0001213900-19-023994.txt : 20191119
0001213900-19-023994.hdr.sgml : 20191119
20191119115346
ACCESSION NUMBER: 0001213900-19-023994
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191118
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rich Mathew Jason
CENTRAL INDEX KEY: 0001794489
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33834
FILM NUMBER: 191229759
MAIL ADDRESS:
STREET 1: 4501 EASTWOOD RD
CITY: MINNETONKA
STATE: MN
ZIP: 55345
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubicon Technology, Inc.
CENTRAL INDEX KEY: 0001410172
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 364419301
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 EAST GREEN STREET
CITY: BENSENVILLE
STATE: IL
ZIP: 60106
BUSINESS PHONE: (847) 295-7000
MAIL ADDRESS:
STREET 1: 900 EAST GREEN STREET
CITY: BENSENVILLE
STATE: IL
ZIP: 60106
3
1
ownership.xml
X0206
3
2019-11-18
0
0001410172
Rubicon Technology, Inc.
RBCN
0001794489
Rich Mathew Jason
C/O RUBICON TECHNOLOGY, INC.
900 EAST GREEN ST., UNIT A
BENSENVILLE
IL
60106
0
1
0
0
Chief Financial Officer
Common Stock
0
D
Restricted Stock Unit
2022-11-18
Common Stock
9000
D
One third of such units will vest if prior to November 18, 2022 the 15-trading day average closing price of the Company's common stock is greater than or equal to the target prices of $11.00, $12.50 and $14.00, respectively.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
/s/ Mathew Rich
2018-11-18