0001062993-24-004602.txt : 20240227 0001062993-24-004602.hdr.sgml : 20240227 20240227164421 ACCESSION NUMBER: 0001062993-24-004602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240220 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24687743 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-20 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 1 0 0 Chair, President and CEO 0 Common Stock 2024-02-20 4 M 0 76318 43.13 A 201797 D Common Stock 2024-02-20 4 S 0 76318 70.5737 D 125479 D Common Stock 2024-02-24 4 M 0 14767 A 140246 D Common Stock 2024-02-24 4 M 0 593 A 140839 D Common Stock 2024-02-24 4 F 0 6775 74.63 D 134064 D Employee Stock Option (right to buy) 43.13 2024-02-20 4 M 0 76318 0 D 2031-02-10 Common Stock 76318 38160 D Restricted Stock Units 2024-02-24 4 M 0 14767 0 D Common Stock 14767 14767 D Dividend Equivalent Rights 2024-02-24 4 M 0 593 0 D Common Stock 593 1091 D The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $70.0292 to $70.9800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Settlement of restricted stock units ("RSUs") granted on February 24, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. The option vested in three equal annual installments beginning on February 10, 2022. /s/Preston B. Ray, attorney-in-fact 2024-02-27