0001415889-16-004782.txt : 20160216 0001415889-16-004782.hdr.sgml : 20160215 20160216160510 ACCESSION NUMBER: 0001415889-16-004782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160212 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VistaGen Therapeutics, Inc. CENTRAL INDEX KEY: 0001411685 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205093315 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 343 ALLERTON AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-244-9990 MAIL ADDRESS: STREET 1: 343 ALLERTON AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: Excaliber Enterprises, Ltd. DATE OF NAME CHANGE: 20070906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Shawn CENTRAL INDEX KEY: 0001412071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54014 FILM NUMBER: 161427966 MAIL ADDRESS: STREET 1: C/O SONTRA MEDICAL CORPORATION STREET 2: 10 FORGE PARKWAY CITY: FRANKLIN STATE: MA ZIP: 02038 4 1 form4-02162016_040201.xml X0306 4 2016-02-12 0001411685 VistaGen Therapeutics, Inc. VSTA 0001412071 Singh Shawn C/O VISTAGEN THERAPEUTICS, INC. 343 ALLERTON AVENUE SOUTH SAN FRANCISCO CA 94080 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2016-02-12 4 A 0 5625 0 A 26234 I By Trust Warrant 10 2016-02-12 4 D 0 2500 0 D 2012-02-06 2017-12-06 Common Stock 2500 0 I By Trust Warrant 20 2016-02-12 4 D 0 5000 0 D 2012-02-06 2017-12-06 Common Stock 5000 0 I By Trust Warrants for aggregate 7,500 shares surrendered and canceled in exchange for unregistered shares of Issuer common stock at a ratio of 0.75 x warrant shares to be exchanged. Number of shares and price have been adjusted to reflect the 20:1 reverse split of the Company's Common Stock on August 14, 2014. Held by The 1997 Singh Family Trust U/R/D 5/29/97. /s/ Jerrold D. Dotson, Attorney-in-Fact 2016-02-16