0001411207-18-000188.txt : 20180918 0001411207-18-000188.hdr.sgml : 20180918 20180918160752 ACCESSION NUMBER: 0001411207-18-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 181075759 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-14 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 Common Stock 2018-09-14 4 M 0 78805 30.23 A 400133 D Common Stock 2018-09-14 4 S 0 78805 51.6107 D 321328 D Common Stock 2018-09-17 4 M 0 60940 32.13 A 382268 D Common Stock 2018-09-17 4 M 0 50519 23.59 A 432787 D Common Stock 2018-09-17 4 S 0 111459 51.7689 D 321328 D Employee Stock Option (right to buy) 30.23 2018-09-14 4 M 0 78805 0 D 2020-05-31 Common Stock 78805 0 D Employee Stock Option (right to buy) 32.13 2018-09-17 4 M 0 60940 0 D 2020-05-31 Common Stock 60940 0 D Employee Stock Option (right to buy) 23.59 2018-09-17 4 M 0 50519 0 D 2020-05-31 Common Stock 50519 29609 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.2700 to $51.8600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.4100 to $52.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested on December 1, 2016. The option vested on February 19, 2018. The option vested on May 31, 2018. /s/ Jacalyn C. Bolles, attorney-in-fact 2018-09-18