-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GIUuXYBEiCSQBHBaOHGJ+W6RH+mZBoX5Hoo4Nm3JKtF9bC8d7gQ2TirFzWvuK08t 02RyxeDksUISyCBNrOx5UQ== 0000950123-11-012572.txt : 20110211 0000950123-11-012572.hdr.sgml : 20110211 20110211125527 ACCESSION NUMBER: 0000950123-11-012572 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 GROUP MEMBERS: KBC ASSET MANAGEMENT NV GROUP MEMBERS: KBC BANK NV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Tri-Tech Holding, Inc. CENTRAL INDEX KEY: 0001460801 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85317 FILM NUMBER: 11596542 BUSINESS ADDRESS: STREET 1: 16TH FLOOR, TOWER B STREET 2: RENJI PLAZA NO. 101, JINGSHUN ROAD CITY: CHAOYANG DISTRICT, BEIJING STATE: F4 ZIP: 100102 BUSINESS PHONE: (86-10) 57323666 MAIL ADDRESS: STREET 1: 16TH FLOOR, TOWER B STREET 2: RENJI PLAZA NO. 101, JINGSHUN ROAD CITY: CHAOYANG DISTRICT, BEIJING STATE: F4 ZIP: 100102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KBC Group NV CENTRAL INDEX KEY: 0001411133 IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HAVENLAAN 2 CITY: BRUSSELS STATE: C9 ZIP: 1080 BUSINESS PHONE: 32 78 152 154 MAIL ADDRESS: STREET 1: HAVENLAAN 2 CITY: BRUSSELS STATE: C9 ZIP: 1080 SC 13G/A 1 y89394sc13gza.htm SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Tri-Tech Holding Inc.
(Name of Issuer)
Ordinary Shares, $0.001 par value per share
(Title of Class of Securities)
G9103F106
(CUSIP Number)
December 31, 2010
Date of Event Which Requires Filing of the Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

On October 11, 2010, RHJ International SA acquired KBC Asset Management Ltd. (“KBC AM”) from KBC Asset Management NV. As a result of this transaction, KBC AM is no longer a subsidiary of KBC Group NV, KBC Bank NV, or KBC Asset Management NV (collectively the “KBC Entities”) and the KBC Entities are no longer deemed the indirect beneficial owner of securities under the investment control of KBC AM (except where the KBC Entities otherwise have direct or indirect beneficial ownership of those securities). This Schedule 13G/A amends the Schedule 13G dated June 2, 2010, which was jointly filed by the KBC Entities with KBC AM, and reflects the results of the foregoing change in ownership.

 
 


 

                     
CUSIP No.
 
624758108 
13G Page  
  of   
10 

 

           
1.   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KBC Group NV
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Belgium
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   226,060 shares
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    226,060 shares
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  226,060 shares 
 
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 2.8% (based on 8,051,833 ordinary shares issued and outstanding, per Form 10-Q dated 11/15/10)
     
12.   TYPE OF REPORTING PERSON
   
  HC


 

                     
CUSIP No.
 
624758108 
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3
  of   
10 

 

           
1.   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KBC Bank NV
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Belgium
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   226,060 shares
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    226,060 shares
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  226,060 shares 
 
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 2.8% (based on 8,051,833 ordinary shares issued and outstanding, per Form 10-Q dated 11/15/10)
     
12.   TYPE OF REPORTING PERSON
   
  BK/HC


 

                     
CUSIP No.
 
624758108 
13G Page  
4
  of   
10 

 

           
1.   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KBC Asset Management NV
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Belgium
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   226,060 shares
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    226,060 shares
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  226,060 shares 
 
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 2.8% (based on 8,051,833 ordinary shares issued and outstanding, per Form 10-Q dated 11/15/10)
     
12.   TYPE OF REPORTING PERSON
   
  IA/HC


 

                     
CUSIP No.
 
624758108 
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5
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10 
Item 1(a)   Name of Issuer: Tri-Tech Holding Inc.
Item 1(b)   Address of Issuer’s Principal Executive Offices:
      16th Floor of Tower B, Renji Plaza,
No. 101 Jingshun Road, Chaoyang District,
Beijing, People’s Republic of China 100102
Item 2(a)   Name of Person Filing
Item 2(b)   Address of Principal Business Office
Item 2(c)   Citizenship
KBC Group NV
Havenlaan 2
1080 Brussels, Belgium
Belgium
KBC Bank NV
Havenlaan 2,
1080 Brussels, Belgium
Belgium
KBC Asset Management NV
Havenlaan 2,
1080 Brussels, Belgium
Belgium
2(d)    Title of Class of Securities:
      Ordinary Shares, $0.001 par value per share
2(e)    CUSIP Number: G9103F106
 
Item 3   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
  (a)   o   Broker or dealer registered under Section 15 of the Exchange Act;
 
  (b)   o   Bank as defined in Section 3(a)(6) of the Exchange Act;
 
  (c)   o   Insurance company as defined in Section 3(a)(19) of the Exchange Act;
 
  (d)   o   Investment company registered under Section 8 of the Investment Company Act;
 
  (e)   o   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 


 

                     
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  (f)   o   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
  (g)   o   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
  (h)   o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
  (i)   o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
  (j)   o   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     If this statement is filed pursuant to Rule 13d-1(c), check this box þ
Item 4   Ownership:
  (a)   Amount beneficially owned:
     Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.
  (b)   Percent of Class:
    Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.
  (c)   Number of shares as to which such person has:
  (i)   sole power to vote or to direct the vote:
      Incorporated by reference to Item 5 of the cover page pertaining to each reporting person.
  (ii)   shared power to vote or to direct the vote:
      Incorporated by reference to Item 6 of the cover page pertaining to each reporting person.
  (iii)   sole power to dispose or to direct the disposition of:
      Incorporated by reference to Item 7 of the cover page pertaining to each reporting person.
  (iv)   shared power to dispose or to direct the disposition of:
      Incorporated by reference to Item 8 of the cover page pertaining to each reporting person.

 


 

                     
CUSIP No.
 
624758108 
13G Page  
7
  of   
10 
Item 5   Ownership of Five Percent or Less of a Class:
      If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.
Item 6   Ownership of More than Five Percent on Behalf of Another Person:
      Not Applicable.
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
      KBC Asset Management NV is a wholly owned subsidiary of KBC Bank NV, which is a wholly owned subsidiary of KBC Group NV.
Item 8   Identification and Classification of Members of the Group:
      Not Applicable.
Item 9   Notice of Dissolution of Group:
      Not Applicable.
Item 10   Certification:
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

                     
CUSIP No.
 
624758108 
13G Page  
8
  of   
10 
     After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated this 10th day of February, 2011.
         
KBC Group NV
 
   
By:   /s/ Jan Vanhevel      
  Name:   Jan Vanhevel     
  Title:   CEO     
     
By:   /s/ Luc Philips      
  Name:   Luc Philips     
  Title:   Executive Director     
     
KBC Bank NV
 
   
By:   /s/ Jan Vanhevel      
  Name:   Jan Vanhevel     
  Title:   CEO     
     
By:   /s/ Luc Philips      
  Name:   Luc Philips     
  Title:   Executive Director     
     
KBC Asset Management NV
 
   
By:   /s/ Johan Lema      
  Name:   Johan Lema     
  Title:   Chairman of the Executive Committee     
     
By:   /s/ Wouter Vanden Eynde      
  Name:   Wouter Vanden Eynde     
  Title:   Executive Director     
 

 


 

                     
CUSIP No.
 
624758108 
13G Page  
9
  of   
10 
INDEX TO EXHIBITS
     
Exhibit No.   Exhibit
 
   
99.1
  Joint Filing Agreement

 

EX-99.1 2 y89394exv99w1.htm EX-99.1 exv99w1
EXHIBIT 99.1
                     
CUSIP No.
 
624758108 
13G Page  
10
  of   
10 
Joint Filing Agreement
February 10, 2011
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, KBC GROUP NV, KBC BANK NV, and KBC ASSET MANAGEMENT NV, each hereby agree to the joint filing of this statement on Schedule 13G (including any and all amendments hereto). In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. A copy of this Agreement shall be attached as an exhibit to the Statement on Schedule 13G filed on behalf of each of the parties hereto, to which this Agreement relates.
This Agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument.
         
KBC Group NV
 
   
By:   /s/ Jan Vanhevel      
  Name:   Jan Vanhevel     
  Title:   CEO     
     
By:   /s/ Luc Philips      
  Name:   Luc Philips     
  Title:   Executive Director     
 
KBC Bank NV
 
   
By:   /s/ Jan Vanhevel      
  Name:   Jan Vanhevel     
  Title:   CEO     
     
By:   /s/ Luc Philips      
  Name:   Luc Philips     
  Title:   Executive Director     
 
KBC Asset Management NV
 
   
By:   /s/ Johan Lema      
  Name:   Johan Lema     
  Title:   Chairman of the Executive Committee     
     
By:   /s/ Wouter Vanden Eynde      
  Name:   Wouter Vanden Eynde     
  Title:   Executive Director     
 

 

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