0001181431-12-046144.txt : 20120816 0001181431-12-046144.hdr.sgml : 20120816 20120816190253 ACCESSION NUMBER: 0001181431-12-046144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120814 FILED AS OF DATE: 20120816 DATE AS OF CHANGE: 20120816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker David K CENTRAL INDEX KEY: 0001487727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 121041065 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 rrd353796.xml X0306 4 2012-08-14 0 0001410636 American Water Works Company, Inc. AWK 0001487727 Baker David K 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 President, NJ American Water Common Stock 2012-08-14 2012-08-14 4 M 0 420 21.50 A 3199 D Common Stock 2012-08-14 2012-08-14 4 M 0 460 21.50 A 3659 D Common Stock 2012-08-14 2012-08-14 4 M 0 2698 20.70 A 6357 D Common Stock 2012-08-14 2012-08-14 4 S 0 3578 38.00 D 2779 D Employee Stock Option (right to buy) 21.50 2012-08-14 2012-08-14 4 M 0 420 0 D 2013-12-31 Common Stock 420 40518 D Employee Stock Option (right to buy) 21.50 2012-08-14 2012-08-14 4 M 0 460 0 D 2014-12-31 Common Stock 460 40058 D Employee Stock Option (right to buy) 20.70 2012-08-14 2012-08-14 4 M 0 2698 0 D 2015-12-31 Common Stock 2698 37360 D The Option Award granted on April 22, 2008, representing a right to purchase a total of 4,317 shares at $21.50 became exercisable on January 1, 2010. The Option Award granted on April 22, 2008, representing a right to purchase a total of 4,712 shares at $21.50 became exercisable on January 1, 2011. The Option Award granted on February 20, 2009, representing a right to purchase a total of 6,712 shares at $20.70, one-third of which vested on January 1, 2010, January 1, 2011 and January 1, 2012. /s/ Karen K. Pettiford-Wilson by Power of Attorney previously filed 2012-08-16