0001062993-24-004596.txt : 20240227
0001062993-24-004596.hdr.sgml : 20240227
20240227164111
ACCESSION NUMBER: 0001062993-24-004596
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240223
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pittard Dana JH
CENTRAL INDEX KEY: 0001661939
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 24687681
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-23
0001411207
Allison Transmission Holdings Inc
ALSN
0001661939
Pittard Dana JH
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Defense Programs
1
Common Stock
2024-02-23
4
M
0
895
A
5523
D
Common Stock
2024-02-23
4
M
0
34
A
5557
D
Common Stock
2024-02-23
4
F
0
414
74.63
D
5143
D
Common Stock
2024-02-23
4
M
0
2686
39.42
A
7829
D
Common Stock
2024-02-23
4
S
0
2686
72.8400
D
5143
D
Common Stock
13404
I
Pittard Living Trust
Restricted Stock Units
2024-02-23
4
M
0
895
0
D
Common Stock
895
896
D
Dividend Equivalent Rights
2024-02-23
4
M
0
34
0
D
Common Stock
34
63
D
Employee Stock Option (right to buy)
39.42
2024-02-23
4
M
0
2686
0
D
2032-02-23
Common Stock
2686
2686
D
Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.
The option vests in three equal annual installments beginning on February 23, 2023.
/s/ Preston B. Ray, attorney-in-fact
2024-02-27