0001410636-20-000058.txt : 20200304 0001410636-20-000058.hdr.sgml : 20200304 20200304092733 ACCESSION NUMBER: 0001410636-20-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Melanie M CENTRAL INDEX KEY: 0001699352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 20685876 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 BUSINESS PHONE: 856-955-4001 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 4 1 wf-form4_158333203188363.xml FORM 4 X0306 4 2020-03-02 0 0001410636 American Water Works Company, Inc. AWK 0001699352 Kennedy Melanie M 1 WATER STREET CAMDEN NJ 08102-1658 0 1 0 0 SVP, Human Resources Common Stock 2020-03-02 4 M 0 1969 65.15 A 10537 D Common Stock 2020-03-02 4 M 0 1990 52.75 A 12527 D Common Stock 2020-03-02 4 S 0 1969 127.73 D 10558 D Common Stock 2020-03-02 4 S 0 1990 127.42 D 8568 D Common Stock 2020-03-02 4 S 0 1089 128.17 D 7479 D Employee Stock Option (right to buy) 65.15 2020-03-02 4 M 0 1969 0 D 2022-12-31 Common Stock 1969.0 0 D Employee Stock Option (right to buy) 52.75 2020-03-02 4 M 0 1990 0 D 2021-12-31 Common Stock 1990.0 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.72 to $127.75, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. This option award vested in three equal installments on January 1, 2017, 2018 and 2019. This option award vested in three equal installments on January 1, 2016, 2017 and 2018. /s/ Jeffrey M. Taylor, as attorney-in-fact for Melanie M. Kennedy 2020-03-04