0001411579-23-000001.txt : 20230103 0001411579-23-000001.hdr.sgml : 20230103 20230103170453 ACCESSION NUMBER: 0001411579-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Sean D. CENTRAL INDEX KEY: 0001663623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23503088 MAIL ADDRESS: STREET 1: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC. CENTRAL INDEX KEY: 0001411579 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 260303916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-213-2000 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-12-02 0 0001411579 AMC ENTERTAINMENT HOLDINGS, INC. AMC/APE 0001663623 Goodman Sean D. 11500 ASH STREET LEAWOOD KS 66211 0 1 0 0 EVP & CFO Class A Common Stock 2022-12-02 4 M 0 33334 0 A 37754 D Class A Common Stock 2022-12-02 4 F 0 15017 0 D 22737 D Restricted Stock Units 0 2022-12-02 4 C 0 33334 0 D Class A Common Stock 33334 0 D Restricted Stock Units 0 2022-12-02 4 C 0 33334 0 D AMC Preferred Equity Units 33334 0 D AMC Preferred Equity Units 0 2022-12-02 4 M 0 33334 0 A Class A Common Stock 33334 37754 D AMC Preferred Equity Units 0 2022-12-02 4 F 0 15017 0 D Class A Common Stock 15017 22737 D Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement dated December 2, 2019 (as amended, the "Award") under the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. The final tranche of the grant vested on the third anniversary of the grant date based upon the Reporting Person's continued employment with the Issuer. Common Shares and APEUs otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in note 1. Does not include 22,737 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 221,912 Common Shares and 221,912 APEUs issuable based upon continued service and 221,915 Common Shares and 221,915 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 933,128 equity interests. Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. /s/Edwin F. Gladbach, Attorney-in-Fact 2023-01-03