0001062993-22-005087.txt : 20220222 0001062993-22-005087.hdr.sgml : 20220222 20220222153247 ACCESSION NUMBER: 0001062993-22-005087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220220 FILED AS OF DATE: 20220222 DATE AS OF CHANGE: 20220222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Michael CENTRAL INDEX KEY: 0001661740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 22657838 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-02-20 0001411207 Allison Transmission Holdings Inc ALSN 0001661740 Dick Michael C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Ops and Purchasing Common Stock 2022-02-20 4 M 0 3901 A 61831 D Common Stock 2022-02-20 4 M 0 203 A 62034 D Common Stock 2022-02-20 4 F 0 1172 40.57 D 60862 D Restricted Stock Units 2022-02-20 4 M 0 3901 0 D Common Stock 3901 0 D Dividend Equivalent Rights 2022-02-20 4 M 0 203 0 D Common Stock 203 276 D Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. /s/ Jacalyn C. .Bolles, attorney-in-fact 2022-02-22