The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACTIVISION BLIZZARD INC COM 00507V109 130 3,827 SH   SOLE   3,827 0 0
ACTIVISION BLIZZARD INC COM 00507V109 468 13,818 SH   DFND 1 13,818 0 0
AERCAP HOLDINGS NV SHS N00985106 589 15,200 SH   SOLE   15,200 0 0
AERCAP HOLDINGS NV SHS N00985106 736 19,000 SH   DFND 1 19,000 0 0
ALBEMARLE CORP COM 012653101 189 2,953 SH   SOLE   2,953 0 0
ALBEMARLE CORP COM 012653101 681 10,654 SH   DFND 1 10,654 0 0
ALCENTRA CAP CORP COM 01374T102 250 21,500 SH   SOLE   21,500 0 0
ALCENTRA CAP CORP COM 01374T102 453 38,972 SH   DFND 1 38,972 0 0
ALPHABET INC CAP STK CL A 02079K305 643 843 SH   SOLE   843 0 0
ALPHABET INC CAP STK CL A 02079K305 2,312 3,030 SH   DFND 1 3,030 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 211 9,000 SH   SOLE   9,000 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 749 32,000 SH   DFND 1 32,000 0 0
AMERICAN CAP LTD COM 02503Y103 752 49,364 SH   SOLE   49,364 0 0
AMERICAN CAP LTD COM 02503Y103 1,524 100,000 SH   DFND 1 100,000 0 0
AMERICAN EQTY INVT LIFE HLD COM 025676206 479 28,500 SH   SOLE   28,500 0 0
AMERICAN EQTY INVT LIFE HLD COM 025676206 91 5,400 SH Call SOLE   5,400 0 0
AMERICAN EQTY INVT LIFE HLD COM 025676206 1,042 62,000 SH   DFND 1 62,000 0 0
AMERICAN EQTY INVT LIFE HLD COM 025676206 329 19,600 SH Call DFND 1 19,600 0 0
APPLE INC COM 037833100 741 6,797 SH   SOLE   6,797 0 0
APPLE INC COM 037833100 2,641 24,228 SH   DFND 1 24,228 0 0
ARBUTUS BIOPHARMA CORP COM 03879J100 182 44,165 SH   SOLE   44,165 0 0
ARBUTUS BIOPHARMA CORP COM 03879J100 643 155,730 SH   DFND 1 155,730 0 0
ARES COML REAL ESTATE CORP COM 04013V108 387 35,370 SH   SOLE   35,370 0 0
ARES COML REAL ESTATE CORP COM 04013V108 438 40,000 SH   DFND 1 40,000 0 0
ASSEMBLY BIOSCIENCES INC COM 045396108 63 12,500 SH   SOLE   12,500 0 0
ASSEMBLY BIOSCIENCES INC COM 045396108 223 44,362 SH   DFND 1 44,362 0 0
B RILEY FINL INC COM 05580M108 4,876 464,400 SH   SOLE   464,400 0 0
B RILEY FINL INC COM 05580M108 4,615 439,535 SH   DFND 1 439,535 0 0
BENEFICIAL BANCORP INC COM 08171T102 813 59,410 SH   SOLE   59,410 0 0
BENEFICIAL BANCORP INC COM 08171T102 1,095 80,000 SH   DFND 1 80,000 0 0
BLACKHAWK NETWORK HLDGS INC COM 09238E104 65 1,899 SH   SOLE   1,899 0 0
BLACKHAWK NETWORK HLDGS INC COM 09238E104 236 6,868 SH   DFND 1 6,868 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 274 10,200 SH   SOLE   10,200 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 457 17,000 SH   DFND 1 17,000 0 0
BLUE HILLS BANCORP INC COM 095573101 621 45,425 SH   SOLE   45,425 0 0
BLUE HILLS BANCORP INC COM 095573101 998 73,000 SH   DFND 1 73,000 0 0
BOEING CO COM 097023105 4,443 35,000 SH Put SOLE   35,000 0 0
BOEING CO COM 097023105 1,269 10,000 SH Put DFND 1 10,000 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 185 6,106 SH   SOLE   6,106 0 0
BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 667 22,026 SH   DFND 1 22,026 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 182 17,230 SH   SOLE   17,230 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 650 61,417 SH   DFND 1 61,417 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2,890 68,600 SH Put SOLE   68,600 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1,323 31,400 SH Put DFND 1 31,400 0 0
BWX TECHNOLOGIES INC COM 05605H100 240 7,153 SH   SOLE   7,153 0 0
BWX TECHNOLOGIES INC COM 05605H100 861 25,644 SH   DFND 1 25,644 0 0
CACI INTL INC CL A 127190304 133 1,247 SH   SOLE   1,247 0 0
CACI INTL INC CL A 127190304 478 4,479 SH   DFND 1 4,479 0 0
CAPITAL SOUTHWEST CORP COM 140501107 276 19,900 SH   SOLE   19,900 0 0
CAPITAL SOUTHWEST CORP COM 140501107 582 41,943 SH   DFND 1 41,943 0 0
CISCO SYS INC COM 17275R102 497 17,471 SH   SOLE   17,471 0 0
CISCO SYS INC COM 17275R102 1,773 62,277 SH   DFND 1 62,277 0 0
COVISINT CORP COM 22357R103 1,920 959,925 SH   SOLE   959,925 0 0
COVISINT CORP COM 22357R103 1,630 815,000 SH   DFND 1 815,000 0 0
CREDIT ACCEP CORP MICH COM 225310101 801 4,410 SH   SOLE   4,410 0 0
CREDIT ACCEP CORP MICH COM 225310101 508 2,800 SH   DFND 1 2,800 0 0
CSRA INC COM 12650T104 135 5,023 SH   SOLE   5,023 0 0
CSRA INC COM 12650T104 485 18,048 SH   DFND 1 18,048 0 0
ELDORADO RESORTS INC COM 28470R102 99 8,617 SH   SOLE   8,617 0 0
ELDORADO RESORTS INC COM 28470R102 353 30,880 SH   DFND 1 30,880 0 0
EURONAV NV ANTWERPEN SHS B38564108 236 23,043 SH   SOLE   23,043 0 0
EURONAV NV ANTWERPEN SHS B38564108 846 82,656 SH   DFND 1 82,656 0 0
FACEBOOK INC CL A 30303M102 389 3,411 SH   SOLE   3,411 0 0
FACEBOOK INC CL A 30303M102 1,398 12,254 SH   DFND 1 12,254 0 0
FIRST CONN BANCORP INC MD COM 319850103 134 8,400 SH   SOLE   8,400 0 0
FIRST CONN BANCORP INC MD COM 319850103 319 20,000 SH   DFND 1 20,000 0 0
FORMFACTOR INC COM 346375108 135 18,546 SH   SOLE   18,546 0 0
FORMFACTOR INC COM 346375108 486 66,882 SH   DFND 1 66,882 0 0
GLU MOBILE INC COM 379890106 56 19,706 SH   SOLE   19,706 0 0
GLU MOBILE INC COM 379890106 201 71,281 SH   DFND 1 71,281 0 0
GRAMERCY PPTY TR COM 385002100 774 91,648 SH   SOLE   91,648 0 0
GRAMERCY PPTY TR COM 385002100 1,099 130,000 SH   DFND 1 130,000 0 0
GREEN DOT CORP CL A 39304D102 5,716 248,835 SH   SOLE   248,835 0 0
GREEN DOT CORP CL A 39304D102 2,653 115,507 SH   DFND 1 115,507 0 0
GW PHARMACEUTICALS PLC ADS 36197T103 252 3,500 SH   SOLE   3,500 0 0
HC2 HLDGS INC COM 404139107 706 184,700 SH   SOLE   184,700 0 0
HC2 HLDGS INC COM 404139107 825 216,000 SH   DFND 1 216,000 0 0
IAC INTERACTIVECORP COM 44919P508 189 4,013 SH   SOLE   4,013 0 0
IAC INTERACTIVECORP COM 44919P508 679 14,417 SH   DFND 1 14,417 0 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 1,021 16,200 SH Put SOLE   16,200 0 0
ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 870 13,800 SH Put DFND 1 13,800 0 0
IMMERSION CORP COM 452521107 175 21,189 SH   SOLE   21,189 0 0
IMMERSION CORP COM 452521107 599 72,482 SH   DFND 1 72,482 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1,325 152,100 SH   SOLE   152,100 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 853 97,900 SH   DFND 1 97,900 0 0
INPHI CORP COM 45772F107 371 11,127 SH   SOLE   11,127 0 0
INPHI CORP COM 45772F107 1,339 40,172 SH   DFND 1 40,172 0 0
INSYS THERAPEUTICS INC NEW COM NEW 45824V209 601 37,600 SH   SOLE   37,600 0 0
INSYS THERAPEUTICS INC NEW COM NEW 45824V209 671 41,950 SH   DFND 1 41,950 0 0
INTEL CORP COM 458140100 385 11,913 SH   SOLE   11,913 0 0
INTEL CORP COM 458140100 1,384 42,797 SH   DFND 1 42,797 0 0
KEARNY FINL CORP MD COM 48716P108 527 42,650 SH   SOLE   42,650 0 0
KEARNY FINL CORP MD COM 48716P108 618 50,000 SH   DFND 1 50,000 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 1,395 11,776 SH   SOLE   11,776 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 651 5,495 SH   DFND 1 5,495 0 0
LEIDOS HLDGS INC COM 525327102 186 3,698 SH   SOLE   3,698 0 0
LEIDOS HLDGS INC COM 525327102 671 13,338 SH   DFND 1 13,338 0 0
LEXMARK INTL INC CL A 529771107 448 13,415 SH   SOLE   13,415 0 0
LEXMARK INTL INC CL A 529771107 1,619 48,432 SH   DFND 1 48,432 0 0
LOCKHEED MARTIN CORP COM 539830109 310 1,400 SH   SOLE   1,400 0 0
LOCKHEED MARTIN CORP COM 539830109 1,134 5,120 SH   DFND 1 5,120 0 0
LUMENTUM HLDGS INC COM 55024U109 614 22,779 SH   SOLE   22,779 0 0
LUMENTUM HLDGS INC COM 55024U109 2,208 81,884 SH   DFND 1 81,884 0 0
MACYS INC COM 55616P104 185 4,200 SH   SOLE   4,200 0 0
MACYS INC COM 55616P104 661 15,000 SH   DFND 1 15,000 0 0
MADISON SQUARE GARDEN CO NEW CL A 55825T103 408 2,450 SH   SOLE   2,450 0 0
MADISON SQUARE GARDEN CO NEW CL A 55825T103 842 5,064 SH   DFND 1 5,064 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 1,256 20,504 SH   SOLE   20,504 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 582 9,496 SH   DFND 1 9,496 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 435 42,212 SH   SOLE   42,212 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,551 150,467 SH   DFND 1 150,467 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 368 6,773 SH   SOLE   6,773 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 1,329 24,453 SH   DFND 1 24,453 0 0
MGM RESORTS INTERNATIONAL COM 552953101 128 5,948 SH   SOLE   5,948 0 0
MGM RESORTS INTERNATIONAL COM 552953101 460 21,457 SH   DFND 1 21,457 0 0
MICROSOFT CORP COM 594918104 265 4,806 SH   SOLE   4,806 0 0
MICROSOFT CORP COM 594918104 954 17,265 SH   DFND 1 17,265 0 0
MUELLER WTR PRODS INC COM SER A 624758108 510 51,604 SH   SOLE   51,604 0 0
MUELLER WTR PRODS INC COM SER A 624758108 1,839 186,158 SH   DFND 1 186,158 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 400 34,390 SH   SOLE   34,390 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 465 40,000 SH   DFND 1 40,000 0 0
NEWS CORP NEW CL A 65249B109 277 21,730 SH   SOLE   21,730 0 0
NEWS CORP NEW CL A 65249B109 1,000 78,270 SH   DFND 1 78,270 0 0
NMI HLDGS INC CL A 629209305 2,201 435,762 SH   SOLE   435,762 0 0
NMI HLDGS INC CL A 629209305 1,096 217,000 SH   DFND 1 217,000 0 0
NORTHROP GRUMMAN CORP COM 666807102 4,548 22,981 SH   SOLE   22,981 0 0
NORTHROP GRUMMAN CORP COM 666807102 1,527 7,717 SH   DFND 1 7,717 0 0
NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 426 37,510 SH   SOLE   37,510 0 0
NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 851 75,000 SH   DFND 1 75,000 0 0
NORTHSTAR RLTY FIN CORP COM 66704R803 395 30,140 SH   SOLE   30,140 0 0
NORTHSTAR RLTY FIN CORP COM 66704R803 525 40,000 SH   DFND 1 40,000 0 0
NOVOCURE LTD ORD SHS G6674U108 145 10,000 SH   SOLE   10,000 0 0
OCLARO INC COM NEW 67555N206 200 37,103 SH   SOLE   37,103 0 0
OCLARO INC COM NEW 67555N206 723 133,828 SH   DFND 1 133,828 0 0
OLIN CORP COM PAR $1 680665205 212 12,214 SH   SOLE   12,214 0 0
OLIN CORP COM PAR $1 680665205 765 44,063 SH   DFND 1 44,063 0 0
RAYTHEON CO COM NEW 755111507 268 2,185 SH   SOLE   2,185 0 0
RAYTHEON CO COM NEW 755111507 950 7,750 SH   DFND 1 7,750 0 0
SALESFORCE COM INC COM 79466L302 252 3,412 SH   SOLE   3,412 0 0
SALESFORCE COM INC COM 79466L302 910 12,319 SH   DFND 1 12,319 0 0
SHERWIN WILLIAMS CO COM 824348106 256 900 SH   SOLE   900 0 0
SHERWIN WILLIAMS CO COM 824348106 925 3,250 SH   DFND 1 3,250 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 209 2,684 SH   SOLE   2,684 0 0
SKYWORKS SOLUTIONS INC COM 83088M102 751 9,641 SH   DFND 1 9,641 0 0
SOLAR CAP LTD COM 83413U100 971 56,220 SH   SOLE   56,220 0 0
SOLAR CAP LTD COM 83413U100 1,728 100,000 SH   DFND 1 100,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 18,164 154,400 SH Call SOLE   154,400 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 10,352 88,000 SH Call DFND 1 88,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 21,312 103,700 SH   SOLE   103,700 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 10,831 52,700 SH   DFND 1 52,700 0 0
SPX CORP COM 784635104 157 10,404 SH   SOLE   10,404 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 73 4,800 SH   SOLE   4,800 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 265 17,400 SH   DFND 1 17,400 0 0
TAILORED BRANDS INC COM 87403A107 57 3,200 SH   SOLE   3,200 0 0
TAILORED BRANDS INC COM 87403A107 211 11,800 SH   DFND 1 11,800 0 0
TCP CAP CORP COM 87238Q103 545 36,564 SH   SOLE   36,564 0 0
TCP CAP CORP COM 87238Q103 895 60,000 SH   DFND 1 60,000 0 0
TERADYNE INC COM 880770102 372 17,238 SH   SOLE   17,238 0 0
TERADYNE INC COM 880770102 1,344 62,231 SH   DFND 1 62,231 0 0
TERRITORIAL BANCORP INC COM 88145X108 112 4,300 SH   SOLE   4,300 0 0
TERRITORIAL BANCORP INC COM 88145X108 287 11,000 SH   DFND 1 11,000 0 0
TESLA MTRS INC COM 88160R101 4,757 20,704 SH   SOLE   20,704 0 0
TESLA MTRS INC COM 88160R101 3,515 15,300 SH   DFND 1 15,300 0 0
THL CR INC COM 872438106 560 51,740 SH   SOLE   51,740 0 0
THL CR INC COM 872438106 975 90,000 SH   DFND 1 90,000 0 0
TICC CAPITAL CORP COM 87244T109 94 19,600 SH   SOLE   19,600 0 0
TICC CAPITAL CORP COM 87244T109 219 45,700 SH   DFND 1 45,700 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1,162 110,712 SH   SOLE   110,712 0 0
TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 1,371 130,590 SH   DFND 1 130,590 0 0
UNITED ONLINE INC COM NEW 911268209 2,777 240,680 SH   SOLE   240,680 0 0
UNITED ONLINE INC COM NEW 911268209 2,066 179,000 SH   DFND 1 179,000 0 0
VONAGE HLDGS CORP COM 92886T201 251 54,904 SH   SOLE   54,904 0 0
VONAGE HLDGS CORP COM 92886T201 906 198,212 SH   DFND 1 198,212 0 0
WAL-MART STORES INC COM 931142103 171 2,500 SH   SOLE   2,500 0 0
WAL-MART STORES INC COM 931142103 616 9,000 SH   DFND 1 9,000 0 0
WCI CMNTYS INC COM PAR $0.01 92923C807 158 8,528 SH   SOLE   8,528 0 0
WCI CMNTYS INC COM PAR $0.01 92923C807 520 27,998 SH   DFND 1 27,998 0 0
WHOLE FOODS MKT INC COM 966837106 300 9,645 SH   SOLE   9,645 0 0
WHOLE FOODS MKT INC COM 966837106 1,070 34,380 SH   DFND 1 34,380 0 0
XILINX INC COM 983919101 185 3,894 SH   SOLE   3,894 0 0
XILINX INC COM 983919101 663 13,972 SH   DFND 1 13,972 0 0
ZAYO GROUP HLDGS INC COM 98919V105 259 10,671 SH   SOLE   10,671 0 0
ZAYO GROUP HLDGS INC COM 98919V105 922 38,037 SH   DFND 1 38,037 0 0