0001144204-14-059393.txt : 20141002 0001144204-14-059393.hdr.sgml : 20141002 20141002210023 ACCESSION NUMBER: 0001144204-14-059393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vringo Inc CENTRAL INDEX KEY: 0001410428 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 309-7549 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lang Andrew Kennedy CENTRAL INDEX KEY: 0001554675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34785 FILM NUMBER: 141138213 MAIL ADDRESS: STREET 1: C/O VRINGO, INC. STREET 2: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v390576_4.xml OWNERSHIP DOCUMENT X0306 4 2014-09-30 0 0001410428 Vringo Inc VRNG 0001554675 Lang Andrew Kennedy C/O VRINGO, INC. 780 THIRD AVENUE, 12TH FLOOR NEW YORK NY 10017 1 1 0 0 President & CTO Common Stock, $0.01 par value per share 2014-09-30 4 S 0 5209 0.9618 D 2753577 D Common Stock, $0.01 par value per share 2344509 I By Innovation Spring LLC The transactions reported in this line item were effected to cover tax liabilities pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2013. Of which, 75,522 shares of common stock are represented by unvested restricted stock units. Mr. Lang is the manager of Innovation Spring LLC ("Innovation Spring") and has the sole power to dispose or direct the disposition of the securities held by Innovation Spring. Innovation Spring Trust is the sole member and 100% owner of Innovation Spring and has the sole power to vote or direct the vote over the securities held by Innovation Spring. Mr. Lang does not have power to vote or direct the vote over the securities held by Innovation Spring. As of the reporting date, the reporting person holds (either directly or indirectly) 333,333 vested and unvested options and 75,522 vested and unvested restricted stock units. In addition, the reporting person owns (either directly or indirectly) 5,022,564 shares of common stock and 2,052,419 warrants. The total number of securities listed is 7,483,838. /s/ Andrew Kennedy Lang 2014-09-30