0001181431-14-020537.txt : 20140521 0001181431-14-020537.hdr.sgml : 20140521 20140521125152 ACCESSION NUMBER: 0001181431-14-020537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140519 FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Mark S CENTRAL INDEX KEY: 0001559113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 14860115 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 rrd409998.xml X0306 4 2014-05-19 0 0001410636 American Water Works Company, Inc. AWK 0001559113 Smith Mark S 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 VP & Chief Information Officer Common Stock 2014-05-19 4 M 0 123 27.08 A 2957 D Common Stock 2014-05-19 4 M 0 343 34.12 A 3300 D Common Stock 2014-05-19 4 M 0 300 39.45 A 3600 D Common Stock 2014-05-19 4 S 0 766 47.22 D 2834 D Employee Stock Option (right to buy) 27.08 2014-05-19 4 M 0 123 0 D 2017-12-31 Common Stock 123 123 D Employee Stock Option (right to buy) 34.12 2014-05-19 4 M 0 343 0 D 2018-12-31 Common Stock 343 1680 D Employee Stock Option (right to buy) 39.45 2014-05-19 4 M 0 300 0 D 2019-12-31 Common Stock 300 3288 D The option award granted on February 24, 2011, representing a right to purchase 981 shares, vested in three equal installments on January 1, 2012, 2013 and 2014. The option award granted on February 23, 2012, representing a right to purchase 4,008 shares, vests in three equal installments on January 1, 2013, 2014 and 2015. The option award granted on February 21, 2013, representing a right to purchase 4,288 shares, vests in three equal installments on January 1, 2014, 2015 and 2016. 735 shares of this option award were previously exercised and reported. 1,985 shares of this option award were previously exercised and reported. 700 shares of this option award were previously exercised and reported. /s/ Thomas Wyatt by Power of Attorney previously filed 2014-05-21