0001144204-12-059290.txt : 20121102 0001144204-12-059290.hdr.sgml : 20121102 20121102213203 ACCESSION NUMBER: 0001144204-12-059290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siegel Seth M CENTRAL INDEX KEY: 0001493407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34785 FILM NUMBER: 121178355 MAIL ADDRESS: STREET 1: 18 EAST 16TH STREET STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vringo Inc CENTRAL INDEX KEY: 0001410428 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 309-7549 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v327164_4.xml OWNERSHIP DOCUMENT X0306 4 2012-10-31 0 0001410428 Vringo Inc VRNG 0001493407 Siegel Seth M C/O VRINGO, INC. 780 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock, $0.01 par value per share 2012-10-31 4 S 0 421 4.35 D 376836 D Common Stock, $0.01 par value per share 19165 I By Seth Mitchell Siegel Family Trust Includes 300,000 shares of common stock that are represented by restricted stock units which vest over a three-year period, with 1/6 of the restricted stock units vesting on January 26, 2013 and 1/12 of the restricted stock units vesting ratably on a quarterly basis thereafter. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2012. /s/ Seth M. Siegel 2012-11-02