0001411207-14-000234.txt : 20141024 0001411207-14-000234.hdr.sgml : 20141024 20141024160203 ACCESSION NUMBER: 0001411207-14-000234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141022 FILED AS OF DATE: 20141024 DATE AS OF CHANGE: 20141024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dewey Lawrence E. CENTRAL INDEX KEY: 0001543489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 141172411 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-10-22 0001411207 Allison Transmission Holdings Inc ALSN 0001543489 Dewey Lawrence E. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Chairman, President & CEO Common Stock 2014-10-22 4 M 0 66400 12.66 A 312144 D Common Stock 2014-10-22 4 S 0 66400 29.2929 D 245744 D Common Stock 2014-10-23 4 M 0 126400 12.66 A 372144 D Common Stock 2014-10-23 4 M 0 100200 16.88 A 472344 D Common Stock 2014-10-23 4 S 0 226600 29.445 D 245744 D Common Stock 2014-10-24 4 M 0 74800 16.88 A 320544 D Common Stock 2014-10-24 4 S 0 74800 29.5727 D 245744 D Employee Stock Option (right to buy) 12.66 2014-10-22 4 M 0 66400 0 D 2017-09-30 Common Stock 66400 872139 D Employee Stock Option (right to buy) 12.66 2014-10-23 4 M 0 126400 0 D 2017-09-30 Common Stock 126400 745739 D Employee Stock Option (right to buy) 16.88 2014-10-23 4 M 0 100200 0 D 2017-09-30 Common Stock 100200 1139928 D Employee Stock Option (right to buy) 16.88 2014-10-24 4 M 0 74800 0 D 2017-09-30 Common Stock 74800 1065128 D The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 plan. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.2500 to $29.3300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.2500 to $29.7400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.5000 to $29.6000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote. The option vested in five equal installments beginning on August 7, 2008. /s/ Eric C. Scroggins, attorney-in-fact 2014-10-24