0001411207-16-000353.txt : 20160829 0001411207-16-000353.hdr.sgml : 20160829 20160829160242 ACCESSION NUMBER: 0001411207-16-000353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160825 FILED AS OF DATE: 20160829 DATE AS OF CHANGE: 20160829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Randall R. CENTRAL INDEX KEY: 0001543603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 161857833 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-08-25 0001411207 Allison Transmission Holdings Inc ALSN 0001543603 Kirk Randall R. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Prod Eng & Prod Teams Common Stock 2016-08-25 4 M 0 3000 8.44 A 49693 D Common Stock 2016-08-25 4 M 0 36991 12.66 A 86684 D Common Stock 2016-08-25 4 M 0 53219 16.88 A 139903 D Common Stock 2016-08-25 4 S 0 93210 27.87 D 46693 D Employee Stock Option (right to buy) 8.44 2016-08-25 4 M 0 3000 0 D 2017-09-30 Common Stock 3000 3000 D Employee Stock Option (right to buy) 12.66 2016-08-25 4 M 0 36991 0 D 2017-09-30 Common Stock 36991 36990 D Employee Stock Option (right to buy) 16.88 2016-08-25 4 M 0 53219 0 D 2017-09-30 Common Stock 53219 53218 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated August 9, 2016. This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.72 to $27.96. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested . /s/Eric C. Scroggins, attorney-in-fact 2016-08-29