0001144204-14-059396.txt : 20141002
0001144204-14-059396.hdr.sgml : 20141002
20141002210102
ACCESSION NUMBER: 0001144204-14-059396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141002
DATE AS OF CHANGE: 20141002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vringo Inc
CENTRAL INDEX KEY: 0001410428
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 309-7549
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sinclair H. Van
CENTRAL INDEX KEY: 0001512921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34785
FILM NUMBER: 141138218
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
v390584_4.xml
FORM 4
X0306
4
2014-09-30
0
0001410428
Vringo Inc
VRNG
0001512921
Sinclair H. Van
C/O VRINGO, INC.
780 THIRD AVENUE, 12TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock, $0.01 par value per share
2014-09-30
4
S
0
9375
0.9623
D
274454
D
The transactions reported in this line item were effected to cover tax liabilities pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2013.
Of which, 75,000 shares of common stock are represented by unvested restricted stock units.
As of the reporting date, the reporting person holds 325,000 vested and unvested options and 75,000 vested and unvested restricted stock units. In addition, the reporting person owns 199,454 shares of common stock and 49,709 warrants. The total number of securities listed is 649,163.
/s/ H. Van Sinclair
2014-09-30