0001140361-17-024412.txt : 20170607
0001140361-17-024412.hdr.sgml : 20170607
20170607200907
ACCESSION NUMBER: 0001140361-17-024412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170606
FILED AS OF DATE: 20170607
DATE AS OF CHANGE: 20170607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROOFPOINT INC
CENTRAL INDEX KEY: 0001212458
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 510414846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-517-4710
MAIL ADDRESS:
STREET 1: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Auvil Paul R. III
CENTRAL INDEX KEY: 0001410972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35506
FILM NUMBER: 17898431
MAIL ADDRESS:
STREET 1: C/O PROOFPOINT, INC.
STREET 2: 892 ROSS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc1.xml
FORM 4
X0306
4
2017-06-06
0
0001212458
PROOFPOINT INC
PFPT
0001410972
Auvil Paul R. III
C/O PROOFPOINT, INC.
892 ROSS DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Chief Financial Officer
Common Stock
2017-06-06
4
M
0
9227
3.88
A
104705
D
Common Stock
2017-06-06
4
M
0
15773
5.48
A
120478
D
Common Stock
2017-06-06
4
S
0
22241
90.4644
D
98237
D
Common Stock
2017-06-06
4
S
0
2759
91.1629
D
95478
D
Common Stock
446398
I
By family trust
Non-qualified Stock Option (right to buy)
3.88
2017-06-06
4
M
0
9227
0
D
2020-03-09
Common Stock
9227
0
D
Non-qualified Stock Option (right to buy)
5.48
2017-06-06
4
M
0
15773
0
D
2021-04-29
Common Stock
15773
3479
D
The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 7, 2016.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $90.00 to $90.99 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $91.02 to $91.40 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option is immediately exercisable in full.
/s/ Paul R. Auvil III by Michael Yang, Attorney-In-Fact
2017-06-07