The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BARCLAYS BK PLC | IPMS INDIA ETN | 06739F291 | 615 | 8,294 | SH | SOLE | 0 | 0 | 8,294 | ||
CLAYMORE EXCHANGE-TRD FD TR | GUGG CHINA ALLCP | 18385P101 | 1,693 | 57,876 | SH | SOLE | 57,651 | 0 | 225 | ||
ISHARES | INTL TREA BD ETF | 464288117 | 696 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
ISHARES | 3YRTB ETF | 464288125 | 445 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
ISHARES | NAT AMT FREE BD | 464288414 | 1,314 | 11,882 | SH | SOLE | 0 | 0 | 11,882 | ||
ISHARES | INTL DEVPPTY ETF | 464288422 | 1,353 | 35,467 | SH | SOLE | 22,000 | 0 | 13,467 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 23,537 | 259,763 | SH | SOLE | 234,695 | 0 | 25,068 | ||
ISHARES | 3-7 YR TR BD ETF | 464288661 | 1,540 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
ISHARES | U.S. PFD STK ETF | 464288687 | 448 | 11,172 | SH | SOLE | 0 | 0 | 11,172 | ||
ISHARES | MICRO-CAP ETF | 464288869 | 554 | 7,006 | SH | SOLE | 0 | 0 | 7,006 | ||
ISHARES S&P GSCI COMMODITY I | UNIT BEN INT | 46428R107 | 1,606 | 82,337 | SH | SOLE | 82,000 | 0 | 337 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 14,064 | 180,452 | SH | SOLE | 155,450 | 0 | 25,002 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 1,637 | 14,410 | SH | SOLE | 14,410 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,488 | 56,041 | SH | SOLE | 41,700 | 0 | 14,341 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 8,185 | 39,381 | SH | SOLE | 33,036 | 0 | 6,345 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 23,073 | 207,066 | SH | SOLE | 201,242 | 0 | 5,824 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 412 | 10,262 | SH | SOLE | 0 | 0 | 10,262 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,797 | 22,981 | SH | SOLE | 13,904 | 0 | 9,077 | ||
ISHARES TR | 20+ YR TR BD ETF | 464287432 | 996 | 7,624 | SH | SOLE | 7,624 | 0 | 0 | ||
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 1,723 | 15,893 | SH | SOLE | 15,881 | 0 | 12 | ||
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 4,464 | 52,591 | SH | SOLE | 52,416 | 0 | 175 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 4,265 | 66,460 | SH | SOLE | 57,100 | 0 | 9,360 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 10,600 | 69,745 | SH | SOLE | 57,700 | 0 | 12,045 | ||
ISHARES TR | COHEN&STEER REIT | 464287564 | 7,606 | 75,207 | SH | SOLE | 67,600 | 0 | 7,607 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 4,987 | 48,383 | SH | SOLE | 47,570 | 0 | 813 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 6,155 | 62,226 | SH | SOLE | 55,500 | 0 | 6,726 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 263 | 2,548 | SH | SOLE | 0 | 0 | 2,548 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 10,103 | 85,601 | SH | SOLE | 75,600 | 0 | 10,001 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 10,730 | 302,253 | SH | SOLE | 220,637 | 0 | 81,616 | ||
MARKET VECTORS ETF TR | HG YLD MUN ETF | 57060U878 | 896 | 28,585 | SH | SOLE | 0 | 0 | 28,585 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 11,076 | 213,420 | SH | SOLE | 193,560 | 0 | 19,860 | ||
POWERSHARES GLOBAL ETF TRUST | FDM HG YLD RAFI | 73936T557 | 9,332 | 491,929 | SH | SOLE | 455,669 | 0 | 36,260 | ||
POWERSHARES INDIA ETF TR | INDIA PORT | 73935L100 | 2,259 | 100,100 | SH | SOLE | 100,100 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 5,766 | 71,139 | SH | SOLE | 64,780 | 0 | 6,359 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 220 | 4,368 | SH | SOLE | 0 | 0 | 4,368 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 551 | 9,562 | SH | SOLE | 0 | 0 | 9,562 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 581 | 14,736 | SH | SOLE | 0 | 0 | 14,736 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 268 | 8,880 | SH | SOLE | 0 | 0 | 8,880 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 359 | 6,785 | SH | SOLE | 0 | 0 | 6,785 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 3,325 | 61,159 | SH | SOLE | 56,205 | 0 | 4,954 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 5,190 | 102,260 | SH | SOLE | 97,600 | 0 | 4,660 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 456 | 8,312 | SH | SOLE | 0 | 0 | 8,312 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 223 | 5,330 | SH | SOLE | 0 | 0 | 5,330 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,756 | 44,785 | SH | SOLE | 44,785 | 0 | 0 | ||
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 2,616 | 49,244 | SH | SOLE | 46,000 | 0 | 3,244 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 6,843 | 71,046 | SH | SOLE | 68,400 | 0 | 2,646 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 43,095 | 516,912 | SH | SOLE | 493,090 | 0 | 23,822 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 9,673 | 51,125 | SH | SOLE | 47,628 | 0 | 3,497 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 12,344 | 93,022 | SH | SOLE | 76,347 | 0 | 16,675 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,056 | 29,216 | SH | SOLE | 25,100 | 0 | 4,116 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,798 | 21,478 | SH | SOLE | 16,300 | 0 | 5,178 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 13,417 | 109,475 | SH | SOLE | 100,350 | 0 | 9,125 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 10,690 | 219,367 | SH | SOLE | 214,426 | 0 | 4,941 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 12,163 | 297,602 | SH | SOLE | 242,870 | 0 | 54,732 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 18,999 | 236,863 | SH | SOLE | 215,664 | 0 | 21,199 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 2,226 | 23,656 | SH | SOLE | 19,891 | 0 | 3,765 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 12,908 | 324,077 | SH | SOLE | 280,176 | 0 | 43,901 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,252 | 47,614 | SH | SOLE | 26,000 | 0 | 21,614 | ||
VANGUARD WHITEHALL FDS INC | EMERG MKT BD ETF | 921946885 | 322 | 4,135 | SH | SOLE | 0 | 0 | 4,135 | ||
WISDOMTREE TR | DIV EX-FINL FD | 97717W406 | 6,390 | 84,190 | SH | SOLE | 79,950 | 0 | 4,240 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 1,793 | 78,630 | SH | SOLE | 77,800 | 0 | 830 | ||
WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | 562 | 14,138 | SH | SOLE | 0 | 0 | 14,138 |