0001411207-18-000185.txt : 20180914 0001411207-18-000185.hdr.sgml : 20180914 20180914160139 ACCESSION NUMBER: 0001411207-18-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180912 FILED AS OF DATE: 20180914 DATE AS OF CHANGE: 20180914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 181071146 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-12 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 Common Stock 2018-09-12 4 M 0 158542 23.58 A 479870 D Common Stock 2018-09-12 4 S 0 158542 51.6445 D 321328 D Common Stock 2018-09-13 4 M 0 31858 23.58 A 353186 D Common Stock 2018-09-13 4 M 0 72395 30.23 A 425581 D Common Stock 2018-09-13 4 S 0 104253 51.5495 D 321328 D Employee Stock Option (right to buy) 23.58 2018-09-12 4 M 0 158542 0 D 2020-05-31 Common Stock 158542 31858 D Employee Stock Option (right to buy) 23.58 2018-09-13 4 M 0 31858 0 D 2020-05-31 Common Stock 31858 0 D Employee Stock Option (right to buy) 30.23 2018-09-13 4 M 0 72395 0 D 2020-05-31 Common Stock 72395 78805 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.2200 to $52.1700. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.3400 to $51.9200. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested on December 15, 2015. The option vested on December 1, 2016. /s/ Jacalyn C. Bolles, attorney-in-fact 2018-09-14