0001062993-24-002990.txt : 20240213 0001062993-24-002990.hdr.sgml : 20240213 20240213161758 ACCESSION NUMBER: 0001062993-24-002990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240210 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pittard Dana JH CENTRAL INDEX KEY: 0001661939 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24626204 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-10 0001411207 Allison Transmission Holdings Inc ALSN 0001661939 Pittard Dana JH C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Defense Programs 0 Common Stock 2024-02-10 4 M 0 765 A 4425 D Common Stock 2024-02-10 4 M 0 44 A 4469 D Common Stock 2024-02-10 4 F 0 282 61.70 D 4187 D Common Stock 13404 I Pittard Living Trust Restricted Stock Units 2024-02-10 4 M 0 765 0 D Common Stock 765 0 D Dividend Equivalent Rights 2024-02-10 4 M 0 44 0 D Common Stock 44 111 D Pefromance Stock Units 2024-02-12 4 A 0 3739 0 A Common Stock 3739 3739 D Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of ALSN common stock. On February 10, 2021, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2021-2023. As determined on February 12, 2024, based on ALSN's actual performance for 2021-2023, the reporting person earned 3,739 PSUs. Earned PSUs will vest on February 28, 2024. /s/ Preston B. Ray, attorney-in-fact 2024-02-13