0001213900-19-023994.txt : 20191119 0001213900-19-023994.hdr.sgml : 20191119 20191119115346 ACCESSION NUMBER: 0001213900-19-023994 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191118 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rich Mathew Jason CENTRAL INDEX KEY: 0001794489 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33834 FILM NUMBER: 191229759 MAIL ADDRESS: STREET 1: 4501 EASTWOOD RD CITY: MINNETONKA STATE: MN ZIP: 55345 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubicon Technology, Inc. CENTRAL INDEX KEY: 0001410172 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364419301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 EAST GREEN STREET CITY: BENSENVILLE STATE: IL ZIP: 60106 BUSINESS PHONE: (847) 295-7000 MAIL ADDRESS: STREET 1: 900 EAST GREEN STREET CITY: BENSENVILLE STATE: IL ZIP: 60106 3 1 ownership.xml X0206 3 2019-11-18 0 0001410172 Rubicon Technology, Inc. RBCN 0001794489 Rich Mathew Jason C/O RUBICON TECHNOLOGY, INC. 900 EAST GREEN ST., UNIT A BENSENVILLE IL 60106 0 1 0 0 Chief Financial Officer Common Stock 0 D Restricted Stock Unit 2022-11-18 Common Stock 9000 D One third of such units will vest if prior to November 18, 2022 the 15-trading day average closing price of the Company's common stock is greater than or equal to the target prices of $11.00, $12.50 and $14.00, respectively. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. /s/ Mathew Rich 2018-11-18