0001104659-21-061241.txt : 20210504
0001104659-21-061241.hdr.sgml : 20210504
20210504204920
ACCESSION NUMBER: 0001104659-21-061241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dugel Pravin
CENTRAL INDEX KEY: 0001700917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36080
FILM NUMBER: 21890791
MAIL ADDRESS:
STREET 1: C/O AERPIO PHARMACEUTICALS, INC.
STREET 2: 9987 CARVER ROAD
CITY: CINCINNATI
STATE: OH
ZIP: 45242
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IVERIC bio, Inc.
CENTRAL INDEX KEY: 0001410939
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 208185347
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 PENN PLAZA
STREET 2: SUITE 2372
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-845-8200
MAIL ADDRESS:
STREET 1: 5 PENN PLAZA
STREET 2: SUITE 2372
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Ophthotech Corp.
DATE OF NAME CHANGE: 20070828
4
1
tm2115186d1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-03
0
0001410939
IVERIC bio, Inc.
ISEE
0001700917
Dugel Pravin
C/O IVERIC BIO, INC.
FIVE PENN PLAZA, SUITE 2372
NEW YORK
NY
10001
0
1
0
0
President
Stock Option (Right to Buy)
7.17
2021-05-03
4
A
0
35000
0
A
2031-05-02
Common Stock
35000
35000
D
Restricted Stock Units
2021-05-03
4
A
0
17250
0
A
Common Stock
17250
17250
D
Subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan, the stock option award will vest with respect to 25% of the shares subject to the option on the first anniversary of the grant date and with respect to the remaining shares, in approximately equal monthly installments through the fourth anniversary of the grant date.
Each restricted stock unit represents the contingent right to receive one share of common stock of the Registrant upon vesting of the unit.
Subject to continued employment with the Registrant and the other terms and conditions under the Registrant's 2013 Stock Incentive Plan, the award of restricted stock units will vest with respect to 25% of the shares subject to the award on each of the first, second, third and fourth anniversaries of the grant date.
/s/ Todd Anderman, as Attorney-in-Fact for Pravin Dugel
2021-05-04