0001411207-13-000127.txt : 20130813
0001411207-13-000127.hdr.sgml : 20130813
20130813161323
ACCESSION NUMBER: 0001411207-13-000127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130809
FILED AS OF DATE: 20130813
DATE AS OF CHANGE: 20130813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Price Robert M.
CENTRAL INDEX KEY: 0001543601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 131033266
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-08-09
0001411207
Allison Transmission Holdings Inc
ALSN
0001543601
Price Robert M.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Human Resources
Common Stock
2013-08-09
4
S
0
2026
22.5314
D
23700
D
Common Stock
2013-08-12
4
M
0
11356
8.44
A
35056
D
Common Stock
2013-08-12
4
M
0
12000
12.66
A
47056
D
Common Stock
2013-08-12
4
M
0
10000
16.88
A
57056
D
Common Stock
2013-08-12
4
S
0
33356
22.658
D
23700
D
Employee Stock Option (right to buy)
16.88
2013-08-12
4
M
0
10000
0
D
2017-09-30
Common Stock
10000
0
D
Employee Stock Option (right to buy)
8.44
2013-08-12
4
M
0
11356
0
D
2017-09-30
Common Stock
11356
0
D
Employee Stock Option (right to buy)
12.66
2013-08-12
4
M
0
12000
0
D
2017-09-30
Common Stock
12000
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.5300 to $22.5400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012.
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $22.5000 to $22.7500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested in five equal annual installments beginning on August 7, 2008.
/s/ Eric C. Scroggins, attorney-in-fact
2013-08-13