STK 460146103 79863.75 3435 SH SOLE SOLE
Intervest Bk CMN STK 460927106 51080.8 19060 SH SOLE SOLE
Iridium CMN STK 46269c102 667622.2 107681 SH SOLE SOLE
JP Morgan CMN STK 616880100 535825.7 17790 SH SOLE SOLE
Jefferson Bks CMN STK 472375104 37775.67 14043 SH SOLE SOLE
J&J CMN STK 478160104 1139496 17891 SH SOLE SOLE
KRAFT CMN STK 50075n104 491846.3 14647 SH SOLE SOLE
Kaiser Alum CMN STK 483007704 888788.2 20072 SH SOLE SOLE
Kimball Int CMN STK 494274103 538750.4 110854 SH SOLE SOLE
Kinder Morg LP CMN STK 494550106 816799.1 11945 SH SOLE SOLE
Kinder Morg Inc CMN STK 49455p101 1294.5 50 SH SOLE SOLE
Kinder Morg Mgmt CMN STK 49455u100 397219.5 6768 SH SOLE SOLE
MICROSOFT CMN STK 594918104 480462.2 19303 SH SOLE SOLE
Magellan LP CMN STK 559080106 5342742 88456 SH SOLE SOLE
Mainsource Fin CMN STK 56062y102 84322.4 9670 SH SOLE SOLE
Markwest LP CMN STK 570759100 13348039 290491 SH SOLE SOLE
Martin Mid LP CMN STK 573331105 4188773 128925 SH SOLE SOLE
McDonalds CMN STK 580135101 1449381 16504 SH SOLE SOLE
Merck CMN STK 589331107 565873.5 17305 SH SOLE SOLE
Midwst One Fin CMN STK 598511103 88391.76 6164 SH SOLE SOLE
MMM CMN STK 604059105 1047312 14589 SH SOLE SOLE
Mutualfirst Fin CMN STK 62845b104 102000.8 14740 SH SOLE SOLE
NGL Energy LP CMN STK 62913m107 6864284 319269 SH SOLE SOLE
NV Energy CMN STK 67073y106 827904 56282 SH SOLE SOLE
Navios LP CMN STK y62267102 7760856 583523 SH SOLE SOLE
NustarLP CMN STK 67058h102 3313350 63377 SH SOLE SOLE
OM Group CMN STK 670872100 627279.4 24154 SH SOLE SOLE
ONEOK LP CMN STK 68268n103 1684474 36132 SH SOLE SOLE
Olin Corp CMN STK 680665205 961986.1 53414 SH SOLE SOLE
PFIZER CMN STK 717081103 364614.6 20623 SH SOLE SOLE
PHILIP MO INTL CMN STK 718172109 66746.6 1070 SH SOLE SOLE
PIONEER DRIL CMN STK 723655106 7539 1050 SH SOLE SOLE
PRG Schultz CMN STK 69357c503 227688.1 48239 SH SOLE SOLE
Pac Premier Bnc CMN STK 69478x105 29175.5 4945 SH SOLE SOLE
Parke Banc CMN STK 700885106 57178.79 8076 SH SOLE SOLE
Penn Virg LP CMN STK 707884102 8531292 364741 SH SOLE SOLE
Peoples Banc CMN STK 709789101 64020 5820 SH SOLE SOLE
Petro Bras CMN STK 71654v408 11225 500 SH SOLE SOLE
Plains AllAm LP CMN STK 726503105 486207 8252 SH SOLE SOLE
Powell Ind CMN STK 739128106 579262.9 18704 SH SOLE SOLE
Prem Fin Banc CMN STK 74050m105 68605 13804 SH SOLE SOLE
Primus Tele CMN STK 741929301 496442.3 46702 SH SOLE SOLE
Private Banc CMN STK 742962103 22620.16 3008 SH SOLE SOLE
Proctor & Gamble CMN STK 742718109 1041017 16477 SH SOLE SOLE
QCR Holdings CMN STK 74727a104 149759.2 17076 SH SOLE SOLE
RAIT Financial CMN STK 749227104 10983.6 3240 SH SOLE SOLE
Rurban Fin CMN STK 78176p108 59823.9 22157 SH SOLE SOLE
S&P 600 Small CMN STK 78464a300 532345.1 9377 SH SOLE SOLE
SWS Group CMN STK 78503n107 99428 21200 SH SOLE SOLE
Sonic Corp CMN STK 835451105 590239 83485 SH SOLE SOLE
Sthwst Banc OK CMN STK 844767103 354648 84040 SH SOLE SOLE
Spartan Motor CMN STK 846819100 599151 145073 SH SOLE SOLE
St Paul Trav CMN STK 792860108 662289 13591 SH SOLE SOLE
Star Gas LP CMN STK 85512c105 2573137 525130 SH SOLE SOLE
Sun Banc CMN STK 86663b102 74412 28080 SH SOLE SOLE
Suntrust CMN STK 867914103 35630.75 1985 SH SOLE SOLE
Super Value CMN STK 868536103 764528 114794 SH SOLE SOLE
Superior Inds CMN STK 868168105 665025 43044 SH SOLE SOLE
Susquehanna Bks CMN STK 869099101 612709 112218 SH SOLE SOLE
TOREADOR RES CMN STK 891050106 48014.8 15640 SH SOLE SOLE
Targa Res LP CMN STK 87611x105 5994024 182300 SH SOLE SOLE
Targa Res Corp CMN STK 87612g101 38675 1300 SH SOLE SOLE
Teekay LNG CMN STK y8564m105 4186325 134522 SH SOLE SOLE
Teekay Offsh CMN STK y8565j101 6897320 280607 SH SOLE SOLE
Tenn Comm Banc CMN STK 88043p108 9200 10000 SH SOLE SOLE
Tesoro Logis CMN STK 88160T107 5387369 226170 SH SOLE SOLE
Tower Banc CMN STK 891709107 62128.98 2967 SH SOLE SOLE
Transmontaigne CMN STK 89376v100 2354956 71514 SH SOLE SOLE
US Concrete CMN STK 90333l201 182487.5 43762 SH SOLE SOLE
UNIVERSAL CORP CMN STK 913456109 462385 12894 SH SOLE SOLE
Umpqua Hold CMN STK 904214103 71770.35 8165 SH SOLE SOLE
United Banc CMN STK 90944l103 17370 8685 SH SOLE SOLE
Utd Bnshr OH CMN STK 909458101 78342.39 9099 SH SOLE SOLE
Utd Comm Bks GA CMN STK 90984p105 101752 11985 SH SOLE SOLE
Utd Comm Fin CMN STK 909839102 72949.95 54037 SH SOLE SOLE
Utd Cont Hold CMN STK 910047109 704647 36360 SH SOLE SOLE
Utd Rentals CMN STK 911363109 70559.6 4190 SH SOLE SOLE
Utd Tech CMN STK 913017109 1043087 14825 SH SOLE SOLE
Utd West Banc CMN STK 913201109 8153 74121 SH SOLE SOLE
Verizon CMN STK 92343v104 653678.4 17763 SH SOLE SOLE
Wal-Mart CMN STK 931142103 871452.9 16791 SH SOLE SOLE
Webco Ind CMN STK 947621207 11000 100 SH SOLE SOLE
Wesbanco CMN STK 950810101 83624.61 4831 SH SOLE SOLE
Williams Co CMN STK 969457100 7894460 324341 SH SOLE SOLE
WilliamsLP CMN STK 96950f104 471888 8700 SH SOLE SOLE
Winn Dixie CMN STK 974280307 724850.7 122441 SH SOLE SOLE
Xerium Tech CMN STK 98416j100 163455 15612 SH SOLE SOLE
Zions Banc CMN STK 989701107 32538.88 2311 SH SOLE SOLE
iShares US Fin CMN STK 464287788 241126.3 5464 SH SOLE SOLE
AES TR CONV PREF 00808n202 1758276 35832 SH SOLE SOLE
Bk of Amer CONV PREF 060505682 1021275 1335 SH SOLE SOLE
LUCENT TECH CONV PREF 549462307 602250 730 SH SOLE SOLE
Omnicare Tr CONV PREF 68214q200 1263348 33246 SH SOLE SOLE
PetroQuest CONV PREF 716748207 1835246 49150 SH SOLE SOLE
Sandridge CONV PREF 80007p604 4089150 34950 SH SOLE SOLE
Utd RENTALS CONV PREF 91136h306 3348640 83716 SH SOLE SOLE
TREX CONV BOND 89531paa3 5146 5000 PRN SOLE SOLE
Cubist CONV BOND 229678AC1 1749914 1393000 PRN SOLE SOLE
Charming CONV BOND 161133AE3 2453912 2855000 PRN SOLE SOLE
USEC CONV BOND 90333EAC2 1762288 3344000 PRN SOLE SOLE
Knight Cap CONV BOND 499005AE6 1858850 2000000 PRN SOLE SOLE
Genco Ship CONV BOND 36869MAA3 1940331 2685000 PRN SOLE SOLE
Dendreon CONV BOND 24823QAC1 2534641 3500000 PRN SOLE SOLE
Hawaiian Hldg CONV BOND 419879AD3 1090208 1250000 PRN SOLE SOLE
East Kodak CONV BOND 277461BJ7 842727.8 3335000 PRN SOLE SOLE
Interpublic CONV BOND 460690BA7 939132.6 930000 PRN SOLE SOLE
Global Ind CONV BOND 379336AE0 3865240 3962000 PRN SOLE SOLE
COEUR D ALENE CONV BOND 192108ar9 1455484 1476000 PRN SOLE SOLE
Stillwtr MNG CONV BOND 86074qaf9 1468409 1586000 PRN SOLE SOLE
RAIT Fin CONV BOND 749227AA2 2406590 3607000 PRN SOLE SOLE
KV Pharm CONV BOND 482740AC1 1226.33 5000 PRN SOLE SOLE
CERADYNE CONV BOND 156710aa3 1722401 1755000 PRN SOLE SOLE
Trinity CONV BOND 896522AF6 2426776 2655000 PRN SOLE SOLE
Eagle Rock LP WARRANT 26985r120 27057.2 7820 SH SOLE SOLE
Primus Tele WARRANT 741929129 28721.85 9417 SH SOLE SOLE
Primus Tele WARRANT 741929137 16950.6 9417 SH SOLE SOLE
Primus Tele WARRANT 741929145 4802.67 9417 SH SOLE SOLE
Xerium WARRANT 98416j126 9493.25 6329 SH SOLE SOLE