0001062993-23-004787.txt : 20230224 0001062993-23-004787.hdr.sgml : 20230224 20230224161750 ACCESSION NUMBER: 0001062993-23-004787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 23667548 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-22 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 1 0 0 Chairman, President and CEO Employee Stock Option (right to buy) 47.35 2023-02-22 4 A 0 120757 0 A 2033-02-22 Common Stock 120757 120757 D Restricted Stock Units 2023-02-22 4 A 0 40252 0 A Common Stock 40252 40252 D The option vests in three equal annual installments beginning on February 22, 2024. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. The RSUs vests in three equal annual installments beginning on February 22, 2024. /s/ Eric C. Scroggins, attorney-in-fact 2023-02-24