0001411207-18-000004.txt : 20180105 0001411207-18-000004.hdr.sgml : 20180105 20180105160555 ACCESSION NUMBER: 0001411207-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180103 FILED AS OF DATE: 20180105 DATE AS OF CHANGE: 20180105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Michael CENTRAL INDEX KEY: 0001661740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 18513473 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-03 0001411207 Allison Transmission Holdings Inc ALSN 0001661740 Dick Michael ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Ops and Purchasing Common Stock 2018-01-03 4 M 0 6565 30.23 A 39496 D Common Stock 2018-01-03 4 S 0 6565 44.0018 D 32931 D Employee Stock Option (right to buy) 30.23 2018-01-03 4 M 0 6565 0 D 2024-02-18 Common Stock 6565 6565 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $44.0000 to $44.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested on December 1, 2016. /s/ Eric C. Scroggins, attorney-in-fact 2018-01-05