0001062993-23-010294.txt : 20230505
0001062993-23-010294.hdr.sgml : 20230505
20230505125020
ACCESSION NUMBER: 0001062993-23-010294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230504
FILED AS OF DATE: 20230505
DATE AS OF CHANGE: 20230505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grove Richard Allen
CENTRAL INDEX KEY: 0001410958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22853
FILM NUMBER: 23892484
MAIL ADDRESS:
STREET 1: 518 17TH STREET, 17TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ArrowMark Financial Corp.
CENTRAL INDEX KEY: 0001578987
IRS NUMBER: 900934878
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: (303) 398-2929
MAIL ADDRESS:
STREET 1: 100 FILLMORE STREET, SUITE 325
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER COMPANY:
FORMER CONFORMED NAME: StoneCastle Financial Corp.
DATE OF NAME CHANGE: 20130611
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-04
0001578987
ArrowMark Financial Corp.
BANX
0001410958
Grove Richard Allen
C/O ARROWMARK FINANCIAL CORP.
100 FILLMORE STREET, SUITE 325
DENVER
CO
80206
0
1
0
0
Chief Compliance Officer
0
Common Stock
2023-05-04
4
P
0
1000
14.5791
A
1500
D
The price reported in Column 4 is a weighted average price. These shares were sold in two transactions at prices of $14.574 and $14.625, inclusive. The reporting person undertakes to provide to ArrowMark Financial Corp., any security holder of ArrowMark Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
/s/ Richard Allen Grove
2023-05-05