Managing Member

0000919574-13-004885.txt : 20130814 0000919574-13-004885.hdr.sgml : 20130814 20130814094127 ACCESSION NUMBER: 0000919574-13-004885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIALECTIC CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001411512 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12674 FILM NUMBER: 131035315 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-230-3220 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001411512 XXXXXXXX 06-30-2013 06-30-2013 false DIALECTIC CAPITAL MANAGEMENT, LLC

875 Third Avenue, 15th Floor New York NY 10022

13F HOLDINGS REPORT 028-12674 N John Fichthorn Managing Member 212-230-3220 /s/ John Fichthorn New York NY 08-14-2013 5 503 686841 1 0001443897 028-13402 Dialectic Antithesis Offshore, Ltd. 2 0001325552 028-13802 Dialectic Antithesis Partners, LP 3 0001512023 028-14239 Dialectic Offshore L2, Ltd. 4 0001268057 028-14791 Dialectic Offshore, Ltd. 5 0001267921 028-14792 Dialectic Capital Partners, LP INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 2143 19600 SH Put DFND 1 19600 0 0 3M CO COM 88579Y101 2613 23900 SH Put DFND 2 23900 0 0 3M CO COM 88579Y101 4297 39300 SH Put DFND 4 39300 0 0 3M CO COM 88579Y101 1881 17200 SH Put DFND 5 17200 0 0 ABERCROMBIE & FITCH CO CL A 002896207 551 12187 SH DFND 4 12187 0 0 ABERCROMBIE & FITCH CO CL A 002896207 243 5367 SH DFND 5 5367 0 0 ACTIVISION BLIZZARD INC COM 00507V109 563 39500 SH Call DFND 1 39500 0 0 ACTIVISION BLIZZARD INC COM 00507V109 739 51800 SH Call DFND 2 51800 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2598 182200 SH Call DFND 4 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34500 SH Call DFND 5 34500 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 361 5117 SH DFND 1 5117 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 474 6708 SH DFND 2 6708 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 2488 35463 SH DFND 4 35463 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1095 15618 SH DFND 5 15618 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 1308 10315 SH DFND 4 10315 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 576 4544 SH DFND 5 4544 0 0 LORILLARD INC COM 544147101 284 7200 SH Put SOLE 7200 0 0 LORILLARD INC COM 544147101 668 15300 SH Put DFND 2 15300 0 0 LORILLARD INC COM 544147101 1638 35700 SH Put DFND 4 35700 0 0 MASTERCARD INC CL A 57636Q104 1570 2733 SH DFND 4 2733 0 0 MASTERCARD INC CL A 57636Q104 689 1200 SH DFND 5 1200 0 0 MCCORMICK & CO INC COM NON VTG 579780206 542 7700 SH Put DFND 1 7700 0 0 MCCORMICK & CO INC COM NON VTG 579780206 711 10100 SH Put DFND 2 10100 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1084 15400 SH Put DFND 4 15400 0 0 MCCORMICK & CO INC COM NON VTG 579780206 478 6800 SH Put DFND 5 6800 0 0 MCDERMOTT INTL INC COM 580037109 745 91084 SH DFND 1 91084 0 0 MCDERMOTT INTL INC COM 580037109 951 116301 SH DFND 2 116301 0 0 MCDERMOTT INTL INC COM 580037109 3321 405974 SH DFND 4 405974 0 0 MCDERMOTT INTL INC COM 580037109 1463 178839 SH DFND 5 178839 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 238 4800 SH Put DFND 1 4800 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 312 6300 SH Put DFND 2 6300 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 545 11000 SH Put DFND 4 11000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 307 6200 SH Put DFND 5 6200 0 0 MGM RESORTS INTERNATIONAL COM 552953101 286 19318 SH DFND 1 19318 0 0 MGM RESORTS INTERNATIONAL COM 552953101 374 25325 SH DFND 2 25325 0 0 MGM RESORTS INTERNATIONAL COM 552953101 541 36604 SH DFND 4 36604 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2053 138900 SH Call DFND 4 138900 0 0 MGM RESORTS INTERNATIONAL COM 552953101 238 16134 SH DFND 5 16134 0 0 MGM RESORTS INTERNATIONAL COM 552953101 903 61100 SH Call DFND 5 61100 0 0 MOHAWK INDS INC COM 608190104 776 6900 SH Call DFND 4 6900 0 0 MOHAWK INDS INC COM 608190104 349 3100 SH Call DFND 5 3100 0 0 MONSANTO CO NEW COM 61166W101 2122 21477 SH DFND 4 21477 0 0 MONSANTO CO NEW COM 61166W101 934 9452 SH DFND 5 9452 0 0 MORGAN STANLEY COM NEW 617446448 237 9700 SH Put DFND 1 9700 0 0 MORGAN STANLEY COM NEW 617446448 310 12700 SH Put DFND 2 12700 0 0 MORGAN STANLEY COM NEW 617446448 469 19200 SH Put DFND 4 19200 0 0 MORGAN STANLEY COM NEW 617446448 205 8400 SH Put DFND 5 8400 0 0 MOVE INC COM NEW 62458M207 1024 79843 SH DFND 4 79843 0 0 MOVE INC COM NEW 62458M207 450 35066 SH DFND 5 35066 0 0 NATIONAL OILWELL VARCO INC COM 637071101 689 10000 SH Put DFND 1 10000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 903 13100 SH Put DFND 2 13100 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1378 20000 SH Put DFND 4 20000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 606 8800 SH Put DFND 5 8800 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 334 59566 SH DFND 4 59566 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 147 26256 SH DFND 5 26256 0 0 NEW MTN FIN CORP COM 647551100 1720 121481 SH DFND 4 121481 0 0 NEW MTN FIN CORP COM 647551100 758 53519 SH DFND 5 53519 0 0 NEWS CORP CL A 65248E104 1774 54462 SH DFND 4 54462 0 0 NEWS CORP CL A 65248E104 782 23995 SH DFND 5 23995 0 0 NIKE INC CL B 654106103 4426 69500 SH Call DFND 4 69500 0 0 NIKE INC CL B 654106103 1942 30500 SH Call DFND 5 30500 0 0 NOBLE ENERGY INC COM 655044105 2906 48400 SH Call DFND 4 48400 0 0 NOBLE ENERGY INC COM 655044105 1297 21600 SH Call DFND 5 21600 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 992 32742 SH DFND 4 32742 0 0 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 439 14498 SH DFND 5 14498 0 0 OMNICOM GROUP INC COM 681919106 1886 30000 SH Put DFND 4 30000 0 0 OWENS ILL INC COM NEW 690768403 2222 79951 SH DFND 4 79951 0 0 OWENS ILL INC COM NEW 690768403 979 35232 SH DFND 5 35232 0 0 PACKAGING CORP AMER COM 695156109 412 8421 SH DFND 1 8421 0 0 PACKAGING CORP AMER COM 695156109 541 11040 SH DFND 2 11040 0 0 PACKAGING CORP AMER COM 695156109 1560 31856 SH DFND 4 31856 0 0 PACKAGING CORP AMER COM 695156109 685 13991 SH DFND 5 13991 0 0 PDC ENERGY INC COM 69327R101 1508 29300 SH Call DFND 1 29300 0 0 PDC ENERGY INC COM 69327R101 1972 38300 SH Call DFND 2 38300 0 0 PDC ENERGY INC COM 69327R101 2945 57200 SH Call DFND 4 57200 0 0 PDC ENERGY INC COM 69327R101 1297 25200 SH Call DFND 5 25200 0 0 PHILIP MORRIS INTL INC COM 718172109 374 4312 SH DFND 1 4312 0 0 PHILIP MORRIS INTL INC COM 718172109 489 5650 SH DFND 2 5650 0 0 PHILIP MORRIS INTL INC COM 718172109 730 8422 SH DFND 4 8422 0 0 PHILIP MORRIS INTL INC COM 718172109 2408 27800 SH Call DFND 4 27800 0 0 PHILIP MORRIS INTL INC COM 718172109 322 3712 SH DFND 5 3712 0 0 PHILIP MORRIS INTL INC COM 718172109 1057 12200 SH Call DFND 5 12200 0 0 PIKE ELEC CORP COM 721283109 207 16853 SH SOLE 16853 0 0 PIKE ELEC CORP COM 721283109 145 11749 SH DFND 2 11749 0 0 PIKE ELEC CORP COM 721283109 220 17898 SH DFND 4 17898 0 0 PIONEER NAT RES CO NOTE 2.875% 1/1 723787107 446 3079 PRN SOLE 3079 0 0 PRECISION CASTPARTS CORP COM 740189105 2057 9100 SH Call DFND 1 9100 0 0 PRECISION CASTPARTS CORP COM 740189105 2712 12000 SH Call DFND 2 12000 0 0 PRECISION CASTPARTS CORP COM 740189105 8453 37400 SH Call DFND 4 37400 0 0 PRECISION CASTPARTS CORP COM 740189105 3729 16500 SH Call DFND 5 16500 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 375 34736 SH DFND 4 34736 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 165 15264 SH DFND 5 15264 0 0 QUANTA SVCS INC COM 74762E102 643 24300 SH Call DFND 1 24300 0 0 QUANTA SVCS INC COM 74762E102 841 31800 SH Call DFND 2 31800 0 0 QUANTA SVCS INC COM 74762E102 1085 41013 SH DFND 4 41013 0 0 QUANTA SVCS INC COM 74762E102 42 118100 SH Call DFND 4 118100 0 0 QUANTA SVCS INC COM 74762E102 478 18063 SH DFND 5 18063 0 0 QUANTA SVCS INC COM 74762E102 1373 51900 SH Call DFND 5 51900 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1749 38495 SH DFND 1 38495 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 3617 79600 SH Put DFND 1 79600 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 2355 51822 SH DFND 2 51822 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 4744 104400 SH Put DFND 2 104400 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 3486 76726 SH DFND 4 76726 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 7039 154900 SH Put DFND 4 154900 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1536 33808 SH DFND 5 33808 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 3113 68500 SH Put DFND 5 68500 0 0 RANGE RES CORP COM 75281A109 711 9200 SH Put DFND 1 9200 0 0 RANGE RES CORP COM 75281A109 920 11900 SH Put DFND 2 11900 0 0 RANGE RES CORP COM 75281A109 1376 17800 SH Put DFND 4 17800 0 0 RANGE RES CORP COM 75281A109 603 7800 SH Put DFND 5 7800 0 0 REALD INC COM 75604L105 197 14138 SH SOLE 14138 0 0 REGAL ENTMT GROUP CL A 758766109 572 31954 SH DFND 4 31954 0 0 REGAL ENTMT GROUP CL A 758766109 2791 155900 SH Call DFND 4 155900 0 0 REGAL ENTMT GROUP CL A 758766109 252 14074 SH DFND 5 14074 0 0 REGAL ENTMT GROUP CL A 758766109 1237 69100 SH Call DFND 5 69100 0 0 REYNOLDS AMERICAN INC COM 761713106 2902 60000 SH Put DFND 4 60000 0 0 ROCK-TENN CO CL A 772739207 266 2664 SH DFND 1 2664 0 0 ROCK-TENN CO CL A 772739207 349 3492 SH DFND 2 3492 0 0 ROCK-TENN CO CL A 772739207 1055 10564 SH DFND 4 10564 0 0 ROCK-TENN CO CL A 772739207 463 4640 SH DFND 5 4640 0 0 SBA COMMUNICATIONS CORP COM 78388J106 289 3900 SH Call DFND 1 3900 0 0 SBA COMMUNICATIONS CORP COM 78388J106 356 4800 SH Call DFND 2 4800 0 0 SBA COMMUNICATIONS CORP COM 78388J106 9020 121700 SH Call DFND 4 121700 0 0 SBA COMMUNICATIONS CORP COM 78388J106 712 9600 SH Call DFND 5 9600 0 0 SCORPIO TANKERS INC SHS Y7542C106 852 94896 SH DFND 4 94896 0 0 SCORPIO TANKERS INC SHS Y7542C106 376 41829 SH DFND 5 41829 0 0 SEMILEDS CORP COM 816645105 98 56938 SH DFND 1 56938 0 0 SEMILEDS CORP COM 816645105 128 74643 SH DFND 2 74643 0 0 SEMILEDS CORP COM 816645105 197 114688 SH DFND 4 114688 0 0 SEMILEDS CORP COM 816645105 87 50334 SH DFND 5 50334 0 0 SHERWIN WILLIAMS CO COM 824348106 2985 16900 SH Call DFND 4 16900 0 0 SHERWIN WILLIAMS CO COM 824348106 547 3100 SH Call DFND 5 3100 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 608 27773 SH DFND 4 27773 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 268 12227 SH DFND 5 12227 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 17998 151100 SH Call DFND 1 151100 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 21523 180700 SH Call DFND 2 180700 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 32708 274600 SH Call DFND 4 274600 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14508 121800 SH Call DFND 5 121800 0 0 SPLUNK INC COM 848637104 738 15911 SH DFND 4 15911 0 0 SPLUNK INC COM 848637104 329 7089 SH DFND 5 7089 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 680 25914 SH DFND 4 25914 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 302 11486 SH DFND 5 11486 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 163 15872 SH DFND 1 15872 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 213 20808 SH DFND 2 20808 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 291 28396 SH DFND 4 28396 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 129 12595 SH DFND 5 12595 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 623 80635 SH DFND 1 80635 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 816 105702 SH DFND 2 105702 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1092 141468 SH DFND 4 141468 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 484 62673 SH DFND 5 62673 0 0 STARBUCKS CORP COM 855244109 1668 25469 SH DFND 4 25469 0 0 STARBUCKS CORP COM 855244109 734 11210 SH DFND 5 11210 0 0 STARWOOD PPTY TR INC COM 85571B105 1462 59057 SH DFND 4 59057 0 0 STARWOOD PPTY TR INC COM 85571B105 642 25943 SH DFND 5 25943 0 0 STEALTHGAS INC SHS Y81669106 339 30853 SH DFND 4 30853 0 0 STEALTHGAS INC SHS Y81669106 150 13599 SH DFND 5 13599 0 0 T-MOBILE US INC COM 872590104 1325 53400 SH Call DFND 4 53400 0 0 T-MOBILE US INC COM 872590104 908 36600 SH Call DFND 5 36600 0 0 TELLABS INC COM 879664100 3448 1745611 SH DFND 1 1745611 0 0 TELLABS INC COM 879664100 4520 2288727 SH DFND 2 2288727 0 0 TELLABS INC COM 879664100 6612 3347615 SH DFND 4 3347615 0 0 TELLABS INC COM 879664100 2904 1470377 SH DFND 5 1470377 0 0 TERADATA CORP DEL COM 88076W103 163 3246 SH SOLE 3246 0 0 TERADATA CORP DEL COM 88076W103 371 7378 SH DFND 4 7378 0 0 TESLA MTRS INC COM 88160R101 2083 19400 SH Put DFND 1 19400 0 0 TESLA MTRS INC COM 88160R101 2512 23400 SH Put DFND 2 23400 0 0 TESLA MTRS INC COM 88160R101 4198 39100 SH Put DFND 4 39100 0 0 TESLA MTRS INC COM 88160R101 1943 18100 SH Put DFND 5 18100 0 0 TIM HORTONS INC COM 88706M103 541 10000 SH Put DFND 1 10000 0 0 TIM HORTONS INC COM 88706M103 660 12200 SH Put DFND 2 12200 0 0 TIM HORTONS INC COM 88706M103 1045 19300 SH Put DFND 4 19300 0 0 TIM HORTONS INC COM 88706M103 460 8500 SH Put DFND 5 8500 0 0 TITAN INTL INC ILL COM 88830M102 291 17282 SH SOLE 17282 0 0 TRINITY INDS INC COM 896522109 1503 39100 SH Put DFND 1 39100 0 0 TRINITY INDS INC COM 896522109 1972 51300 SH Put DFND 2 51300 0 0 TRINITY INDS INC COM 896522109 2925 76100 SH Put DFND 4 76100 0 0 TRINITY INDS INC COM 896522109 1288 33500 SH Put DFND 5 33500 0 0 TWO HBRS INVT CORP COM 90187B101 1923 187567 SH DFND 4 187567 0 0 TWO HBRS INVT CORP COM 90187B101 845 82433 SH DFND 5 82433 0 0 UNI PIXEL INC COM NEW 904572203 141 9600 SH Put SOLE 9600 0 0 UNI PIXEL INC COM NEW 904572203 166 11300 SH Put DFND 1 11300 0 0 UNI PIXEL INC COM NEW 904572203 218 14900 SH Put DFND 2 14900 0 0 UNI PIXEL INC COM NEW 904572203 232 15800 SH Put DFND 4 15800 0 0 VIACOM INC NEW CL B 92553P201 547 8041 SH DFND 1 8041 0 0 VIACOM INC NEW CL B 92553P201 717 10539 SH DFND 2 10539 0 0 VIACOM INC NEW CL B 92553P201 1105 16237 SH DFND 4 16237 0 0 VIACOM INC NEW CL B 92553P201 2776 40800 SH Call DFND 4 40800 0 0 VIACOM INC NEW CL B 92553P201 487 7152 SH DFND 5 7152 0 0 VIACOM INC NEW CL B 92553P201 626 9200 SH Call DFND 5 9200 0 0 VIRNETX HLDG CORP COM 92823T108 290 14500 SH Call DFND 1 14500 0 0 VIRNETX HLDG CORP COM 92823T108 380 19000 SH Call DFND 2 19000 0 0 VIRNETX HLDG CORP COM 92823T108 576 28800 SH Call DFND 4 28800 0 0 VIRNETX HLDG CORP COM 92823T108 254 12700 SH Call DFND 5 12700 0 0 VISA INC COM CL A 92826C839 3927 21489 SH DFND 4 21489 0 0 VISA INC COM CL A 92826C839 1739 9517 SH DFND 5 9517 0 0 VOCUS INC COM 92858J108 48 4543 SH SOLE 4543 0 0 VOCUS INC COM 92858J108 110 10457 SH DFND 4 10457 0 0 WASTE CONNECTIONS INC COM 941053100 1213 29477 SH DFND 4 29477 0 0 WASTE CONNECTIONS INC COM 941053100 534 12982 SH DFND 5 12982 0 0 WASTE MGMT INC DEL COM 94106L109 1214 30114 SH DFND 4 30114 0 0 WASTE MGMT INC DEL COM 94106L109 535 13263 SH DFND 5 13263 0 0 WESTERN REFNG INC COM 959319104 3843 136900 SH Put DFND 1 136900 0 0 WESTERN REFNG INC COM 959319104 5041 179600 SH Put DFND 2 179600 0 0 WESTERN REFNG INC COM 959319104 7497 267100 SH Put DFND 4 267100 0 0 WESTERN REFNG INC COM 959319104 3301 117600 SH Put DFND 5 117600 0 0 WHIRLPOOL CORP COM 963320106 572 5000 SH Put DFND 1 5000 0 0 WHIRLPOOL CORP COM 963320106 755 6600 SH Put DFND 2 6600 0 0 WHIRLPOOL CORP COM 963320106 1109 9700 SH Put DFND 4 9700 0 0 WHIRLPOOL CORP COM 963320106 492 4300 SH Put DFND 5 4300 0 0 WHITING PETE CORP NEW COM 966387102 2160 46866 SH DFND 4 46866 0 0 WHITING PETE CORP NEW COM 966387102 951 20642 SH DFND 5 20642 0 0 WORKDAY INC CL A 98138H101 308 4800 SH Put SOLE 4800 0 0 YUM BRANDS INC COM 988498101 525 7571 SH DFND 4 7571 0 0 YUM BRANDS INC COM 988498101 231 3333 SH DFND 5 3333 0 0