0000899243-16-010886.txt : 20160105 0000899243-16-010886.hdr.sgml : 20160105 20160105174422 ACCESSION NUMBER: 0000899243-16-010886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160101 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubicon Technology, Inc. CENTRAL INDEX KEY: 0001410172 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364419301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: (847) 295-7000 MAIL ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aquilano Don N CENTRAL INDEX KEY: 0001418016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33834 FILM NUMBER: 161324073 MAIL ADDRESS: STREET 1: C/O RUBICON TECHNOLOGY INC. STREET 2: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-01 0 0001410172 Rubicon Technology, Inc. RBCN 0001418016 Aquilano Don N C/O RUBICON TECHNOLOGY, INC. 900 EAST GREEN ST., UNIT A BENSENVILLE IL 60106 1 0 0 0 Common Stock 2016-01-01 4 A 0 200657 0.00 A 255488 D Consists of restricted stock pursuant to grants that vest according to the following schedule: 50,164 shares vest on March 31, 2016, 50,164 shares vest on June 30, 2016, 50,164 shares vest on September 30, 2016 and 50,165 shares vest on December 31, 2016. Includes 200,657 shares of restricted stock pursuant to grants that vest as indicated in footnote 1. /s/ Scott Glickson, Attorney-in-Fact for Don N. Aquilano 2016-01-05