0001062993-24-004270.txt : 20240223
0001062993-24-004270.hdr.sgml : 20240223
20240223163408
ACCESSION NUMBER: 0001062993-24-004270
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scroggins Eric C.
CENTRAL INDEX KEY: 0001543507
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 24671782
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-21
0001411207
Allison Transmission Holdings Inc
ALSN
0001543507
Scroggins Eric C.
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Gen. Counsel & Secretary
0
Common Stock
2024-02-22
4
M
0
926
A
10094
D
Common Stock
2024-02-22
4
M
0
16
A
10110
D
Common Stock
2024-02-22
4
F
0
275
73.39
D
9835
D
Employee Stock Option (right to buy)
70.88
2024-02-21
4
A
0
6659
0
A
2034-02-21
Common Stock
6659
6659
D
Restricted Stock Units
2024-02-21
4
A
0
2219
0
A
Common Stock
2219
2219
D
Restricted Stock Units
2024-02-22
4
M
0
926
0
D
Common Stock
926
1854
D
Dividend Equivalent Rights
2024-02-22
4
M
0
16
0
D
Common Stock
16
116
D
Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
The options vest in three equal annual installments beginning on February 21, 2025.
Each RSU represents a contingent right to receive one share of ALSN common stock.
The RSUs vest in three equal annual installments beginning on February 21, 2025.
/s/ Preston B. Ray, attorney-in-fact
2024-02-23