0001181431-13-015450.txt : 20130307 0001181431-13-015450.hdr.sgml : 20130307 20130307184840 ACCESSION NUMBER: 0001181431-13-015450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130305 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker David K CENTRAL INDEX KEY: 0001487727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 13674865 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 rrd373427.xml X0306 4 2013-03-05 0 0001410636 American Water Works Company, Inc. AWK 0001487727 Baker David K 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 President, NJ American Water Common Stock 2013-03-05 2013-03-05 4 M 0 10586 22.26 A 18839 D Common Stock 2013-03-05 2013-03-05 4 M 0 9338 27.08 A 28177 D Common Stock 2013-03-05 2013-03-05 4 S 0 19924 40.49 D 8253 D Employee Stock Option (right to buy) 22.26 2013-03-05 2013-03-05 4 M 0 10586 0 D 2016-12-31 Common Stock 10586 33845 D Employee Stock Option (right to buy) 27.08 2013-03-05 2013-03-05 4 M 0 9338 0 D 2017-12-31 Common Stock 9338 24507 D The Option Award granted on February 26, 2010, representing a right to purchase 15,203 shares, vested in thirds on January 1, 2011, January 1, 2012 and January 1, 2013. The Option Award granted on February 24, 2011, representating a right to purchase 14,008 shares, vests in thirds on January 1, 2012, January 1, 2013 and January 1, 2014. /s/ Karen K. Pettiford-Wilson by Power of Attorney previously filed 2013-03-07