0001181431-12-046144.txt : 20120816
0001181431-12-046144.hdr.sgml : 20120816
20120816190253
ACCESSION NUMBER: 0001181431-12-046144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120814
FILED AS OF DATE: 20120816
DATE AS OF CHANGE: 20120816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker David K
CENTRAL INDEX KEY: 0001487727
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 121041065
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
4
1
rrd353796.xml
X0306
4
2012-08-14
0
0001410636
American Water Works Company, Inc.
AWK
0001487727
Baker David K
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
President, NJ American Water
Common Stock
2012-08-14
2012-08-14
4
M
0
420
21.50
A
3199
D
Common Stock
2012-08-14
2012-08-14
4
M
0
460
21.50
A
3659
D
Common Stock
2012-08-14
2012-08-14
4
M
0
2698
20.70
A
6357
D
Common Stock
2012-08-14
2012-08-14
4
S
0
3578
38.00
D
2779
D
Employee Stock Option (right to buy)
21.50
2012-08-14
2012-08-14
4
M
0
420
0
D
2013-12-31
Common Stock
420
40518
D
Employee Stock Option (right to buy)
21.50
2012-08-14
2012-08-14
4
M
0
460
0
D
2014-12-31
Common Stock
460
40058
D
Employee Stock Option (right to buy)
20.70
2012-08-14
2012-08-14
4
M
0
2698
0
D
2015-12-31
Common Stock
2698
37360
D
The Option Award granted on April 22, 2008, representing a right to purchase a total of 4,317 shares at $21.50 became exercisable on January 1, 2010.
The Option Award granted on April 22, 2008, representing a right to purchase a total of 4,712 shares at $21.50 became exercisable on January 1, 2011.
The Option Award granted on February 20, 2009, representing a right to purchase a total of 6,712 shares at $20.70, one-third of which vested on January 1, 2010, January 1, 2011 and January 1, 2012.
/s/ Karen K. Pettiford-Wilson by Power of Attorney previously filed
2012-08-16