0001104659-21-061241.txt : 20210504 0001104659-21-061241.hdr.sgml : 20210504 20210504204920 ACCESSION NUMBER: 0001104659-21-061241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dugel Pravin CENTRAL INDEX KEY: 0001700917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36080 FILM NUMBER: 21890791 MAIL ADDRESS: STREET 1: C/O AERPIO PHARMACEUTICALS, INC. STREET 2: 9987 CARVER ROAD CITY: CINCINNATI STATE: OH ZIP: 45242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IVERIC bio, Inc. CENTRAL INDEX KEY: 0001410939 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 208185347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: SUITE 2372 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-845-8200 MAIL ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: SUITE 2372 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Ophthotech Corp. DATE OF NAME CHANGE: 20070828 4 1 tm2115186d1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-05-03 0 0001410939 IVERIC bio, Inc. ISEE 0001700917 Dugel Pravin C/O IVERIC BIO, INC. FIVE PENN PLAZA, SUITE 2372 NEW YORK NY 10001 0 1 0 0 President Stock Option (Right to Buy) 7.17 2021-05-03 4 A 0 35000 0 A 2031-05-02 Common Stock 35000 35000 D Restricted Stock Units 2021-05-03 4 A 0 17250 0 A Common Stock 17250 17250 D Subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan, the stock option award will vest with respect to 25% of the shares subject to the option on the first anniversary of the grant date and with respect to the remaining shares, in approximately equal monthly installments through the fourth anniversary of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock of the Registrant upon vesting of the unit. Subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan, the award of restricted stock units will vest with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date. /s/ Todd Anderman, as Attorney-in-Fact for Pravin Dugel 2021-05-04