0001062993-24-004730.txt : 20240228 0001062993-24-004730.hdr.sgml : 20240228 20240228160340 ACCESSION NUMBER: 0001062993-24-004730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240226 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24695117 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-26 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 1 0 0 Chair, President and CEO 0 Common Stock 2024-02-26 4 M 0 29696 43.13 A 163760 D Common Stock 2024-02-26 4 S 0 29696 74.8420 D 134064 D Common Stock 2024-02-27 4 M 0 8464 43.13 A 142528 D Common Stock 2024-02-27 4 M 0 88600 38.11 A 231128 D Common Stock 2024-02-27 4 S 0 97064 74.8688 D 134064 D Employee Stock Option (right to buy) 43.13 2024-02-26 4 M 0 29696 0 D 2031-02-10 Common Stock 29696 8464 D Employee Stock Option (right to buy) 43.13 2024-02-27 4 M 0 8464 0 D 2031-02-10 Common Stock 8464 0 D Employee Stock Option (right to buy) 38.11 2024-02-27 4 M 0 88600 0 D 2032-02-24 Common Stock 88600 44301 D The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.6615 to $75.0200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.4700 to $75.4500. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested in three equal annual installments beginning on February 10, 2022. The option vests in three equal annual installments beginning on February 24, 2023. /s/ Preston B. Ray, attorney-in-fact 2024-02-28