-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bk2hglgwQJ3VRlLoqdf/L0sRt+qOwBVJyh8B9fTg4Ay9ctlxjyBYdTeqtFQDzbpL XQ2eNK77zOWvhKFmonu4fA== 0001411784-10-000010.txt : 20101112 0001411784-10-000010.hdr.sgml : 20101111 20101112142509 ACCESSION NUMBER: 0001411784-10-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 101185522 BUSINESS ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 15 WEST 6TH STREET, SUITE 2401 CITY: TULSA STATE: OK ZIP: 74119 13F-HR 1 informationtable3q10.txt HOLDINGS REPORT NAMEOFISSUER TITLEOFCLASS CUSIP VALUE AMOUNT SH/PRN DISCRET OTRMGRS VOTAUTH Citigroup Cap PREF STK 5,730 250 SH SOLE SOLE Doral Fin Corp PREF STK 25811p407 7,000 1000 SH SOLE SOLE Doral Fin Corp PREF STK 25811p209 19,875 1500 SH SOLE SOLE Amgen CONV BOND 031162AN0 428,837 430000 PRN SOLE SOLE Medtronic CONV BOND 585055AL0 681,238 680000 PRN SOLE SOLE Bristol-Myers CONV BOND 110122AN8 772,012 813000 PRN SOLE SOLE Jefferies Gr CONV BOND 472319AG7 994,087 987000 PRN SOLE SOLE 1st Const Banc CMN STK 31986n102 28,063 3777 SH SOLE SOLE ALTRIA GR CMN STK 02209s103 60,314 2511 SH SOLE SOLE AMER PACIF CMN STK 028740108 698,988 158142 SH SOLE SOLE AT&T CMN STK 00206r102 505,476 17674 SH SOLE SOLE Air Trans Svcs CMN STK 00922r105 10,962 1800 SH SOLE SOLE Aircastle CMN STK g0129k104 568,423 67031 SH SOLE SOLE Airtran CMN STK 00949p108 20,580 2800 SH SOLE SOLE Alcoa CMN STK 022249106 137,557 11359 SH SOLE SOLE Alliance Hold GP CMN STK 01861g100 7,190,855 165879 SH SOLE SOLE Alliance One Int CMN STK 018772103 10,790 2600 SH SOLE SOLE Alliance Res Part CMN STK 01877r108 290,242 4975 SH SOLE SOLE American Exp CMN STK 025816109 534,285 12712 SH SOLE SOLE Ameriserv Fin CMN STK 03074a102 58,360 34946 SH SOLE SOLE Ark Best CMN STK 040790107 738,215 30467 SH SOLE SOLE BCSB Banc CMN STK 055367106 32,576 3429 SH SOLE SOLE BNC Banc CMN STK 05566t101 75,797 7664 SH SOLE SOLE Bank of Amer CMN STK 060505104 174,054 13284 SH SOLE SOLE Banner Corp CMN STK 06652v109 11,448 5300 SH SOLE SOLE Beacon Fed CMN STK 073582108 57,394 5649 SH SOLE SOLE Boardwalk Pipe CMN STK 096627104 2,916,004 89311 SH SOLE SOLE Boeing CMN STK 097023105 843,993 12684 SH SOLE SOLE Callon Pet CMN STK 13123x102 7,677 1551 SH SOLE SOLE Capital Bank CMN STK 139793103 18,413 11092 SH SOLE SOLE Capital Prod Part CMN STK mhy110821 5,789 700 SH SOLE SOLE Caterpillar CMN STK 149123101 1,024,256 13018 SH SOLE SOLE Cathay Gen CMN STK 149150104 42,994 3616 SH SOLE SOLE Cheniere En CMN STK 16411q101 3,106,633 166308 SH SOLE SOLE Chesapeake Part CMN STK 16524k108 306,009 12100 SH SOLE SOLE Chevron CMN STK 166764100 1,124,082 13869 SH SOLE SOLE Choiceone Fin CMN STK 170386106 6,624 576 SH SOLE SOLE Cisco CMN STK 17275r102 263,895 12050 SH SOLE SOLE Citigroup CMN STK 172967101 16,475 4214 SH SOLE SOLE Citizens So Bank CMN STK 176682102 34,990 6998 SH SOLE SOLE Coca Cola CMN STK 191216100 839,118 14339 SH SOLE SOLE Cooper Tire CMN STK 216831107 836,504 42614 SH SOLE SOLE Copano LP CMN STK 217202100 4,547,834 166222 SH SOLE SOLE Crosstex Inc CMN STK 22765y104 875,708 110849 SH SOLE SOLE Crosstex LP CMN STK 22765u102 68,589 5405 SH SOLE SOLE DCB Finan CMN STK 233075100 16,406 4375 SH SOLE SOLE Daktronics CMN STK 234264109 670,775 68307 SH SOLE SOLE Diamonds CMN STK 252787106 2,476,403 22949 SH SOLE SOLE Disney CMN STK 254687106 421,959 12748 SH SOLE SOLE Doral Fin CMN STK 25811p886 4,980 3000 SH SOLE SOLE Du Pont CMN STK 263534109 535,038 11991 SH SOLE SOLE Eagle Rock Part CMN STK 26985r104 6,110,974 1E+06 SH SOLE SOLE East Virg Bank CMN STK 277196101 24,758 6783 SH SOLE SOLE El Paso Pipe CMN STK 283702108 320,700 10000 SH SOLE SOLE Encore Bank CMN STK 29255v201 26,869 3737 SH SOLE SOLE Energy TransEq CMN STK 29273v100 11,857,576 319439 SH SOLE SOLE Energy Trans Part CMN STK 29273R109 963,536 10007 SH SOLE SOLE Enterprise Prod CMN STK 293792107 559,188 14096 SH SOLE SOLE Exterran LP CMN STK 30225n105 2,121,909 97157 SH SOLE SOLE Exxon CMN STK 302290101 1,221,870 19775 SH SOLE SOLE FEDL AGRIC MTG CMN STK 313148306 4,328 400 SH SOLE SOLE FIRSTPLUS FIN CMN STK 33763b103 20 1100 SH SOLE SOLE Fifth Third Banc CMN STK 316773100 8,421 700 SH SOLE SOLE Fst Comnwlth Fin CMN STK 319829107 30,918 5673 SH SOLE SOLE First Fin Hold CMN STK 320239106 29,610 2658 SH SOLE SOLE Fst Merchants CMN STK 320817109 49,900 6540 SH SOLE SOLE Fst Sec Gr CMN STK 336312103 32,524 29039 SH SOLE SOLE Fstbank Alma CMN STK 33761g104 64,032 13800 SH SOLE SOLE Ford CMN STK 345370860 14,232 1163 SH SOLE SOLE Freightcar CMN STK 357023100 660,264 26840 SH SOLE SOLE Genco Ship CMN STK y2685t107 779,187 48883 SH SOLE SOLE GE CMN STK 369604103 450,095 27698 SH SOLE SOLE Genesis LP CMN STK 371927104 4,035,820 171591 SH SOLE SOLE HF Finan CMN STK 404172108 54,307 5182 SH SOLE SOLE Hawaiian Hold CMN STK 419879101 1,124,239 187686 SH SOLE SOLE HP CMN STK 428236103 596,763 14185 SH SOLE SOLE Holly Part CMN STK 435763107 3,356,209 65487 SH SOLE SOLE Home Depot CMN STK 437076102 427,743 13502 SH SOLE SOLE Hopfed Banc CMN STK 439734104 43,766 4820 SH SOLE SOLE Imp Sugar Co CMN STK 453096208 532,559 40716 SH SOLE SOLE Inergy LP CMN STK 456615103 7,930 200 SH SOLE SOLE Intel CMN STK 458140100 298,963 15571 SH SOLE SOLE IBM CMN STK 459200101 1,716,187 12794 SH SOLE SOLE Int Paper CMN STK 460146103 60,813 2796 SH SOLE SOLE Iridium Comm CMN STK 46269c102 794,254 93004 SH SOLE SOLE JP Morgan CMN STK 616880100 641,092 16844 SH SOLE SOLE Jackson Hewitt CMN STK 468202106 59,816 65017 SH SOLE SOLE Jeff Banc CMN STK 472375104 27,886 8083 SH SOLE SOLE JNJ CMN STK 478160104 925,634 14939 SH SOLE SOLE K SEA Trans CMN STK 48268y101 836,245 204461 SH SOLE SOLE KRAFT CMN STK 50075n104 387,910 12570 SH SOLE SOLE Kaiser Alum CMN STK 483007704 814,080 19025 SH SOLE SOLE Kimball Int CMN STK 494274103 603,947 103593 SH SOLE SOLE Kinder Mrg Part CMN STK 494550106 481,213 7025 SH SOLE SOLE Kinder Mrg Mgmt CMN STK 49455u100 612,609 10168 SH SOLE SOLE Level 3 Comm CMN STK 52729n100 33,952 36223 SH SOLE SOLE MICROSOFT CMN STK 594918104 390,550 15947 SH SOLE SOLE MVC CAP CMN STK 553829102 647,379 49914 SH SOLE SOLE Magellan Midst CMN STK 559080106 8,533,188 165854 SH SOLE SOLE Mainsource Fin CMN STK 56062y102 38,200 5000 SH SOLE SOLE Markwest Part CMN STK 570759100 14,787,079 411667 SH SOLE SOLE Martin Mid Part CMN STK 573331105 3,385,250 103683 SH SOLE SOLE McDonalds CMN STK 580135101 1,103,866 14815 SH SOLE SOLE Merck CMN STK 589331107 566,432 15388 SH SOLE SOLE Midwest One Fin CMN STK 598511103 61,924 4224 SH SOLE SOLE MMM CMN STK 604059105 1,138,214 13127 SH SOLE SOLE Mutualfirst Fin CMN STK 62845b104 88,973 11570 SH SOLE SOLE NOBEL LEARN CMN STK 654889104 5,528 800 SH SOLE SOLE NV Energy CMN STK 67073y106 735,059 55898 SH SOLE SOLE Natural Res Part CMN STK 63900p103 234,995 8775 SH SOLE SOLE Navios Part CMN STK y62267102 8,627,623 464350 SH SOLE SOLE Nustar LP CMN STK 67058h102 4,077,020 66046 SH SOLE SOLE OM Group CMN STK 670872100 636,978 21148 SH SOLE SOLE ONEOK LP CMN STK 68268n103 1,356,801 18110 SH SOLE SOLE Olin Corp CMN STK 680665205 1,040,901 51632 SH SOLE SOLE PFIZER CMN STK 717081103 310,382 18077 SH SOLE SOLE PHILIP MO INTL CMN STK 718172109 57,084 1019 SH SOLE SOLE PIONEER DRILL CMN STK 723655106 7,337 1150 SH SOLE SOLE PRG Schultz Intl CMN STK 69357c503 764,203 134780 SH SOLE SOLE Pacific Premier CMN STK 69478x105 10,235 2300 SH SOLE SOLE Parke Banc CMN STK 700885106 35,630 3981 SH SOLE SOLE Penn Virg GP CMN STK 70788p105 8,601,852 376284 SH SOLE SOLE Peoples Banc CMN STK 709789101 29,193 2360 SH SOLE SOLE Plains All Amer CMN STK 726503105 657,158 10446 SH SOLE SOLE Powell Ind CMN STK 739128106 449,653 14449 SH SOLE SOLE Premier Finan CMN STK 74050m105 51,992 8454 SH SOLE SOLE Primus Tele CMN STK 741929301 333,919 46702 SH SOLE SOLE Private Banc CMN STK 742962103 28,167 2473 SH SOLE SOLE P & G CMN STK 742718109 870,764 14520 SH SOLE SOLE QCR Holdings CMN STK 74727a104 72,096 7984 SH SOLE SOLE Quicksilver LP CMN STK 74839g106 3,497,988 143067 SH SOLE SOLE Rurban Fin CMN STK 78176p108 26,178 8232 SH SOLE SOLE SEACO CMN STK g79441104 601,290 1E+06 SH SOLE SOLE Sandridge En CMN STK 61,344 10800 SH SOLE SOLE Southwest Banc CMN STK 844767103 852,064 65695 SH SOLE SOLE Spartan Motors CMN STK 846819100 623,180 134306 SH SOLE SOLE St Paul Travelers CMN STK 792860108 586,854 11264 SH SOLE SOLE Sun Bancorp CMN STK 86663b102 99,119 19435 SH SOLE SOLE Superior Inds CMN STK 868168105 698,370 40415 SH SOLE SOLE Susq Banc CMN STK 869099101 763,187 90425 SH SOLE SOLE TOREADOR RES CMN STK 891050106 118,117 10565 SH SOLE SOLE Teekay LNG CMN STK y8564m105 4,339,241 136540 SH SOLE SOLE Teekay Off Part CMN STK y8565j101 6,015,220 259949 SH SOLE SOLE Transmontaigne CMN STK 89376v100 2,458,052 71559 SH SOLE SOLE U.S. Concrete CMN STK 90333l201 519,893 43762 SH SOLE SOLE UAL Corp CMN STK 902549807 14,598 617 SH SOLE SOLE UNIVERSAL CMN STK 913456109 446,122 11128 SH SOLE SOLE Umpqua Hold CMN STK 904214103 52,674 4645 SH SOLE SOLE Untd Banc Ohio CMN STK 909458101 51,021 5669 SH SOLE SOLE Untd Comm GA CMN STK 90984p105 27,857 12436 SH SOLE SOLE Untd Comm Fin CMN STK 909839102 30,214 22717 SH SOLE SOLE United Rentals CMN STK 911363109 84,440 5690 SH SOLE SOLE United Tech CMN STK 913017109 935,535 13134 SH SOLE SOLE Untd West Banc CMN STK 913201109 4,848 12121 SH SOLE SOLE Verizon Comm CMN STK 92343v104 500,094 15345 SH SOLE SOLE Wal-Mart CMN STK 931142103 812,639 15184 SH SOLE SOLE Wesbanco CMN STK 950810101 63,497 3886 SH SOLE SOLE Winn Dixie CMN STK 974280307 830,190 116436 SH SOLE SOLE Xerium Tech CMN STK 98416j100 150,855 11446 SH SOLE SOLE YRC World CMN STK 984249102 935,320 4E+06 SH SOLE SOLE Zions Banc CMN STK 989701107 40,178 1881 SH SOLE SOLE AES TR CONV PREF 00808n202 1,970,858 40403 SH SOLE SOLE Bank of Amer CONV PREF 060505682 438,864 446 SH SOLE SOLE FORD MTR CAP CONV PREF 345395206 3,160,479 65967 SH SOLE SOLE LUCENT TECH CONV PREF 549462307 447,930 553 SH SOLE SOLE Omnicare Cap CONV PREF 68214q200 1,213,309 32801 SH SOLE SOLE UNTD RENTALS CONV PREF 91136h306 2,633,928 79816 SH SOLE SOLE LIFETIME BR CONV BOND 53222qab9 2,932,854 3E+06 PRN SOLE SOLE AMERICREDIT CONV BOND 03060rap6 34,836 35000 PRN SOLE SOLE Level 3 Comm CONV BOND 52729NBF6 1,000,000 1E+06 PRN SOLE SOLE TREX INC CONV BOND 89531paa3 3,659,047 3E+06 PRN SOLE SOLE Cubist Pharm CONV BOND 229678AC1 1,519,293 1E+06 PRN SOLE SOLE Charming Shop CONV BOND 161133AE3 2,067,800 3E+06 PRN SOLE SOLE UAL Corp CONV BOND 902549AE4 729,575 725137 PRN SOLE SOLE CONTL AIRLS CONV BOND 210795pj3 947,794 747000 PRN SOLE SOLE AIRTRAN CONV BOND 00949pab4 1,728,692 2E+06 PRN SOLE SOLE UNTD RENTALS CONV BOND 911365ah7 219,725 220000 PRN SOLE SOLE TOREADOR RES CONV BOND 891050ab2 2,445,777 2E+06 PRN SOLE SOLE ST MARY LD CONV BOND 792228ad0 871,364 835000 PRN SOLE SOLE Global Ind CONV BOND 379336AE0 2,571,262 4E+06 PRN SOLE SOLE COEUR D ALENE CONV BOND 192108ar9 1,399,229 1E+06 PRN SOLE SOLE STILLWATER MNG CONV BOND 86074qaf9 1,671,057 2E+06 PRN SOLE SOLE KV Pharma CONV BOND 482740AC1 1,472,611 2E+06 PRN SOLE SOLE CERADYNE CONV BOND 156710aa3 1,722,354 2E+06 PRN SOLE SOLE Trinity Ind CONV BOND 896522AF6 2,377,022 3E+06 PRN SOLE SOLE AFFYMETRIX CONV BOND 00826tag3 1,594,524 2E+06 PRN SOLE SOLE Eagle Rock LP WARRANT 230,167 219207 SH SOLE SOLE Primus Tele WARRANT 741929129 7,534 9417 SH SOLE SOLE Primus Tele WARRANT 741929137 6,592 9417 SH SOLE SOLE Primus Tele WARRANT 741929145 1,224 9417 SH SOLE SOLE Xerium WARRANT 98416j126 9,914 6609 SH SOLE SOLE -----END PRIVACY-ENHANCED MESSAGE-----