Allison Transmission Holdings Inc false 0001411207 0001411207 2021-05-05 2021-05-05

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): May 5, 2021

 

 

ALLISON TRANSMISSION HOLDINGS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-35456   26-0414014

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

One Allison Way, Indianapolis, Indiana   46222
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code (317) 242-5000

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common stock, $0.01 par value   ALSN   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders

On May 5, 2021, Allison Transmission Holdings, Inc. (the “Company”) held its annual meeting of stockholders. At the meeting, stockholders took the following actions:

 

   

elected nine directors for one-year terms ending at the 2022 annual meeting of stockholders (Proposal 1);

 

   

ratified the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for 2021 (Proposal 2); and

 

   

approved, in an advisory, non-binding vote, the compensation paid to the Company’s named executive officers (Proposal 3).

The vote tabulation for each proposal follows:

Proposal 1 – Election of Directors.

 

NOMINEES

  

FOR

    

AGAINST

    

ABSTAIN

 

Judy L. Altmaier

     95,803,723        198,808        16,998  

Stan A. Askren

     95,793,288        206,343        19,898  

David C. Everitt

     92,735,446        3,266,984        17,099  

Alvaro Garcia-Tunon

     95,913,860        88,994        16,675  

David S. Graziosi

     92,086,516        3,028,301        904,712  

Carolann I. Haznedar

     94,494,180        1,508,052        17,297  

Richard P. Lavin

     94,356,240        1,645,691        17,598  

Thomas W. Rabaut

     89,392,647        6,608,534        18,348  

Richard V. Reynolds

     95,073,111        928,274        18,144  

Proposal 2 – Ratification of Appointment of PwC.

 

FOR

 

AGAINST

 

ABSTAIN

97,249,858   1,197,315   7,366

Proposal 3 – Advisory Vote on Executive Compensation.

 

FOR

 

AGAINST

 

ABSTAIN

88,912,278   7,078,475   28,776

 

Item 9.01

Financial Statements and Exhibits

 

(d)

Exhibits

 

Exhibit
No.

  

Description

104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Allison Transmission Holdings, Inc.
Date: May 7, 2021      
    By:  

/s/ G. Frederick Bohley

    Name:   G. Frederick Bohley
    Title:   Senior Vice President, Chief Financial Officer and Treasurer