0001411207-18-000188.txt : 20180918
0001411207-18-000188.hdr.sgml : 20180918
20180918160752
ACCESSION NUMBER: 0001411207-18-000188
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180914
FILED AS OF DATE: 20180918
DATE AS OF CHANGE: 20180918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dewey Lawrence E.
CENTRAL INDEX KEY: 0001543489
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 181075759
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-09-14
0001411207
Allison Transmission Holdings Inc
ALSN
0001543489
Dewey Lawrence E.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
Common Stock
2018-09-14
4
M
0
78805
30.23
A
400133
D
Common Stock
2018-09-14
4
S
0
78805
51.6107
D
321328
D
Common Stock
2018-09-17
4
M
0
60940
32.13
A
382268
D
Common Stock
2018-09-17
4
M
0
50519
23.59
A
432787
D
Common Stock
2018-09-17
4
S
0
111459
51.7689
D
321328
D
Employee Stock Option (right to buy)
30.23
2018-09-14
4
M
0
78805
0
D
2020-05-31
Common Stock
78805
0
D
Employee Stock Option (right to buy)
32.13
2018-09-17
4
M
0
60940
0
D
2020-05-31
Common Stock
60940
0
D
Employee Stock Option (right to buy)
23.59
2018-09-17
4
M
0
50519
0
D
2020-05-31
Common Stock
50519
29609
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.2700 to $51.8600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.4100 to $52.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested on December 1, 2016.
The option vested on February 19, 2018.
The option vested on May 31, 2018.
/s/ Jacalyn C. Bolles, attorney-in-fact
2018-09-18