0001181431-14-020537.txt : 20140521
0001181431-14-020537.hdr.sgml : 20140521
20140521125152
ACCESSION NUMBER: 0001181431-14-020537
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140519
FILED AS OF DATE: 20140521
DATE AS OF CHANGE: 20140521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Mark S
CENTRAL INDEX KEY: 0001559113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 14860115
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
4
1
rrd409998.xml
X0306
4
2014-05-19
0
0001410636
American Water Works Company, Inc.
AWK
0001559113
Smith Mark S
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
VP & Chief Information Officer
Common Stock
2014-05-19
4
M
0
123
27.08
A
2957
D
Common Stock
2014-05-19
4
M
0
343
34.12
A
3300
D
Common Stock
2014-05-19
4
M
0
300
39.45
A
3600
D
Common Stock
2014-05-19
4
S
0
766
47.22
D
2834
D
Employee Stock Option (right to buy)
27.08
2014-05-19
4
M
0
123
0
D
2017-12-31
Common Stock
123
123
D
Employee Stock Option (right to buy)
34.12
2014-05-19
4
M
0
343
0
D
2018-12-31
Common Stock
343
1680
D
Employee Stock Option (right to buy)
39.45
2014-05-19
4
M
0
300
0
D
2019-12-31
Common Stock
300
3288
D
The option award granted on February 24, 2011, representing a right to purchase 981 shares, vested in three equal installments on January 1, 2012, 2013 and 2014.
The option award granted on February 23, 2012, representing a right to purchase 4,008 shares, vests in three equal installments on January 1, 2013, 2014 and 2015.
The option award granted on February 21, 2013, representing a right to purchase 4,288 shares, vests in three equal installments on January 1, 2014, 2015 and 2016.
735 shares of this option award were previously exercised and reported.
1,985 shares of this option award were previously exercised and reported.
700 shares of this option award were previously exercised and reported.
/s/ Thomas Wyatt by Power of Attorney previously filed
2014-05-21