0001415889-16-004782.txt : 20160216
0001415889-16-004782.hdr.sgml : 20160215
20160216160510
ACCESSION NUMBER: 0001415889-16-004782
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160212
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VistaGen Therapeutics, Inc.
CENTRAL INDEX KEY: 0001411685
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205093315
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 343 ALLERTON AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-244-9990
MAIL ADDRESS:
STREET 1: 343 ALLERTON AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
FORMER COMPANY:
FORMER CONFORMED NAME: Excaliber Enterprises, Ltd.
DATE OF NAME CHANGE: 20070906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singh Shawn
CENTRAL INDEX KEY: 0001412071
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54014
FILM NUMBER: 161427966
MAIL ADDRESS:
STREET 1: C/O SONTRA MEDICAL CORPORATION
STREET 2: 10 FORGE PARKWAY
CITY: FRANKLIN
STATE: MA
ZIP: 02038
4
1
form4-02162016_040201.xml
X0306
4
2016-02-12
0001411685
VistaGen Therapeutics, Inc.
VSTA
0001412071
Singh Shawn
C/O VISTAGEN THERAPEUTICS, INC.
343 ALLERTON AVENUE
SOUTH SAN FRANCISCO
CA
94080
true
true
false
false
CHIEF EXECUTIVE OFFICER
Common Stock
2016-02-12
4
A
0
5625
0
A
26234
I
By Trust
Warrant
10
2016-02-12
4
D
0
2500
0
D
2012-02-06
2017-12-06
Common Stock
2500
0
I
By Trust
Warrant
20
2016-02-12
4
D
0
5000
0
D
2012-02-06
2017-12-06
Common Stock
5000
0
I
By Trust
Warrants for aggregate 7,500 shares surrendered and canceled in exchange for unregistered shares of Issuer common stock at a ratio of 0.75 x warrant shares to be exchanged.
Number of shares and price have been adjusted to reflect the 20:1 reverse split of the Company's Common Stock on August 14, 2014.
Held by The 1997 Singh Family Trust U/R/D 5/29/97.
/s/ Jerrold D. Dotson, Attorney-in-Fact
2016-02-16