0001062993-24-004267.txt : 20240223 0001062993-24-004267.hdr.sgml : 20240223 20240223163213 ACCESSION NUMBER: 0001062993-24-004267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24671739 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-22 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 1 0 0 Chairman, President and CEO 0 Common Stock 2024-02-22 4 M 0 13417 A 131258 D Common Stock 2024-02-22 4 M 0 248 A 131506 D Common Stock 2024-02-22 4 F 0 6027 73.39 D 125479 D Employee Stock Option (right to buy) 73.39 2024-02-22 4 A 0 94273 0 A 2034-02-22 Common Stock 94273 94273 D Restricted Stock Units 2024-02-22 4 A 0 31421 0 A Common Stock 31421 31421 D Restricted Stock Units 2024-02-22 4 M 0 13417 0 D Common Stock 13417 26835 D Dividend Equivalent Rights 2024-02-22 4 M 0 248 0 D Common Stock 248 1684 D Settlement of restricted stock units ("RSUs") granted on February 22, 2023. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. The options vest in three equal annual installments beginning on February 22, 2025. Each RSU represents a contingent right to receive one share of ALSN common stock. The RSUs vest in three equal annual installments beginning on February 22, 2025. /s/Preston B. Ray, attorney-in-fact 2024-02-23