0001062993-24-002993.txt : 20240213
0001062993-24-002993.hdr.sgml : 20240213
20240213162021
ACCESSION NUMBER: 0001062993-24-002993
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240210
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scroggins Eric C.
CENTRAL INDEX KEY: 0001543507
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 24626293
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-10
0001411207
Allison Transmission Holdings Inc
ALSN
0001543507
Scroggins Eric C.
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Gen. Counsel & Secretary
0
Common Stock
2024-02-10
4
M
0
897
A
8798
D
Common Stock
2024-02-10
4
M
0
51
A
8849
D
Common Stock
2024-02-10
4
F
0
330
61.70
D
8519
D
Restricted Stock Units
2024-02-10
4
M
0
897
0
D
Common Stock
897
0
D
Dividend Equivalent Rights
2024-02-10
4
M
0
51
0
D
Common Stock
51
132
D
Pefromance Stock Units
2024-02-12
4
A
0
4383
0
A
Common Stock
4383
4383
D
Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock.
On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 4,383 PSUs.
Earned PSUs will vest on February 28, 2024.
/s/ Preston B. Ray, attorney-in-fact
2024-02-13