0001209191-16-138190.txt : 20160822 0001209191-16-138190.hdr.sgml : 20160822 20160822190630 ACCESSION NUMBER: 0001209191-16-138190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Walter CENTRAL INDEX KEY: 0001430106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 161846211 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-19 0 0001410636 American Water Works Company, Inc. AWK 0001430106 Lynch Walter 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 EVP and COO Common Stock 2016-08-19 4 M 0 6514 34.12 A 91389 D Common Stock 2016-08-19 4 S 0 6514 76.43 D 84875 D Employee Stock Option (right to buy) 34.12 2016-08-19 4 M 0 6514 0.00 D 2018-12-31 Common Stock 6514 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.42 to $76.435, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. The option award granted on February 23, 2012 and representing a right to purchase 46,514 shares vested in three equal installments on January 1, 2013, 2014 and 2015. Prior exercises of 40,000 shares underlying this option were previously reported. /s/ Jeffrey M. Taylor, as attorney-in-fact for Walter J. Lynch 2016-08-22