0001410636-18-000130.txt : 20180515 0001410636-18-000130.hdr.sgml : 20180515 20180515134806 ACCESSION NUMBER: 0001410636-18-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180511 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAVRIDIS JAMES G. CENTRAL INDEX KEY: 0001661859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 18835119 MAIL ADDRESS: STREET 1: C/O NEUBERGER BERMAN MANAGEMENT LLC STREET 2: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158-0180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 wf-form4_152640642782159.xml FORM 4 X0306 4 2018-05-11 0 0001410636 American Water Works Company, Inc. AWK 0001661859 STAVRIDIS JAMES G. 1025 LAUREL OAK ROAD VOORHEES NJ 08043 1 0 0 0 Common Stock 2018-05-11 4 A 0 1497 0 A 1756 D The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. /s/ Jeffrey M. Taylor, as attorney-in-fact for James G. Stavridis 2018-05-15