0001209191-14-059219.txt : 20140923 0001209191-14-059219.hdr.sgml : 20140923 20140923121632 ACCESSION NUMBER: 0001209191-14-059219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140919 FILED AS OF DATE: 20140923 DATE AS OF CHANGE: 20140923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubicon Technology, Inc. CENTRAL INDEX KEY: 0001410172 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364419301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: (847) 295-7000 MAIL ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graffy Mardel A CENTRAL INDEX KEY: 0001619993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33834 FILM NUMBER: 141115531 MAIL ADDRESS: STREET 1: 900 EAST GREEN STREET, UNIT A CITY: BENSENVILLE STATE: IL ZIP: 60106 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-19 0 0001410172 Rubicon Technology, Inc. RBCN 0001619993 Graffy Mardel A C/O RUBICON TECHNOLOGY INC. 900 EAST GREEN ST., UNIT A BENSENVILLE IL 60106 0 1 0 0 VP - Financial Operations Employee Stock Option (Right to Buy) 5.12 2014-09-19 4 A 0 25000 0.00 A 2024-09-18 Common Stock 25000 25000 D Options vest in four equal annual installments beginning on September 19, 2015. /s/ Mardel A. Graffy 2014-09-22