0001062993-23-017269.txt : 20230830 0001062993-23-017269.hdr.sgml : 20230830 20230830160210 ACCESSION NUMBER: 0001062993-23-017269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230828 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van Niekerk Teresa CENTRAL INDEX KEY: 0001918190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 231225235 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-08-28 0001411207 Allison Transmission Holdings Inc ALSN 0001918190 van Niekerk Teresa C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Chief Procurement Officer 0 Common Stock 2023-08-28 4 M 0 5705 49.60 A 19614 D Common Stock 2023-08-28 4 M 0 5520 43.13 A 25134 D Common Stock 2023-08-28 4 M 0 3302 39.42 A 28436 D Common Stock 2023-08-28 4 S 0 12153 59.1710 D 16283 D Employee Stock Option (right to buy) 49.60 2023-08-28 4 M 0 5705 0 D 2029-02-20 Common Stock 5705 0 D Employee Stock Option (right to buy) 43.13 2023-08-28 4 M 0 5520 0 D 2031-02-10 Common Stock 5520 2761 D Employee Stock Option (right to buy) 39.42 2023-08-28 4 M 0 3302 0 D 2032-02-23 Common Stock 3302 6605 D The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $59.1000 to $59.2200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested on February 20, 2022. The options vest in three equal annual installments beginning on February 10, 2022. The options vest in three equal annual installments beginning on February 23, 2023. /s/ Preston B. Ray, attorney-in-fact 2023-08-30