0001062993-23-017269.txt : 20230830
0001062993-23-017269.hdr.sgml : 20230830
20230830160210
ACCESSION NUMBER: 0001062993-23-017269
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230830
DATE AS OF CHANGE: 20230830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: van Niekerk Teresa
CENTRAL INDEX KEY: 0001918190
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 231225235
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-08-28
0001411207
Allison Transmission Holdings Inc
ALSN
0001918190
van Niekerk Teresa
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Chief Procurement Officer
0
Common Stock
2023-08-28
4
M
0
5705
49.60
A
19614
D
Common Stock
2023-08-28
4
M
0
5520
43.13
A
25134
D
Common Stock
2023-08-28
4
M
0
3302
39.42
A
28436
D
Common Stock
2023-08-28
4
S
0
12153
59.1710
D
16283
D
Employee Stock Option (right to buy)
49.60
2023-08-28
4
M
0
5705
0
D
2029-02-20
Common Stock
5705
0
D
Employee Stock Option (right to buy)
43.13
2023-08-28
4
M
0
5520
0
D
2031-02-10
Common Stock
5520
2761
D
Employee Stock Option (right to buy)
39.42
2023-08-28
4
M
0
3302
0
D
2032-02-23
Common Stock
3302
6605
D
The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $59.1000 to $59.2200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested on February 20, 2022.
The options vest in three equal annual installments beginning on February 10, 2022.
The options vest in three equal annual installments beginning on February 23, 2023.
/s/ Preston B. Ray, attorney-in-fact
2023-08-30