0001062993-23-017553.txt : 20230905 0001062993-23-017553.hdr.sgml : 20230905 20230905162419 ACCESSION NUMBER: 0001062993-23-017553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bohley G Frederick CENTRAL INDEX KEY: 0001741824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 231236099 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 FORMER NAME: FORMER CONFORMED NAME: Bohley G Fredrick DATE OF NAME CHANGE: 20180524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-08-31 0001411207 Allison Transmission Holdings Inc ALSN 0001741824 Bohley G Frederick C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, CFO & Treasurer 1 Common Stock 2023-08-31 4 M 0 4950 30.23 A 72318 D Common Stock 2023-08-31 4 S 0 4950 60.3200 D 67368 D Common Stock 360 I By Spouse Employee Stock Option (right to buy) 30.23 2023-08-31 4 M 0 4950 0 D 2024-02-18 Common Stock 4950 0 D Dividend Equivalent Rights 2023-08-31 4 A 0 64 0 A Common Stock 64 460 D The sales reported in this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2023. The option vested on December 1, 2016. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. /s/ Preston B. Ray, attorney-in-fact 2023-09-05