0001209191-16-138190.txt : 20160822
0001209191-16-138190.hdr.sgml : 20160822
20160822190630
ACCESSION NUMBER: 0001209191-16-138190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160822
DATE AS OF CHANGE: 20160822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lynch Walter
CENTRAL INDEX KEY: 0001430106
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 161846211
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-19
0
0001410636
American Water Works Company, Inc.
AWK
0001430106
Lynch Walter
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
EVP and COO
Common Stock
2016-08-19
4
M
0
6514
34.12
A
91389
D
Common Stock
2016-08-19
4
S
0
6514
76.43
D
84875
D
Employee Stock Option (right to buy)
34.12
2016-08-19
4
M
0
6514
0.00
D
2018-12-31
Common Stock
6514
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.42 to $76.435, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
The option award granted on February 23, 2012 and representing a right to purchase 46,514 shares vested in three equal installments on January 1, 2013, 2014 and 2015.
Prior exercises of 40,000 shares underlying this option were previously reported.
/s/ Jeffrey M. Taylor, as attorney-in-fact for Walter J. Lynch
2016-08-22