0001062993-24-004596.txt : 20240227 0001062993-24-004596.hdr.sgml : 20240227 20240227164111 ACCESSION NUMBER: 0001062993-24-004596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pittard Dana JH CENTRAL INDEX KEY: 0001661939 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24687681 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-23 0001411207 Allison Transmission Holdings Inc ALSN 0001661939 Pittard Dana JH C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Defense Programs 1 Common Stock 2024-02-23 4 M 0 895 A 5523 D Common Stock 2024-02-23 4 M 0 34 A 5557 D Common Stock 2024-02-23 4 F 0 414 74.63 D 5143 D Common Stock 2024-02-23 4 M 0 2686 39.42 A 7829 D Common Stock 2024-02-23 4 S 0 2686 72.8400 D 5143 D Common Stock 13404 I Pittard Living Trust Restricted Stock Units 2024-02-23 4 M 0 895 0 D Common Stock 895 896 D Dividend Equivalent Rights 2024-02-23 4 M 0 34 0 D Common Stock 34 63 D Employee Stock Option (right to buy) 39.42 2024-02-23 4 M 0 2686 0 D 2032-02-23 Common Stock 2686 2686 D Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023. The option vests in three equal annual installments beginning on February 23, 2023. /s/ Preston B. Ray, attorney-in-fact 2024-02-27