0001411579-23-000028.txt : 20230227 0001411579-23-000028.hdr.sgml : 20230227 20230227182338 ACCESSION NUMBER: 0001411579-23-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230227 DATE AS OF CHANGE: 20230227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAVARRIA CARLA C CENTRAL INDEX KEY: 0001595385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23677268 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER NAME: FORMER CONFORMED NAME: SANDERS CARLA C DATE OF NAME CHANGE: 20131226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC. CENTRAL INDEX KEY: 0001411579 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 260303916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-213-2000 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-02-23 0 0001411579 AMC ENTERTAINMENT HOLDINGS, INC. AMC/APE 0001595385 CHAVARRIA CARLA C ONE AMC WAY 11500 ASH STREET LEAWOOD KS 66211 0 1 0 0 SVP, CHIEF HR OFFICER Class A Common Stock 2023-02-23 4 A 0 14373 0 A 184715 D Class A Common Stock 2023-02-23 4 A 0 76593 0 A 261308 D Class A Common Stock 2023-02-23 4 F 0 41894 0 D 219414 D AMC Preferred Equity Units 0 2023-02-23 4 A 0 14373 0 A Class A Common Stock 14373 186530 D AMC Preferred Equity Units 0 2023-02-23 4 A 0 76593 0 A Class A Common Stock 76593 263123 D AMC Preferred Equity Units 0 2023-02-23 4 F 0 41894 0 D Class A Common Stock 41894 221229 D Restricted Stock Units 0 2023-02-23 4 A 0 39924 0 A Class A Common Stock 39924 39924 D Restricted Stock Units 0 2023-02-23 4 A 0 71725 0 A AMC Preferred Equity Units 71725 71725 D Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. Does not include 221,229 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 78,463 Common Shares and 110,264 APEUs issuable based upon continued service and 78,466 Common Shares and 110,267 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 818,103 equity interests. Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. /s/Edwin F Gladbach, Attorney-in-Fact 2023-02-27